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Social Work Research Methods That Drive the Practice

Social workers advocate for the well-being of individuals, families and communities. But how do social workers know what interventions are needed to help an individual? How do they assess whether a treatment plan is working? What do social workers use to write evidence-based policy?

Social work involves research-informed practice and practice-informed research. At every level, social workers need to know objective facts about the populations they serve, the efficacy of their interventions and the likelihood that their policies will improve lives. A variety of social work research methods make that possible.

Data-Driven Work

Data is a collection of facts used for reference and analysis. In a field as broad as social work, data comes in many forms.

Quantitative vs. Qualitative

As with any research, social work research involves both quantitative and qualitative studies.

Quantitative Research

Answers to questions like these can help social workers know about the populations they serve — or hope to serve in the future.

• How many students currently receive reduced-price school lunches in the local school district?
• How many hours per week does a specific individual consume digital media?
• How frequently did community members access a specific medical service last year?

Quantitative data — facts that can be measured and expressed numerically — are crucial for social work.

Quantitative research has advantages for social scientists. Such research can be more generalizable to large populations, as it uses specific sampling methods and lends itself to large datasets. It can provide important descriptive statistics about a specific population. Furthermore, by operationalizing variables, it can help social workers easily compare similar datasets with one another.

Qualitative Research

Qualitative data — facts that cannot be measured or expressed in terms of mere numbers or counts — offer rich insights into individuals, groups and societies. It can be collected via interviews and observations.

• What attitudes do students have toward the reduced-price school lunch program?
• What strategies do individuals use to moderate their weekly digital media consumption?
• What factors made community members more or less likely to access a specific medical service last year?

Qualitative research can thereby provide a textured view of social contexts and systems that may not have been possible with quantitative methods. Plus, it may even suggest new lines of inquiry for social work research.

Mixed Methods Research

Combining quantitative and qualitative methods into a single study is known as mixed methods research. This form of research has gained popularity in the study of social sciences, according to a 2019 report in the academic journal Theory and Society. Since quantitative and qualitative methods answer different questions, merging them into a single study can balance the limitations of each and potentially produce more in-depth findings.

However, mixed methods research is not without its drawbacks. Combining research methods increases the complexity of a study and generally requires a higher level of expertise to collect, analyze and interpret the data. It also requires a greater level of effort, time and often money.

The Importance of Research Design

Data-driven practice plays an essential role in social work. Unlike philanthropists and altruistic volunteers, social workers are obligated to operate from a scientific knowledge base.

To know whether their programs are effective, social workers must conduct research to determine results, aggregate those results into comprehensible data, analyze and interpret their findings, and use evidence to justify next steps.

Employing the proper design ensures that any evidence obtained during research enables social workers to reliably answer their research questions.

Research Methods in Social Work

The various social work research methods have specific benefits and limitations determined by context. Common research methods include surveys, program evaluations, needs assessments, randomized controlled trials, descriptive studies and single-system designs.

Surveys involve a hypothesis and a series of questions in order to test that hypothesis. Social work researchers will send out a survey, receive responses, aggregate the results, analyze the data, and form conclusions based on trends.

Surveys are one of the most common research methods social workers use — and for good reason. They tend to be relatively simple and are usually affordable. However, surveys generally require large participant groups, and self-reports from survey respondents are not always reliable.

Program Evaluations

Social workers ally with all sorts of programs: after-school programs, government initiatives, nonprofit projects and private programs, for example.

Crucially, social workers must evaluate a program’s effectiveness in order to determine whether the program is meeting its goals and what improvements can be made to better serve the program’s target population.

Evidence-based programming helps everyone save money and time, and comparing programs with one another can help social workers make decisions about how to structure new initiatives. Evaluating programs becomes complicated, however, when programs have multiple goal metrics, some of which may be vague or difficult to assess (e.g., “we aim to promote the well-being of our community”).

Needs Assessments

Social workers use needs assessments to identify services and necessities that a population lacks access to.

Common social work populations that researchers may perform needs assessments on include:

• People in a specific income group
• Everyone in a specific geographic region
• A specific ethnic group
• People in a specific age group

In the field, a social worker may use a combination of methods (e.g., surveys and descriptive studies) to learn more about a specific population or program. Social workers look for gaps between the actual context and a population’s or individual’s “wants” or desires.

For example, a social worker could conduct a needs assessment with an individual with cancer trying to navigate the complex medical-industrial system. The social worker may ask the client questions about the number of hours they spend scheduling doctor’s appointments, commuting and managing their many medications. After learning more about the specific client needs, the social worker can identify opportunities for improvements in an updated care plan.

In policy and program development, social workers conduct needs assessments to determine where and how to effect change on a much larger scale. Integral to social work at all levels, needs assessments reveal crucial information about a population’s needs to researchers, policymakers and other stakeholders. Needs assessments may fall short, however, in revealing the root causes of those needs (e.g., structural racism).

Randomized Controlled Trials

Randomized controlled trials are studies in which a randomly selected group is subjected to a variable (e.g., a specific stimulus or treatment) and a control group is not. Social workers then measure and compare the results of the randomized group with the control group in order to glean insights about the effectiveness of a particular intervention or treatment.

Randomized controlled trials are easily reproducible and highly measurable. They’re useful when results are easily quantifiable. However, this method is less helpful when results are not easily quantifiable (i.e., when rich data such as narratives and on-the-ground observations are needed).

Descriptive Studies

Descriptive studies immerse the researcher in another context or culture to study specific participant practices or ways of living. Descriptive studies, including descriptive ethnographic studies, may overlap with and include other research methods:

• Informant interviews
• Census data
• Observation

By using descriptive studies, researchers may glean a richer, deeper understanding of a nuanced culture or group on-site. The main limitations of this research method are that it tends to be time-consuming and expensive.

Single-System Designs

Unlike most medical studies, which involve testing a drug or treatment on two groups — an experimental group that receives the drug/treatment and a control group that does not — single-system designs allow researchers to study just one group (e.g., an individual or family).

Single-system designs typically entail studying a single group over a long period of time and may involve assessing the group’s response to multiple variables.

For example, consider a study on how media consumption affects a person’s mood. One way to test a hypothesis that consuming media correlates with low mood would be to observe two groups: a control group (no media) and an experimental group (two hours of media per day). When employing a single-system design, however, researchers would observe a single participant as they watch two hours of media per day for one week and then four hours per day of media the next week.

These designs allow researchers to test multiple variables over a longer period of time. However, similar to descriptive studies, single-system designs can be fairly time-consuming and costly.

Learn More About Social Work Research Methods

Social workers have the opportunity to improve the social environment by advocating for the vulnerable — including children, older adults and people with disabilities — and facilitating and developing resources and programs.

Learn more about how you can earn your  Master of Social Work online at Virginia Commonwealth University . The highest-ranking school of social work in Virginia, VCU has a wide range of courses online. That means students can earn their degrees with the flexibility of learning at home. Learn more about how you can take your career in social work further with VCU.

From M.S.W. to LCSW: Understanding Your Career Path as a Social Worker

How Palliative Care Social Workers Support Patients With Terminal Illnesses

How to Become a Social Worker in Health Care

Gov.uk, Mixed Methods Study

MVS Open Press, Foundations of Social Work Research

Open Social Work Education, Scientific Inquiry in Social Work

Open Social Work, Graduate Research Methods in Social Work: A Project-Based Approach

Routledge, Research for Social Workers: An Introduction to Methods

SAGE Publications, Research Methods for Social Work: A Problem-Based Approach

Theory and Society, Mixed Methods Research: What It Is and What It Could Be

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7 7. Theory and paradigm

Chapter outline.

• What are your assumptions? (16 minute read)
• Ethical and critical considerations (15 minute read)
• Social work research paradigms (25 minute read, plus 10 minute video)
• Developing your theoretical framework (15 minute read)
• Designing your project using theory and paradigm (13 minute read)

Content warning: examples in this chapter contain references to post-traumatic stress disorder and similar culture-bound syndromes related to trauma, colonization and Global North/West hegemony, racist beliefs about intelligence and racist science, sexism in medical science and STEM fields, dropping out of high school, poverty, addiction and the disease model, police violence and systemic racism, rape culture, depression, homelessness, “coming out” as a lesbian, ethnocentrism, sexual harassment, domestic violence, and oppression of TANF recipients.

7.1. What are your assumptions?

Learning objectives.

Learners will be able to…

• Ground your research project and working question in the philosophical assumptions of social science
• Define the terms ‘ ontology ‘ and ‘ epistemology ‘ and explain how they relate to quantitative and qualitative research methods

Last chapter, we reviewed the ethical commitment that social work researchers have to protect the people and communities impacted by their research. Answering the practical questions of harm, conflicts of interest, and other ethical issues will provide clear foundation of what you can and cannot do as part of your research project. In this chapter, we will transition from the real world to the conceptual world. Together, we will discover and explore the theoretical and philosophical foundations of your project. You should complete this chapter with a better sense of how theoretical and philosophical concepts help you answer your working question, and in turn, how theory and philosophy will affect the research project you design.

Embrace philosophy

The single biggest barrier to engaging with philosophy of science, at least according to some of my students, is the word philosophy. I had one student who told me that as soon as that word came up, she tuned out because she thought it was above her head. As we discussed in Chapter 1 , some students already feel like research methods is too complex of a topic, and asking them to engage with philosophical concepts within research is like asking asking them to tap dance while wearing ice skates.

For those students, I would first answer that this chapter is my favorite one to write because it was the most personally impactful for me to learn during my MSW program. Finding my theoretical and philosophical home was important for me to develop as a clinician and a researcher. Following our advice in Chapter 2 , you’ve hopefully chosen a topic that is important to your interests as a social work practitioner, and consider this chapter an opportunity to find your personal roots in addition to revising your working question and designing your research study.

Exploring theoretical and philosophical questions will cause your working question and research project to become clearer…eventually. Consider this chapter as something similar to getting a nice outfit for a fancy occasion. You have to try on a lot of different theories and philosophies before you find the one that fits with what you’re going for. There’s no right way to try on clothes, and there’s no one right theory or philosophy for your project. You might find a good fit with the first one you’ve tried on, or it might take a few different outfits. You have to find ideas that make sense together because they fit with how you think about your topic and how you should study it.

As you read this section, try to think about which assumptions  feel right for your working question and research project. Which assumptions match what you think and believe about your topic? The goal is not to find the “right” answer, but to develop your conceptual understanding of your research topic by finding the right theoretical and philosophical fit.

Theoretical & philosophical fluency

In addition to self-discovery, theoretical and philosophical fluency is a skill that social workers must possess in order to engage in social justice work. That’s because theory and philosophy help sharpen your perceptions of the social world. Just as social workers use empirical data to support their work, they also use theoretical and philosophical foundations. More importantly, theory and philosophy help social workers build heuristics that can help identify the fundamental assumptions at the heart of social conflict and social problems. They alert you to the patterns in the underlying assumptions that different people make and how those assumptions shape their worldview, what they view as true, and what they hope to accomplish. In the next section, we will review feminist and other critical perspectives on research, and they should help inform you of how assumptions about research can reinforce existing oppression.

Understanding these deeper structures is a true gift of social work research. Because we acknowledge the usefulness and truth value of multiple philosophies and worldviews contained in this chapter, we can arrive at a deeper and more nuanced understanding of the social world. Methods can be closely associated with particular worldviews or ideologies. There are necessarily philosophical and theoretical aspects to this, and this can be intimidating at times, but it’s important to critically engage with these questions to improve the quality of research.

Building your ice float

Although it may not seem like it right now, your project will develop a from a strong connection to previous theoretical and philosophical ideas about your topic. It’s likely you already have some (perhaps unstated) philosophical or theoretical ideas that undergird your thinking on the topic. Moreover, the philosophical questions we review here should inform how you understand different theories and practice modalities in social work, as they deal with the bedrock questions about science and human knowledge.

Before we can dive into philosophy, we need to recall out conversation from Chapter 1 about objective truth and subjective truths. Let’s test your knowledge with a quick example. Is crime on the rise in the United States? A recent Five Thirty Eight article highlights the disparity between historical trends on crime that are at or near their lowest in the thirty years with broad perceptions by the public that crime is on the rise (Koerth & Thomson-DeVeaux, 2020). [1] Social workers skilled at research can marshal objective facts, much like the authors do, to demonstrate that people’s perceptions are not based on a rational interpretation of the world. Of course, that is not where our work ends. Subjective facts might seek to decenter this narrative of ever-increasing crime, deconstruct is racist and oppressive origins, or simply document how that narrative shapes how individuals and communities conceptualize their world.

Objective does not mean right, and subjective does not mean wrong. Researchers must understand what kind of truth they are searching for so they can choose a theoretical framework, methodology, and research question that matches. As we discussed in Chapter 1 , researchers seeking objective truth (one of the philosophical foundations at the bottom of Figure 7.1) often employ quantitative methods (one of the methods at the top of Figure 7.1). Similarly, researchers seeking subjective truths (again, at the bottom of Figure 7.1) often employ qualitative methods (at the top of Figure 7.1). This chapter is about the connective tissue, and by the time you are done reading, you should have a first draft of a theoretical and philosophical (a.k.a. paradigmatic) framework for your study.

Ontology: Assumptions about what is real & true

In section 1.2, we reviewed the two types of truth that social work researchers seek— objective truth and subjective truths —and linked these with the methods—quantitative and qualitative—that researchers use to study the world. If those ideas aren’t fresh in your mind, you may want to navigate back to that section for an introduction.

These two types of truth rely on different assumptions about what is real in the social world—i.e., they have a different ontology . Ontology refers to the study of being (literally, it means “rational discourse about being”). In philosophy, basic questions about existence are typically posed as ontological, e.g.:

• What is there?
• What types of things are there?
• How can we describe existence?
• What kind of categories can things go into?
• Are the categories of existence hierarchical?

Objective vs. subjective ontologies

At first, it may seem silly to question whether the phenomena we encounter in the social world are real. Of course you exist, your thoughts exist, your computer exists, and your friends exist. You can see them with your eyes. This is the ontological framework of  realism , which simply means that the concepts we talk about in science exist independent of observation (Burrell & Morgan, 1979). [2] Obviously, when we close our eyes, the universe does not disappear. You may be familiar with the philosophical conundrum: “If a tree falls in a forest and no one is around to hear it, does it make a sound?”

The natural sciences, like physics and biology, also generally rely on the assumption of realism. Lone trees falling make a sound. We assume that gravity and the rest of physics are there, even when no one is there to observe them. Mitochondria are easy to spot with a powerful microscope, and we can observe and theorize about their function in a cell. The gravitational force is invisible, but clearly apparent from observable facts, such as watching an apple fall from a tree. Of course, out theories about gravity have changed over the years. Improvements were made when observations could not be correctly explained using existing theories and new theories emerged that provided a better explanation of the data.

As we discussed in section 1.2, culture-bound syndromes are an excellent example of where you might come to question realism. Of course, from a Western perspective as researchers in the United States, we think that the Diagnostic and Statistical Manual (DSM) classification of mental health disorders is real and that these culture-bound syndromes are aberrations from the norm. But what about if you were a person from Korea experiencing Hwabyeong? Wouldn’t you consider the Western diagnosis of somatization disorder to be incorrect or incomplete? This conflict raises the question–do either Hwabyeong   or DSM diagnoses like post-traumatic stress disorder (PTSD) really exist at all…or are they just social constructs that only exist in our minds?

If your answer is “no, they do not exist,” you are adopting the ontology of anti-realism ( or relativism ), or the idea that social concepts do not exist outside of human thought. Unlike the realists who seek a single, universal truth, the anti-realists perceive a sea of truths, created and shared within a social and cultural context. Unlike objective truth, which is true for all, subjective truths will vary based on who you are observing and the context in which you are observing them. The beliefs, opinions, and preferences of people are actually truths that social scientists measure and describe. Additionally, subjective truths do not exist independent of human observation because they are the product of the human mind. We negotiate what is true in the social world through language, arriving at a consensus and engaging in debate within our socio-cultural context.

These theoretical assumptions should sound familiar if you’ve studied social constructivism or symbolic interactionism in your other MSW courses, most likely in human behavior in the social environment (HBSE). [3] From an anti-realist perspective, what distinguishes the social sciences from natural sciences is human thought. When we try to conceptualize trauma from an anti-realist perspective, we must pay attention to the feelings, opinions, and stories in people’s minds. In their most radical formulations, anti-realists propose that these feelings and stories are all that truly exist.

What happens when a situation is incorrectly interpreted? Certainly, who is correct about what is a bit subjective. It depends on who you ask. Even if you can determine whether a person is actually incorrect, they think they are right. Thus, what may not be objectively true for everyone is nevertheless true to the individual interpreting the situation. Furthermore, they act on the assumption that they are right. We all do. Much of our behaviors and interactions are a manifestation of our personal subjective truth. In this sense, even incorrect interpretations are truths, even though they are true only to one person or a group of misinformed people. This leads us to question whether the social concepts we think about really exist. For researchers using subjective ontologies, they might only exist in our minds; whereas, researchers who use objective ontologies which assume these concepts exist independent of thought.

How do we resolve this dichotomy? As social workers, we know that often times what appears to be an either/or situation is actually a both/and situation. Let’s take the example of trauma. There is clearly an objective thing called trauma. We can draw out objective facts about trauma and how it interacts with other concepts in the social world such as family relationships and mental health. However, that understanding is always bound within a specific cultural and historical context. Moreover, each person’s individual experience and conceptualization of trauma is also true. Much like a client who tells you their truth through their stories and reflections, when a participant in a research study tells you what their trauma means to them, it is real even though only they experience and know it that way. By using both objective and subjective analytic lenses, we can explore different aspects of trauma—what it means to everyone, always, everywhere, and what is means to one person or group of people, in a specific place and time.

Epistemology: Assumptions about how we know things

Having discussed what is true, we can proceed to the next natural question—how can we come to know what is real and true? This is epistemology . Epistemology is derived from the Ancient Greek epistēmē which refers to systematic or reliable knowledge (as opposed to doxa, or “belief”). Basically, it means “rational discourse about knowledge,” and the focus is the study of knowledge and methods used to generate knowledge. Epistemology has a history as long as philosophy, and lies at the foundation of both scientific and philosophical knowledge.

Epistemological questions include:

• What is knowledge?
• How can we claim to know anything at all?
• What does it mean to know something?
• What makes a belief justified?
• What is the relationship between the knower and what can be known?

While these philosophical questions can seem far removed from real-world interaction, thinking about these kinds of questions in the context of research helps you target your inquiry by informing your methods and helping you revise your working question. Epistemology is closely connected to method as they are both concerned with how to create and validate knowledge. Research methods are essentially epistemologies – by following a certain process we support our claim to know about the things we have been researching. Inappropriate or poorly followed methods can undermine claims to have produced new knowledge or discovered a new truth. This can have implications for future studies that build on the data and/or conceptual framework used.

Research methods can be thought of as essentially stripped down, purpose-specific epistemologies. The knowledge claims that underlie the results of surveys, focus groups, and other common research designs ultimately rest on epistemological assumptions of their methods. Focus groups and other qualitative methods usually rely on subjective epistemological (and ontological) assumptions. Surveys and and other quantitative methods usually rely on objective epistemological assumptions. These epistemological assumptions often entail congruent subjective or objective ontological assumptions about the ultimate questions about reality.

Objective vs. subjective epistemologies

One key consideration here is the status of ‘truth’ within a particular epistemology or research method. If, for instance, some approaches emphasize subjective knowledge and deny the possibility of an objective truth, what does this mean for choosing a research method?

We began to answer this question in Chapter 1 when we described the scientific method and objective and subjective truths. Epistemological subjectivism focuses on what people think and feel about a situation, while epistemological objectivism focuses on objective facts irrelevant to our interpretation of a situation (Lin, 2015). [4]

While there are many important questions about epistemology to ask (e.g., “How can I be sure of what I know?” or “What can I not know?” see Willis, 2007 [5] for more), from a pragmatic perspective most relevant epistemological question in the social sciences is whether truth is better accessed using numerical data or words and performances. Generally, scientists approaching research with an objective epistemology (and realist ontology) will use quantitative methods to arrive at scientific truth. Quantitative methods examine numerical data to precisely describe and predict elements of the social world. For example, while people can have different definitions for poverty, an objective measurement such as an annual income of “less than $25,100 for a family of four” provides a precise measurement that can be compared to incomes from all other people in any society from any time period, and refers to real quantities of money that exist in the world. Mathematical relationships are uniquely useful in that they allow comparisons across individuals as well as time and space. In this book, we will review the most common designs used in quantitative research: surveys and experiments. These types of studies usually rely on the epistemological assumption that mathematics can represent the phenomena and relationships we observe in the social world.

Although mathematical relationships are useful, they are limited in what they can tell you. While you can learn use quantitative methods to measure individuals’ experiences and thought processes, you will miss the story behind the numbers. To analyze stories scientifically, we need to examine their expression in interviews, journal entries, performances, and other cultural artifacts using qualitative methods . Because social science studies human interaction and the reality we all create and share in our heads, subjectivists focus on language and other ways we communicate our inner experience. Qualitative methods allow us to scientifically investigate language and other forms of expression—to pursue research questions that explore the words people write and speak. This is consistent with epistemological subjectivism’s focus on individual and shared experiences, interpretations, and stories.

It is important to note that qualitative methods are entirely compatible with seeking objective truth. Approaching qualitative analysis with a more objective perspective, we look simply at what was said and examine its surface-level meaning. If a person says they brought their kids to school that day, then that is what is true. A researcher seeking subjective truth may focus on how the person says the words—their tone of voice, facial expressions, metaphors, and so forth. By focusing on these things, the researcher can understand what it meant to the person to say they dropped their kids off at school. Perhaps in describing dropping their children off at school, the person thought of their parents doing the same thing. In this way, subjective truths are deeper, more personalized, and difficult to generalize.

Putting it all together

As you might guess by the structure of the next two parts of this textbook, the distinction between quantitative and qualitative is important. Because of the distinct philosophical assumptions of objectivity and subjectivity, it will inform how you define the concepts in your research question, how you measure them, and how you gather and interpret your raw data. You certainly do not need to have a final answer right now! But stop for a minute and think about which approach feels right so far. In the next section, we will consider another set of philosophical assumptions that relate to ethics and the role of research in achieving social justice.

Key Takeaways

• Philosophers of science disagree on the basic tenets of what is true and how we come to know what is true.
• Researchers searching for objective truth will likely have a different theoretical framework, research design, and methods than researchers searching for subjective truths.
• These differences are due to different assumptions about what is real and true (ontology) and how we can come to understand what is real and true (epistemology).

Does an objective or subjective epistemological/ontological framework make the most sense for your research project?

• Are you more concerned with how people think and feel about your topic, their subjective truths—more specific to the time and place of your project?
• Or are you more concerned with objective truth, so that your results might generalize to populations beyond the ones in your study?

Using your answer to the above question, describe how either quantitative or qualitative methods make the most sense for your project.

7.2 Ethical and critical considerations

• Apply feminist, anti-racist, and decolonization critiques of social science to your project
• Define axiology and describe the axiological assumptions of your project

So far, we have talked about knowledge as it exists in the world, but what about the process of research itself? Doesn’t the researcher bring their own biases, perspectives, and experiences to the process? The critique of science as an enterprise dominated by the perspectives of white men from North America and Europe is one that has had a profound impact on how we view knowledge. Because scientists design research studies, create measures, and interpret results, there is always the risk that a scientist’s objectivity slips and as a result, biases are expressed.

Consider this example from professional sports. The National Football League (NFL) has long downplayed the lifelong impact of concussions and traumatic brain injury. However, due to the racist science that existed when the issue was first addressed through a settlement in the 1990s, Black players were assumed to have lower cognitive function and were thus any losses in cognitive function were less significant, resulting in a lower payout or additional barriers to an eventual payout (Dale, 2021). [6] It is hard to view this “race-norming” without taking into account the impact of the Bell Curve, a racist and methodologically flawed book that purported to support white intellectual superiority (Bell, 1995). [7] According to an Associated Press report :

The NFL noted that the norms were developed in medicine “to stop bias in testing, not perpetrate it”…The binary race norms, when they are used in the testing, assumes that Black patients start with worse cognitive function than whites and other non-Blacks. That makes it harder for them to show a deficit and qualify for an award. [Two players], for instance, were denied awards but would have qualified had they been white, according to their lawsuit (Dale, 2021, para 10-13).

Part of the value in making the philosophical assumptions of your project explicit is that you can scan for sources of explicit or implicit bias you bring to the research process.

Whose truth does science establish?

Social work is concerned with the “isms” of oppression (ableism, ageism, cissexism, classism, heterosexism, racism, sexism, etc.), and so our approach to science must reconcile its history as both a tool of oppression and its exclusion of oppressed groups. Science grew out of the Enlightenment, a philosophical movement which applied reason and empirical analysis to understanding the world. While the Enlightenment brought forth tremendous achievements, the critiques of Marxian, feminist, and other critical theorists complicated the Enlightenment understanding of science. For this section, I will focus on feminist critiques of science, building upon an entry in the Stanford Encyclopedia of Philosophy (Crasnow, 2020). [8]

In its original formulation, science was an individualistic endeavor. As we learned in Chapter 1 , a basic statement of the scientific method is that a researcher studies existing theories on a topic, formulates a hypothesis about what might be true, and either confirms or disconfirms their hypothesis through experiment and rigorous observation. Over time, our theories become more accurate in their predictions and more comprehensive in their conclusions. Scientists put aside their preconceptions, look at the data, and build their theories based on objective rationality.

Yet, this cannot be perfectly true. Scientists are human, after all. As a profession historically dominated by white men, scientists have dismissed women and other minorities as being psychologically unfit for the scientific profession. While attitudes have improved, science, technology, engineering, mathematics (STEM) and related fields remain dominated by white men (Grogan, 2019). [9] Biases can persist in social work theory and research when social scientists do not have similar experiences to the populations they study.

Gender bias can influence the research questions scientists choose to answer. Feminist critiques of medical science drew attention to women’s health issues, spurring research and changing standards of care. The focus on domestic violence in the empirical literature can also be seen as a result of feminist critique. Thus, critical theory helps us critique what is on the agenda for science. If science is to answer important questions, it must speak to the concerns of all people. Through the democratization in access to scientific knowledge and the means to produce it, science becomes a sister process of social development and social justice.

The goal of a diverse and participatory scientific community lies in contrast to much of what we understand to be “proper” scientific knowledge. Many of the older, classic social science theories were developed based on research which observed males or from university students in the United States or other Western nations. How these observations were made, what questions were asked, and how the data were interpreted were shaped by the same oppressive forces that existed in broader society, a process that continues into the present. In psychology, the concept of hysteria or hysterical women was believed to be caused by a wandering womb (Tasca et al., 2012). [10] Even today, there are gender biases in diagnoses of histrionic personality disorder and racial biases in psychotic disorders (Klonsky et al., 2002) [11] because the theories underlying them were created in a sexist and racist culture. In these ways, science can reinforce the truth of the white Western male perspective.

Finally, it is important to note that social science research is often conducted on populations rather than with populations. Historically, this has often meant Western men traveling to other countries and seeking to understand other cultures through a Western lens. Lacking cultural humility and failing to engage stakeholders, ethnocentric research of this sort has led to the view of non-Western cultures as inferior. Moreover, the use of these populations as research subjects rather than co-equal participants in the research process privileges the researcher’s knowledge over that from other groups or cultures. Researchers working with indigenous cultures, in particular, had a destructive habit of conducting research for a short time and then leaving, without regard for the impact their study had on the population. These critiques of Western science aim to decolonize social science and dismantle the racist ideas the oppress indigenous and non-Western peoples through research (Smith, 2013). [12]

The central concept in feminist, anti-racist, and decolonization critiques (among other critical frames) is epistemic injustice. Epistemic injustice happens when someone is treated unfairly in their capacity to know something or describe their experience of the world. As described by Fricker (2011), [13] the injustice emerges from the dismissal of knowledge from oppressed groups, discrimination against oppressed groups in scientific communities, and the resulting gap between what scientists can make sense of from their experience and the experiences of people with less power who have lived experience of the topic. We recommend this video from Edinburgh Law School which applies epistemic injustice to studying public health emergencies, disabilities, and refugee services .

• Take a moment and reflect on how your life experiences may inform how you understand your topic. What do you already know? How might you be biased?
• Describe how previous or current studies and theories about your topic have been influenced by oppressive forces such as racism and sexism.

Self-determination and free will

When scientists observe social phenomena, they often take the perspective of determinism , meaning that what is seen is the result of processes that occurred earlier in time (i.e., cause and effect). As you will see in Chapter 9 , this process is represented in the classical formulation of a research question which asks “what is the relationship between X (cause) and Y (effect)?” By framing a research question in such a way, the scientist is disregarding any reciprocal influence that Y has on X. Moreover, the scientist also excludes human agency from the equation. It is simply that a cause will necessitate an effect. For example, a researcher might find that few people living in neighborhoods with higher rates of poverty graduate from high school, and thus conclude that poverty causes adolescents to drop out of school. This conclusion, however, does not address the story behind the numbers. Each person who is counted as graduating or dropping out has a unique story of why they made the choices they did. Perhaps they had a mentor or parent that helped them succeed. Perhaps they faced the choice between employment to support family members or continuing in school.

For this reason, determinism is critiqued as reductionistic in the social sciences because people have agency over their actions. This is unlike the natural sciences like physics. While a table isn’t aware of the friction it has with the floor, parents and children are likely aware of the friction in their relationships and act based on how they interpret that conflict. The opposite of determinism is free will , that humans can choose how they act and their behavior and thoughts are not solely determined by what happened prior in a neat, cause-and-effect relationship. Researchers adopting a perspective of free will view the process of, continuing with our education example, seeking higher education as the result of a number of mutually influencing forces and the spontaneous and implicit processes of human thought. For these researchers, the picture painted by determinism is too simplistic.

A similar dichotomy can be found in the debate between individualism and holism . When you hear something like “the disease model of addiction leads to policies that pathologize and oppress people who use drugs,” the speaker is making a methodologically holistic argument. They are making a claim that abstract social forces (the disease model, policies) can cause things to change. A methodological individualist would critique this argument by saying that the disease model of addiction doesn’t actually cause anything by itself. From this perspective, it is the individuals, rather than any abstract social force, who oppress people who use drugs. The disease model itself doesn’t cause anything to change; the individuals who follow the precepts of the disease model are the agents who actually oppress people in reality. To an individualist, all social phenomena are the result of individual human action and agency. To a holist, social forces can determine outcomes for individuals without individuals playing a causal role, undercutting free will and research projects that seek to maximize human agency.

• Is human action, or free will, central to how you understand your topic?
• Or are humans more passive and what happens to them more determined by the social forces that influence their life?
• Reflect on how your project’s assumptions may differ from your own assumptions about free will and determinism. For example, my beliefs about self-determination and free will always inform my social work practice. However, my working question and research project may rely on social theories that are deterministic and do not address human agency.

Radical change

Another assumption scientists make is around the nature of the social world. Is it an orderly place that remains relatively stable over time? Or is it a place of constant change and conflict? The view of the social world as an orderly place can help a researcher describe how things fit together to create a cohesive whole. For example, systems theory can help you understand how different systems interact with and influence one another, drawing energy from one place to another through an interconnected network with a tendency towards homeostasis. This is a more consensus -focused and status-quo-oriented perspective. Yet, this view of the social world cannot adequately explain the radical shifts and revolutions that occur. It also leaves little room for human action and free will. In this more radical space, change consists of the fundamental assumptions about how the social world works.

For example, at the time of this writing, protests are taking place across the world to remember the killing of George Floyd by Minneapolis police and other victims of police violence and systematic racism. Public support of Black Lives Matter , an anti-racist activist group that focuses on police violence and criminal justice reform, has experienced a radical shift in public support in just two weeks since the killing, equivalent to the previous 21 months of advocacy and social movement organizing (Cohn & Quealy, 2020). [14] Abolition of police and prisons , once a fringe idea, has moved into the conversation about remaking the criminal justice system from the ground-up, centering its historic and current role as an oppressive system for Black Americans. Seemingly overnight, reducing the money spent on police and giving that money to social services became a moderate political position.

A researcher centering change may choose to understand this transformation or even incorporate radical anti-racist ideas into the design and methods of their study. For an example of how to do so, see this participatory action research study working with Black and Latino youth (Bautista et al., 2013). [15]  Contrastingly, a researcher centering consensus and the status quo might focus on incremental changes what people currently think about the topic. For example, see this survey of social work student attitudes on poverty and race that seeks to understand the status quo of student attitudes and suggest small changes that might change things for the better (Constance-Huggins et al., 2020). [16] To be clear, both studies contribute to racial justice. However, you can see by examining the methods section of each article how the participatory action research article addresses power and values as a core part of their research design, qualitative ethnography and deep observation over many years, in ways that privilege the voice of people with the least power. In this way, it seeks to rectify the epistemic injustice of excluding and oversimplifying Black and Latino youth. Contrast this more radical approach with the more traditional approach taken in the second article, in which they measured student attitudes using a survey developed by researchers.

• Traditional studies will be less participatory. You as the researcher will determine the research question, how to measure it, data collection, etc.
• Radical studies will be more participatory. You as the researcher seek to undermine power imbalances at each stage of the research process.
• Pragmatically, more participatory studies take longer to complete and may be less suited to student projects that need to be completed in a short time frame.

Axiology: Assumptions about values

Axiology is the study of values and value judgements (literally “rational discourse about values [a​ xía​]”). In philosophy this field is subdivided into ethics (the study of morality) and aesthetics (the study of beauty, taste and judgement). For the hard-nosed scientist, the relevance of axiology might not be obvious. After all, what difference do one’s feelings make for the data collected? Don’t we spend a long time trying to teach researchers to be objective and remove their values from the scientific method?

Like ontology and epistemology, the import of axiology is typically built into research projects and exists “below the surface”. You might not consciously engage with values in a research project, but they are still there. Similarly, you might not hear many researchers refer to their axiological commitments but they might well talk about their values and ethics, their positionality, or a commitment to social justice.

Our values focus and motivate our research. These values could include a commitment to scientific rigor, or to always act ethically as a researcher. At a more general level we might ask: What matters? Why do research at all? How does it contribute to human wellbeing? Almost all research projects are grounded in trying to answer a question that matters or has consequences. Some research projects are even explicit in their intention to improve things rather than observe them. This is most closely associated with “critical” approaches.

Critical and radical views of science focus on how to spread knowledge and information in a way that combats oppression. These questions are central for creating research projects that fight against the objective structures of oppression—like unequal pay—and their subjective counterparts in the mind—like internalized sexism. For example, a more critical research project would fight not only against statutes of limitations for sexual assault but on how women have internalized rape culture as well. Its explicit goal would be to fight oppression and to inform practice on women’s liberation. For this reason, creating change is baked into the research questions and methods used in more critical and radical research projects.

As part of studying radical change and oppression, we are likely employing a model of science that puts values front-and-center within a research project. All social work research is values-driven, as we are a values-driven profession. Historically, though, most social scientists have argued for values-free science. Scientists agree that science helps human progress, but they hold that researchers should remain as objective as possible—which means putting aside politics and personal values that might bias their results, similar to the cognitive biases we discussed in section 1.1. Over the course of last century, this perspective was challenged by scientists who approached research from an explicitly political and values-driven perspective. As we discussed earlier in this section, feminist critiques strive to understand how sexism biases research questions, samples, measures, and conclusions, while decolonization critiques try to de-center the Western perspective of science and truth.

Linking axiology, epistemology, and ontology

It is important to note that both values-central and values-neutral perspectives are useful in furthering social justice. Values-neutral science is helpful at predicting phenomena. Indeed, it matches well with objectivist ontologies and epistemologies. Let’s examine a measure of depression, the Patient Health Questionnaire (PSQ-9) . The authors of this measure spent years creating a measure that accurately and reliably measures the concept of depression. This measure is assumed to measure depression in any person, and scales like this are often translated into other languages (and subsequently validated) for more widespread use . The goal is to measure depression in a valid and reliable manner. We can use this objective measure to predict relationships with other risk and protective factors, such as substance use or poverty, as well as evaluate the impact of evidence-based treatments for depression like narrative therapy.

While measures like the PSQ-9 help with prediction, they do not allow you to understand an individual person’s experience of depression. To do so, you need to listen to their stories and how they make sense of the world. The goal of understanding isn’t to predict what will happen next, but to empathically connect with the person and truly understand what’s happening from their perspective. Understanding fits best in subjectivist epistemologies and ontologies, as they allow for multiple truths (i.e. that multiple interpretations of the same situation are valid). Although all researchers addressing depression are working towards socially just ends, the values commitments researchers make as part of the research process influence them to adopt objective or subjective ontologies and epistemologies.

What role will values play in your study?

• Are you looking to be as objective as possible, putting aside your own values?
• Or are you infusing values into each aspect of your research design?

Remember that although social work is a values-based profession, that does not mean that all social work research is values-informed. The majority of social work research is objective and tries to be value-neutral in how it approaches research.

Philosophical assumptions, as a whole

As you engage with theoretical and empirical information in social work, keep these philosophical assumptions in mind. They are useful shortcuts to understanding the deeper ideas and assumptions behind the construction of knowledge. See Table 7.1 below for a short reference list of the key assumptions we covered in sections 7.1 and 7.2. The purpose of exploring these philosophical assumptions isn’t to find out which is true and which is false. Instead, the goal is to identify the assumptions that fit with how you think about your working question and your personal worldview.

• Feminist, anti-racist, and decolonization critiques of science highlight the often hidden oppressive ideas and structures in science.
• Even though social work is a values-based discipline, most social work research projects are values-neutral because those assumptions fit with the researcher’s question.
• Using your understanding of the conflicts in Table 7.1 and explored in sections 7.1 and 7.2, critique the following (deliberately problematic) statement:

“When a scientist observes the social world, he does so objectively.”

7.3 Social work research paradigms

• Distinguish between the three major research paradigms in social work and apply the assumptions upon which they are built to a student research project

In the previous two sections, we reviewed the three elements to the philosophical foundation of a research method: ontology, epistemology and axiology (Crotty, 1998; Guba & Lincoln, 1994; Heron & Reason, 1997). [17] In this section, you will explore how to apply these philosophical approaches to your research project. In the next section, we will do the same for theory. Keep in mind that it’s easy for us as textbook authors to lay out each step (paradigm, theory, etc.) sequentially, but in reality, research projects are not linear. Researchers rarely proceed by choosing an ontology, epistemology and axiology separately and then deciding which theory and methods to apply. As we discussed in Chapter 2 when you started conceptualizing your project, you should choose something that interests you, is feasible to conduct, and does not pose unethical risks to others. Whatever part or parts your project you have figured out right now, you’re right where you should be—in the middle of conceptualization.

How do scientific ideas change over time?

Much like your ideas develop over time as you learn more, so does the body of scientific knowledge. Kuhn’s (1962) [18] The Structure of Scientific Revolutions is one of the most influential works on the philosophy of science, and is credited with introducing the idea of competing paradigms (or “disciplinary matrices”) in research. Kuhn investigated the way that scientific practices evolve over time, arguing that we don’t have a simple progression from “less knowledge” to “more knowledge” because the way that we approach inquiry is changing over time. This can happen gradually, but the process results in moments of change where our understanding of a phenomenon changes more radically (such as in the transition from Newtonian to Einsteinian physics; or from Lamarckian to Darwinian theories of evolution). For a social work practice example, Fleuridas & Krafcik (2019) [19] trace the development of the “four forces” of psychotherapy , from psychodynamics to behaviorism to humanism as well as the competition among emerging perspectives to establish itself as the fourth force to guide psychotherapeutic practice. But how did the problems in one paradigm inspire new paradigms? Kuhn presents us with a way of understanding the history of scientific development across all topics and disciplines.

As you can see in this video from Matthew J. Brown (CC-BY), there are four stages in the cycle of science in Kuhn’s approach. Firstly, a pre-paradigmatic state where competing approaches share no consensus. Secondly, the “normal” state where there is wide acceptance of a particular set of methods and assumptions. Thirdly, a state of crisis where anomalies that cannot be solved within the existing paradigm emerge and competing theories to address them follow. Fourthly, a revolutionary phase where some new paradigmatic approach becomes dominant and supplants the old. Shnieder (2009) [20] suggests that the Kuhnian phases are characterized by different kinds of scientific activity.

Newer approaches often build upon rather than replace older ones, but they also overlap and can exist within a state of competition. Scientists working within a particular paradigm often share methods, assumptions and values. In addition to supporting specific methods, research paradigms also influence things like the ambition and nature of research, the researcher-participant relationship and how the role of the researcher is understood.

Paradigm vs. theory

The terms ‘ paradigm ‘ and ‘ theory ‘ are often used interchangeably in social science. There is not a consensus among social scientists as to whether these are identical or distinct concepts. With that said, in this text, we will make a clear distinction between the two ideas because thinking about each concept separately is more useful for our purposes.

We define paradigm a set of common philosophical (ontological, epistemological, and axiological) assumptions that inform research. The four paradigms we describe in this section refer to patterns in how groups of researchers resolve philosophical questions. Some assumptions naturally make sense together, and paradigms grow out of researchers with shared assumptions about what is important and how to study it. Paradigms are like “analytic lenses” and a provide framework on top of which we can build theoretical and empirical knowledge (Kuhn, 1962). [21] Consider this video of an interview with world-famous physicist Richard Feynman in which he explains why “when you explain a ‘why,’ you have to be in some framework that you allow something to be true. Otherwise, you are perpetually asking why.” In order to answer basic physics question like “what is happening when two magnets attract?” or a social work research question like “what is the impact of this therapeutic intervention on depression,” you must understand the assumptions you are making about social science and the social world. Paradigmatic assumptions about objective and subjective truth support methodological choices like whether to conduct interviews or send out surveys, for example.

While paradigms are broad philosophical assumptions, theory is more specific, and refers to a set of concepts and relationships scientists use to explain the social world. Theories are more concrete, while paradigms are more abstract. Look back to Figure 7.1 at the beginning of this chapter. Theory helps you identify the concepts and relationships that align with your paradigmatic understanding of the problem. Moreover, theory informs how you will measure the concepts in your research question and the design of your project.

For both theories and paradigms, Kuhn’s observation of scientific paradigms, crises, and revolutions is instructive for understanding the history of science. Researchers inherit institutions, norms, and ideas that are marked by the battlegrounds of theoretical and paradigmatic debates that stretch back hundreds of years. We have necessarily simplified this history into four paradigms: positivism, interpretivism, critical, and pragmatism. Our framework and explanation are inspired by the framework of Guba and Lincoln (1990) [22] and Burrell and Morgan (1979). [23] while also incorporating pragmatism as a way of resolving paradigmatic questions. Most of social work research and theory can be classified as belonging to one of these four paradigms, though this classification system represents only one of many useful approaches to analyzing social science research paradigms.

Building on our discussion in section 7.1 on objective vs. subjective epistemologies and ontologies, we will start with the difference between positivism and interpretivism. Afterward, we will link our discussion of axiology in section 7.2 with the critical paradigm. Finally, we will situate pragmatism as a way to resolve paradigmatic questions strategically. The difference between positivism and interpretivism is a good place to start, since the critical paradigm and pragmatism build on their philosophical insights.

It’s important to think of paradigms less as distinct categories and more as a spectrum along which projects might fall. For example, some projects may be somewhat positivist, somewhat interpretivist, and a little critical. No project fits perfectly into one paradigm. Additionally, there is no paradigm that is more correct than the other. Each paradigm uses assumptions that are logically consistent, and when combined, are a useful approach to understanding the social world using science. The purpose of this section is to acquaint you with what research projects in each paradigm look like and how they are grounded in philosophical assumptions about social science.

You should read this section to situate yourself in terms of what paradigm feels most “at home” to both you as a person and to your project. You may find, as I have, that your research projects are more conventional and less radical than what feels most like home to you, personally. In a research project, however, students should start with their working question rather than their heart. Use the paradigm that fits with your question the best, rather than which paradigm you think fits you the best.

Positivism: Researcher as “expert”

Positivism has its roots in the scientific revolution of the Enlightenment. Positivism is based on the idea that we can come to know facts about the natural world through our experiences of it. The processes that support this are the logical and analytic classification and systemization of these experiences. Through this process of empirical analysis, Positivists aim to arrive at descriptions of law-like relationships and mechanisms that govern the world we experience.

Positivists have traditionally claimed that the only authentic knowledge we have of the world is empirical and scientific. Essentially, positivism downplays any gap between our experiences of the world and the way the world really is; instead, positivism determines objective “facts” through the correct methodological combination of observation and analysis. Data collection methods typically include quantitative measurement, which is supposed to overcome the individual biases of the researcher.

Positivism aspires to high standards of validity and reliability supported by evidence, and has been applied extensively in both physical and social sciences. Its goal is familiar to all students of science: iteratively expanding the evidence base of what we know is true. We can know our observations and analysis describe real world phenomena because researchers separate themselves and objectively observe the world, placing a deep epistemological separation between “the knower” and “what is known” and reducing the possibility of bias. We can all see the logic in separating yourself as much as possible from your study so as not to bias it, even if we know we cannot do so perfectly.

However, the criticism often made of positivism with regard to human and social sciences (e.g. education, psychology, sociology) is that positivism is scientistic ; which is to say that it overlooks differences between the objects in the natural world (tables, atoms, cells, etc.) and the  subjects in the social work (self-aware people living in a complex socio-historical context). In pursuit of the generalizable truth of “hard” science, it fails to adequately explain the many aspects of human experience don’t conform to this way of collecting data. Furthermore, by viewing science as an idealized pursuit of pure knowledge, positivists may ignore the many ways in which power structures our access to scientific knowledge, the tools to create it, and the capital to participate in the scientific community.

Kivunja & Kuyini (2017) [24] describe the essential features of positivism as:

• A belief that theory is universal and law-like generalizations can be made across contexts
• The assumption that context is not important
• The belief that truth or knowledge is ‘out there to be discovered’ by research
• The belief that cause and effect are distinguishable and analytically separable
• The belief that results of inquiry can be quantified
• The belief that theory can be used to predict and to control outcomes
• The belief that research should follow the scientific method of investigation
• Rests on formulation and testing of hypotheses
• Employs empirical or analytical approaches
• Pursues an objective search for facts
• Believes in ability to observe knowledge
• The researcher’s ultimate aim is to establish a comprehensive universal theory, to account for human and social behavior
• Application of the scientific method

Many quantitative researchers now identify as postpositivist. Postpositivism retains the idea that truth should be considered objective, but asserts that our experiences of such truths are necessarily imperfect because they are ameliorated by our values and experiences. Understanding how postpositivism has updated itself in light of the developments in other research paradigms is instructive for developing your own paradigmatic framework. Epistemologically, postpositivists operate on the assumption that human knowledge is based not on the assessments from an objective individual, but rather upon human conjectures. As human knowledge is thus unavoidably conjectural and uncertain, though assertions about what is true and why it is true can be modified or withdrawn in the light of further investigation. However, postpositivism is not a form of relativism, and generally retains the idea of objective truth.

These epistemological assumptions are based on ontological assumptions that an objective reality exists, but contra positivists, they believe reality can be known only imperfectly and probabilistically. While positivists believe that research is or can be value-free or value-neutral, postpositivists take the position that bias is undesired but inevitable, and therefore the investigator must work to detect and try to correct it. Postpositivists work to understand how their axiology (i.e., values and beliefs) may have influenced their research, including through their choice of measures, populations, questions, and definitions, as well as through their interpretation and analysis of their work. Methodologically, they use mixed methods and both quantitative and qualitative methods, accepting the problematic nature of “objective” truths and seeking to find ways to come to a better, yet ultimately imperfect understanding of what is true. A popular form of postpositivism is critical realism , which lies between positivism and interpretivism.

Is positivism right for your project?

Positivism is concerned with understanding what is true for everybody. Social workers whose working question fits best with the positivist paradigm will want to produce data that are generalizable and can speak to larger populations. For this reason, positivistic researchers favor quantitative methods—probability sampling, experimental or survey design, and multiple, and well-established instruments to measure key concepts.

A positivist orientation to research is appropriate when your research question asks for generalizable truths. For example, your working question may look something like : does my agency’s housing intervention lead to fewer periods of homelessness for our clients? It is necessary to study such a relationship quantitatively and objectively. When social workers speak about social problems impacting societies and individuals, they reference positivist research, including experiments and surveys of the general populations. Positivist research is exceptionally good at producing cause-and-effect explanations that apply across many different situations and groups of people. There are many good reasons why positivism is the dominant research paradigm in the social sciences. 

Critiques of positivism stem from two major issues. First and foremost, positivism may not fit the messy, contradictory, and circular world of human relationships. A positivistic approach does not allow the researcher to understand another person’s subjective mental state in detail. This is because the positivist orientation focuses on quantifiable, generalizable data—and therefore encompasses only a small fraction of what may be true in any given situation. This critique is emblematic of the interpretivist paradigm, which we will describe next.

In the section after that, we will describe the critical paradigm, which critiques the positivist paradigm (and the interpretivist paradigm) for focusing too little on social change, values, and oppression. Positivists assume they know what is true, but they often do not incorporate the knowledge and experiences of oppressed people, even when those community members are directly impacted by the research. Positivism has been critiqued as ethnocentrist, patriarchal, and classist (Kincheloe & Tobin, 2009). [25] This leads them to do research on , rather than with populations by excluding them from the conceptualization, design, and impact of a project, a topic we discussed in section 2.4. It also leads them to ignore the historical and cultural context that is important to understanding the social world. The result can be a one-dimensional and reductionist view of reality.

• From your literature search, identify an empirical article that uses quantitative methods to answer a research question similar to your working question or about your research topic.
• Review the assumptions of the positivist research paradigm.
• Discuss in a few sentences how the author’s conclusions are based on some of these paradigmatic assumptions. How might a researcher operating from a different paradigm (e.g., interpretivism, critical) critique these assumptions as well as the conclusions of this study?

Interpretivism: Researcher as “empathizer”

Positivism is focused on generalizable truth. Interpretivism , by contrast, develops from the idea that we want to understand the truths of individuals, how they interpret and experience the world, their thought processes, and the social structures that emerge from sharing those interpretations through language and behavior. The process of interpretation (or social construction) is guided by the empathy of the researcher to understand the meaning behind what other people say.

Historically, interpretivism grew out of a specific critique of positivism: that knowledge in the human and social sciences cannot conform to the model of natural science because there are features of human experience that cannot objectively be “known”. The tools we use to understand objects that have no self-awareness may not be well-attuned to subjective experiences like emotions, understandings, values, feelings, socio-cultural factors, historical influences, and other meaningful aspects of social life. Instead of finding a single generalizable “truth,” the interpretivist researcher aims to generate understanding and often adopts a relativist position.

While positivists seek “the truth,” the social constructionist framework argues that “truth” varies. Truth differs based on who you ask, and people change what they believe is true based on social interactions. These subjective truths also exist within social and historical contexts, and our understanding of truth varies across communities and time periods. This is because we, according to this paradigm, create reality ourselves through our social interactions and our interpretations of those interactions. Key to the interpretivist perspective is the idea that social context and interaction frame our realities.

Researchers operating within this framework take keen interest in how people come to socially agree, or disagree, about what is real and true. Consider how people, depending on their social and geographical context, ascribe different meanings to certain hand gestures. When a person raises their middle finger, those of us in Western cultures will probably think that this person isn’t very happy (not to mention the person at whom the middle finger is being directed!). In other societies around the world, a thumbs-up gesture, rather than a middle finger, signifies discontent (Wong, 2007). [26] The fact that these hand gestures have different meanings across cultures aptly demonstrates that those meanings are socially and collectively constructed. What, then, is the “truth” of the middle finger or thumbs up? As we’ve seen in this section, the truth depends on the intention of the person making the gesture, the interpretation of the person receiving it, and the social context in which the action occurred.

Qualitative methods are preferred as ways to investigate these phenomena. Data collected might be unstructured (or “messy”) and correspondingly a range of techniques for approaching data collection have been developed. Interpretivism acknowledges that it is impossible to remove cultural and individual influence from research, often instead making a virtue of the positionality of the researcher and the socio-cultural context of a study.

One common objection positivists levy against interpretivists is that interpretivism tends to emphasize the subjective over the objective. If the starting point for an investigation is that we can’t fully and objectively know the world, how can we do research into this without everything being a matter of opinion? For the positivist, this risk for confirmation bias as well as invalid and unreliable measures makes interpretivist research unscientific. Clearly, we disagree with this assessment, and you should, too. Positivism and interpretivism have different ontologies and epistemologies with contrasting notions of rigor and validity (for more information on assumptions about measurement, see Chapter 11 for quantitative validity and reliability and Chapter 20 for qualitative rigor). Nevertheless, both paradigms apply the values and concepts of the scientific method through systematic investigation of the social world, even if their assumptions lead them to do so in different ways. Interpretivist research often embraces a relativist epistemology, bringing together different perspectives in search of a trustworthy and authentic understanding or narrative.

Kivunja & Kuyini (2017) [27] describe the essential features of interpretivism as:

• The belief that truths are multiple and socially constructed
• The acceptance that there is inevitable interaction between the researcher and his or her research participants
• The acceptance that context is vital for knowledge and knowing
• The belief that knowledge can be value laden and the researcher’s values need to be made explicit
• The need to understand specific cases and contexts rather deriving universal laws that apply to everyone, everywhere.
• The belief that causes and effects are mutually interdependent, and that causality may be circular or contradictory
• The belief that contextual factors need to be taken into consideration in any systematic pursuit of understanding

One important clarification: it’s important to think of the interpretivist perspective as not just about individual interpretations but the social life of interpretations. While individuals may construct their own realities, groups—from a small one such as a married couple to large ones such as nations—often agree on notions of what is true and what “is” and what “is not.” In other words, the meanings that we construct have power beyond the individuals who create them. Therefore, the ways that people and communities act based on such meanings is of as much interest to interpretivists as how they were created in the first place. Theories like social constructionism, phenomenology, and symbolic interactionism are often used in concert with interpretivism.

Is interpretivism right for your project?

An interpretivist orientation to research is appropriate when your working question asks about subjective truths. The cause-and-effect relationships that interpretivist studies produce are specific to the time and place in which the study happened, rather than a generalizable objective truth. More pragmatically, if you picture yourself having a conversation with participants like an interview or focus group, then interpretivism is likely going to be a major influence for your study.

Positivists critique the interpretivist paradigm as non-scientific. They view the interpretivist focus on subjectivity and values as sources of bias. Positivists and interpretivists differ on the degree to which social phenomena are like natural phenomena. Positivists believe that the assumptions of the social sciences and natural sciences are the same, while interpretivists strongly believe that social sciences differ from the natural sciences because their subjects are social creatures.

Similarly, the critical paradigm finds fault with the interpretivist focus on the status quo rather than social change. Although interpretivists often proceed from a feminist or other standpoint theory, the focus is less on liberation than on understanding the present from multiple perspectives. Other critical theorists may object to the consensus orientation of interpretivist research. By searching for commonalities between people’s stories, they may erase the uniqueness of each individual’s story. For example, while interpretivists may arrive at a consensus definition of what the experience of “coming out” is like for people who identify as lesbian, gay, bisexual, transgender, or queer, it cannot represent the diversity of each person’s unique “coming out” experience and what it meant to them. For example, see Rosario and colleagues’ (2009) [28] critique the literature on lesbians “coming out” because previous studies did not addressing how appearing, behaving, or identifying as a butch or femme impacted the experience of “coming out” for lesbians.

• From your literature search, identify an empirical article that uses qualitative methods to answer a research question similar to your working question or about your research topic.
• Review the assumptions of the interpretivist research paradigm.
• Discuss in a few sentences how the author’s conclusions are based on some of these paradigmatic assumptions. How might a researcher operating from a different paradigm (like positivism or the critical paradigm) critique the conclusions of this study?

Critical paradigm: Researcher as “activist”

As we’ve discussed a bit in the preceding sections, the critical paradigm focuses on power, inequality, and social change. Although some rather diverse perspectives are included here, the critical paradigm, in general, includes ideas developed by early social theorists, such as Max Horkheimer (Calhoun et al., 2007), [29] and later works developed by feminist scholars, such as Nancy Fraser (1989). [30] Unlike the positivist paradigm, the critical paradigm assumes that social science can never be truly objective or value-free. Furthermore, this paradigm operates from the perspective that scientific investigation should be conducted with the express goal of social change. Researchers in the critical paradigm foreground axiology, positionality and values . In contrast with the detached, “objective” observations associated with the positivist researcher, critical approaches make explicit the intention for research to act as a transformative or emancipatory force within and beyond the study.

Researchers in the critical paradigm might start with the knowledge that systems are biased against certain groups, such as women or ethnic minorities, building upon previous theory and empirical data. Moreover, their research projects are designed not only to collect data, but to impact the participants as well as the systems being studied. The critical paradigm applies its study of power and inequality to change those power imbalances as part of the research process itself. If this sounds familiar to you, you may remember hearing similar ideas when discussing social conflict theory in your human behavior in the social environment (HBSE) class. [31] Because of this focus on social change, the critical paradigm is a natural home for social work research. However, we fall far short of adopting this approach widely in our profession’s research efforts.

Is the critical paradigm right for your project?

Every social work research project impacts social justice in some way. What distinguishes critical research is how it integrates an analysis of power into the research process itself. Critical research is appropriate for projects that are activist in orientation. For example, critical research projects should have working questions that explicitly seek to raise the consciousness of an oppressed group or collaborate equitably with community members and clients to addresses issues of concern. Because of their transformative potential, critical research projects can be incredibly rewarding to complete. However, partnerships take a long time to develop and social change can evolve slowly on an issue, making critical research projects a more challenging fit for student research projects which must be completed under a tight deadline with few resources.

Positivists critique the critical paradigm on multiple fronts. First and foremost, the focus on oppression and values as part of the research process is seen as likely to bias the research process, most problematically, towards confirmation bias. If you start out with the assumption that oppression exists and must be dealt with, then you are likely to find that regardless of whether it is truly there or not. Similarly, positivists may fault critical researchers for focusing on how the world should be, rather than how it truly is . In this, they may focus too much on theoretical and abstract inquiry and less on traditional experimentation and empirical inquiry. Finally, the goal of social transformation is seen as inherently unscientific, as science is not a political practice.

Interpretivists often find common cause with critical researchers. Feminist studies, for example, may explore the perspectives of women while centering gender-based oppression as part of the research process. In interpretivist research, the focus is less on radical change as part of the research process and more on small, incremental changes based on the results and conclusions drawn from the research project. Additionally, some critical researchers’ focus on individuality of experience is in stark contrast to the consensus-orientation of interpretivists. Interpretivists seek to understand people’s true selves. Some critical theorists argue that people have multiple selves or no self at all.

• From your literature search, identify an article relevant to your working question or broad research topic that uses a critical perspective. You should look for articles where the authors are clear that they are applying a critical approach to research like feminism, anti-racism, Marxism and critical theory, decolonization, anti-oppressive practice, or other social justice-focused theoretical perspectives. To target your search further, include keywords in your queries to research methods commonly used in the critical paradigm like participatory action research and community-based participatory research. If you have trouble identifying an article for this exercise, consult your professor for some help. These articles may be more challenging to find, but reviewing one is necessary to get a feel for what research in this paradigm is like.
• Review the assumptions of the critical research paradigm.
• Discuss in a few sentences how the author’s conclusions are based on some of these paradigmatic assumptions. How might a researcher operating from different assumptions (like values-neutrality or researcher as neutral and unbiased) critique the conclusions of this study?

Pragmatism: Researcher as “strategist”

“Essentially, all models are wrong but some are useful.” (Box, 1976) [32]

Pragmatism is a research paradigm that suspends questions of philosophical ‘truth’ and focuses more on how different philosophies, theories, and methods can be used strategically to provide a multidimensional view of a topic. Researchers employing pragmatism will mix elements of positivist, interpretivist, and critical research depending on the purpose of a particular project and the practical constraints faced by the researcher and their research context. We favor this approach for student projects because it avoids getting bogged down in choosing the “right” paradigm and instead focuses on the assumptions that help you answer your question, given the limitations of your research context. Student research projects are completed quickly and moving in the direction of pragmatism can be a route to successfully completing a project. Your project is a representation of what you think is feasible, ethical, and important enough for you to study.

The crucial consideration for the pragmatist is whether the outcomes of research have any real-world application, rather than whether they are “true.” The methods, theories, and philosophies chosen by pragmatic researchers are guided by their working question. There are no distinctively pragmatic research methods since this approach is about making judicious use whichever methods fit best with the problem under investigation. Pragmatic approaches may be less likely to prioritize ontological, epistemological or axiological consistency when combining different research methods. Instead, the emphasis is on solving a pressing problem and adapting to the limitations and opportunities in the researchers’ context.

Adopt a multi-paradigmatic perspective

Believe it or not, there is a long literature of acrimonious conflict between scientists from positivist, interpretivist, and critical camps (see Heineman-Pieper et al., 2002 [33] for a longer discussion). Pragmatism is an old idea, but it is appealing precisely because it attempts to resolve the problem of multiple incompatible philosophical assumptions in social science. To a pragmatist, there is no “correct” paradigm. All paradigms rely on assumptions about the social world that are the subject of philosophical debate. Each paradigm is an incomplete understanding of the world, and it requires a scientific community using all of them to gain a comprehensive view of the social world. This multi-paradigmatic perspective is a unique gift of social work research, as our emphasis on empathy and social change makes us more critical of positivism, the dominant paradigm in social science.

We offered the metaphors of expert, empathizer, activist, and strategist for each paradigm. It’s important not to take these labels too seriously. For example, some may view that scientists should be experts or that activists are biased and unscientific. Nevertheless, we hope that these metaphors give you a sense of what it feels like to conduct research within each paradigm.

One of the unique aspects of paradigmatic thinking is that often where you think you are most at home may actually be the opposite of where your research project is. For example, in my graduate and doctoral education, I thought I was a critical researcher. In fact, I thought I was a radical researcher focused on social change and transformation. Yet, often times when I sit down to conceptualize and start a research project, I find myself squarely in the positivist paradigm, thinking through neat cause-and-effect relationships that can be mathematically measured. There is nothing wrong with that! Your task for your research project is to find the paradigm that best matches your research question. Think through what you really want to study and how you think about the topic, then use assumptions of that paradigm to guide your inquiry.

Another important lesson is that no research project fits perfectly in one paradigm or another. Instead, there is a spectrum along which studies are, to varying degrees, interpretivist, positivist, and critical. For example, all social work research is a bit activist in that our research projects are designed to inform action for change on behalf of clients and systems. However, some projects will focus on the conclusions and implications of projects informing social change (i.e., positivist and interpretivist projects) while others will partner with community members and design research projects collaboratively in a way that leads to social change (i.e. critical projects). In section 7.5, we will describe a pragmatic approach to research design guided by your paradigmatic and theoretical framework.

• Social work research falls, to some degree, in each of the four paradigms: positivism, interpretivism, critical, and pragmatist.
• Adopting a pragmatic, multi-paradigmatic approach to research makes sense for student researchers, as it directs students to use the philosophical assumptions and methodological approaches that best match their research question and research context.
• Research in all paradigms is necessary to come to a comprehensive understanding of a topic, and social workers must be able to understand and apply knowledge from each research paradigm.
• Describe which paradigm best fits your perspective on the world and which best fits with your project.
• Identify any similarities and differences in your personal assumptions and the assumption your research project relies upon. For example, are you a more critical and radical thinker but have chosen a more “expert” role for yourself in your research project?

7.4 Developing your theoretical framework

• Differentiate between theories that explain specific parts of the social world versus those that are more broad and sweeping in their conclusions
• Identify the theoretical perspectives that are relevant to your project and inform your thinking about it
• Define key concepts in your working question and develop a theoretical framework for how you understand your topic.

Much like paradigms, theories provide a way of looking at the world and of understanding human interaction. Paradigms are grounded in big assumptions about the world—what is real, how do we create knowledge—whereas theories describe more specific phenomena. Well, we are still oversimplifying a bit. Some theories try to explain the whole world, while others only try to explain a small part. Some theories can be grouped together based on common ideas but retain their own individual and unique features. Our goal is to help you find a theoretical framework that helps you understand your topic more deeply and answer your working question.

Theories: Big and small

In your human behavior and the social environment (HBSE) class, you were introduced to the major theoretical perspectives that are commonly used in social work. These are what we like to call big-T ‘T’heories. When you read about systems theory, you are actually reading a synthesis of decades of distinct, overlapping, and conflicting theories that can be broadly classified within systems theory. For example, within systems theory, some approaches focus more on family systems while others focus on environmental systems, though the core concepts remain similar.

Different theorists define concepts in their own way, and as a result, their theories may explore different relationships with those concepts. For example, Deci and Ryan’s (1985) [34] self-determination theory discusses motivation and establishes that it is contingent on meeting one’s needs for autonomy, competency, and relatedness. By contrast, ecological self-determination theory, as written by Abery & Stancliffe (1996), [35] argues that self-determination is the amount of control exercised by an individual over aspects of their lives they deem important across the micro, meso, and macro levels. If self-determination were an important concept in your study, you would need to figure out which of the many theories related to self-determination helps you address your working question.

Theories can provide a broad perspective on the key concepts and relationships in the world or more specific and applied concepts and perspectives. Table 7.2 summarizes two commonly used lists of big-T Theoretical perspectives in social work. See if you can locate some of the theories that might inform your project.

Competing theoretical explanations

Within each area of specialization in social work, there are many other theories that aim to explain more specific types of interactions. For example, within the study of sexual harassment, different theories posit different explanations for why harassment occurs.

One theory, first developed by criminologists, is called routine activities theory. It posits that sexual harassment is most likely to occur when a workplace lacks unified groups and when potentially vulnerable targets and motivated offenders are both present (DeCoster, Estes, & Mueller, 1999). [38]

Other theories of sexual harassment, called relational theories, suggest that one’s existing relationships are the key to understanding why and how workplace sexual harassment occurs and how people will respond when it does occur (Morgan, 1999). [39] Relational theories focus on the power that different social relationships provide (e.g., married people who have supportive partners at home might be more likely than those who lack support at home to report sexual harassment when it occurs).

Finally, feminist theories of sexual harassment take a different stance. These theories posit that the organization of our current gender system, wherein those who are the most masculine have the most power, best explains the occurrence of workplace sexual harassment (MacKinnon, 1979). [40] As you might imagine, which theory a researcher uses to examine the topic of sexual harassment will shape the questions asked about harassment. It will also shape the explanations the researcher provides for why harassment occurs.

For a graduate student beginning their study of a new topic, it may be intimidating to learn that there are so many theories beyond what you’ve learned in your theory classes. What’s worse is that there is no central database of theories on your topic. However, as you review the literature in your area, you will learn more about the theories scientists have created to explain how your topic works in the real world. There are other good sources for theories, in addition to journal articles. Books often contain works of theoretical and philosophical importance that are beyond the scope of an academic journal. Do a search in your university library for books on your topic, and you are likely to find theorists talking about how to make sense of your topic. You don’t necessarily have to agree with the prevailing theories about your topic, but you do need to be aware of them so you can apply theoretical ideas to your project.

Applying big-T theories to your topic

The key to applying theories to your topic is learning the key concepts associated with that theory and the relationships between those concepts, or propositions . Again, your HBSE class should have prepared you with some of the most important concepts from the theoretical perspectives listed in Table 7.2. For example, the conflict perspective sees the world as divided into dominant and oppressed groups who engage in conflict over resources. If you were applying these theoretical ideas to your project, you would need to identify which groups in your project are considered dominant or oppressed groups, and which resources they were struggling over. This is a very general example. Challenge yourself to find small-t theories about your topic that will help you understand it in much greater detail and specificity. If you have chosen a topic that is relevant to your life and future practice, you will be doing valuable work shaping your ideas towards social work practice.

Integrating theory into your project can be easy, or it can take a bit more effort. Some people have a strong and explicit theoretical perspective that they carry with them at all times. For me, you’ll probably see my work drawing from exchange and choice, social constructionist, and critical theory. Maybe you have theoretical perspectives you naturally employ, like Afrocentric theory or person-centered practice. If so, that’s a great place to start since you might already be using that theory (even subconsciously) to inform your understanding of your topic. But if you aren’t aware of whether you are using a theoretical perspective when you think about your topic, try writing a paragraph off the top of your head or talking with a friend explaining what you think about that topic. Try matching it with some of the ideas from the broad theoretical perspectives from Table 7.2. This can ground you as you search for more specific theories. Some studies are designed to test whether theories apply the real world while others are designed to create new theories or variations on existing theories. Consider which feels more appropriate for your project and what you want to know.

Another way to easily identify the theories associated with your topic is to look at the concepts in your working question. Are these concepts commonly found in any of the theoretical perspectives in Table 7.2? Take a look at the Payne and Hutchison texts and see if any of those look like the concepts and relationships in your working question or if any of them match with how you think about your topic. Even if they don’t possess the exact same wording, similar theories can help serve as a starting point to finding other theories that can inform your project. Remember, HBSE textbooks will give you not only the broad statements of theories but also sources from specific theorists and sub-theories that might be more applicable to your topic. Skim the references and suggestions for further reading once you find something that applies well.

Choose a theoretical perspective from Hutchison, Payne, or another theory textbook that is relevant to your project. Using their textbooks or other reputable sources, identify :

• At least five important concepts from the theory
• What relationships the theory establishes between these important concepts (e.g., as x increases, the y decreases)
• How you can use this theory to better understand the concepts and variables in your project?

Developing your own theoretical framework

Hutchison’s and Payne’s frameworks are helpful for surveying the whole body of literature relevant to social work, which is why they are so widely used. They are one framework, or way of thinking, about all of the theories social workers will encounter that are relevant to practice. Social work researchers should delve further and develop a theoretical or conceptual framework of their own based on their reading of the literature. In Chapter 8 , we will develop your theoretical framework further, identifying the cause-and-effect relationships that answer your working question. Developing a theoretical framework is also instructive for revising and clarifying your working question and identifying concepts that serve as keywords for additional literature searching. The greater clarity you have with your theoretical perspective, the easier each subsequent step in the research process will be.

Getting acquainted with the important theoretical concepts in a new area can be challenging. While social work education provides a broad overview of social theory, you will find much greater fulfillment out of reading about the theories related to your topic area. We discussed some strategies for finding theoretical information in Chapter 3 as part of literature searching. To extend that conversation a bit, some strategies for searching for theories in the literature include:

• Consider searching for these keywords in the title or abstract, specifically
• Looking at the references and cited by links within theoretical articles and textbooks
• Looking at books, edited volumes, and textbooks that discuss theory
• Talking with a scholar on your topic, or asking a professor if they can help connect you to someone
• Nice authors are clear about how they use theory to inform their research project, usually in the introduction and discussion section.
• For example, from the broad umbrella of systems theory, you might pick out family systems theory if you want to understand the effectiveness of a family counseling program.

It’s important to remember that knowledge arises within disciplines, and that disciplines have different theoretical frameworks for explaining the same topic. While it is certainly important for the social work perspective to be a part of your analysis, social workers benefit from searching across disciplines to come to a more comprehensive understanding of the topic. Reaching across disciplines can provide uncommon insights during conceptualization, and once the study is completed, a multidisciplinary researcher will be able to share results in a way that speaks to a variety of audiences. A study by An and colleagues (2015) [41] uses game theory from the discipline of economics to understand problems in the Temporary Assistance for Needy Families (TANF) program. In order to receive TANF benefits, mothers must cooperate with paternity and child support requirements unless they have “good cause,” as in cases of domestic violence, in which providing that information would put the mother at greater risk of violence. Game theory can help us understand how TANF recipients and caseworkers respond to the incentives in their environment, and highlight why the design of the “good cause” waiver program may not achieve its intended outcome of increasing access to benefits for survivors of family abuse.

Of course, there are natural limits on the depth with which student researchers can and should engage in a search for theory about their topic. At minimum, you should be able to draw connections across studies and be able to assess the relative importance of each theory within the literature. Just because you found one article applying your theory (like game theory, in our example above) does not mean it is important or often used in the domestic violence literature. Indeed, it would be much more common in the family violence literature to find psychological theories of trauma, feminist theories of power and control, and similar theoretical perspectives used to inform research projects rather than game theory, which is equally applicable to survivors of family violence as workers and bosses at a corporation. Consider using the Cited By feature to identify articles, books, and other sources of theoretical information that are seminal or well-cited in the literature. Similarly, by using the name of a theory in the keywords of a search query (along with keywords related to your topic), you can get a sense of how often the theory is used in your topic area. You should have a sense of what theories are commonly used to analyze your topic, even if you end up choosing a different one to inform your project.

Theories that are not cited or used as often are still immensely valuable. As we saw before with TANF and “good cause” waivers, using theories from other disciplines can produce uncommon insights and help you make a new contribution to the social work literature. Given the privileged position that the social work curriculum places on theories developed by white men, students may want to explore Afrocentricity as a social work practice theory (Pellebon, 2007) [42] or abolitionist social work (Jacobs et al., 2021) [43] when deciding on a theoretical framework for their research project that addresses concepts of racial justice. Start with your working question, and explain how each theory helps you answer your question. Some explanations are going to feel right, and some concepts will feel more salient to you than others. Keep in mind that this is an iterative process. Your theoretical framework will likely change as you continue to conceptualize your research project, revise your research question, and design your study.

By trying on many different theoretical explanations for your topic area, you can better clarify your own theoretical framework. Some of you may be fortunate enough to find theories that match perfectly with how you think about your topic, are used often in the literature, and are therefore relatively straightforward to apply. However, many of you may find that a combination of theoretical perspectives is most helpful for you to investigate your project. For example, maybe the group counseling program for which you are evaluating client outcomes draws from both motivational interviewing and cognitive behavioral therapy. In order to understand the change happening in the client population, you would need to know each theory separately as well as how they work in tandem with one another. Because theoretical explanations and even the definitions of concepts are debated by scientists, it may be helpful to find a specific social scientist or group of scientists whose perspective on the topic you find matches with your understanding of the topic. Of course, it is also perfectly acceptable to develop your own theoretical framework, though you should be able to articulate how your framework fills a gap within the literature.

If you are adapting theoretical perspectives in your study, it is important to clarify the original authors’ definitions of each concept. Jabareen (2009) [44] offers that conceptual frameworks are not merely collections of concepts but, rather, constructs in which each concept plays an integral role. [45] A conceptual framework is a network of linked concepts that together provide a comprehensive understanding of a phenomenon. Each concept in a conceptual framework plays an ontological or epistemological role in the framework, and it is important to assess whether the concepts and relationships in your framework make sense together. As your framework takes shape, you will find yourself integrating and grouping together concepts, thinking about the most important or least important concepts, and how each concept is causally related to others.

Much like paradigm, theory plays a supporting role for the conceptualization of your research project. Recall the ice float from Figure 7.1. Theoretical explanations support the design and methods you use to answer your research question. In student projects that lack a theoretical framework, I often see the biases and errors in reasoning that we discussed in Chapter 1 that get in the way of good social science. That’s because theories mark which concepts are important, provide a framework for understanding them, and measure their interrelationships. If you are missing this foundation, you will operate on informal observation, messages from authority, and other forms of unsystematic and unscientific thinking we reviewed in Chapter 1 .

Theory-informed inquiry is incredibly helpful for identifying key concepts and how to measure them in your research project, but there is a risk in aligning research too closely with theory. The theory-ladenness of facts and observations produced by social science research means that we may be making our ideas real through research. This is a potential source of confirmation bias in social science. Moreover, as Tan (2016) [46] demonstrates, social science often proceeds by adopting as true the perspective of Western and Global North countries, and cross-cultural research is often when ethnocentric and biased ideas are most visible . In her example, a researcher from the West studying teacher-centric classrooms in China that rely partially on rote memorization may view them as less advanced than student-centered classrooms developed in a Western country simply because of Western philosophical assumptions about the importance of individualism and self-determination. Developing a clear theoretical framework is a way to guard against biased research, and it will establish a firm foundation on which you will develop the design and methods for your study.

• Just as empirical evidence is important for conceptualizing a research project, so too are the key concepts and relationships identified by social work theory.
• Using theory your theory textbook will provide you with a sense of the broad theoretical perspectives in social work that might be relevant to your project.
• Try to find small-t theories that are more specific to your topic area and relevant to your working question.

In Chapter 2 , you developed a concept map for your proposal. Take a moment to revisit your concept map now as your theoretical framework is taking shape. Make any updates to the key concepts and relationships in your concept map. . If you need a refresher, we have embedded a short how-to video from the University of Guelph Library (CC-BY-NC-SA 4.0) that we also used in Chapter 2 .

7.5 Designing your project using theory and paradigm

• Apply the assumptions of each paradigm to your project
• Summarize what aspects of your project stem from positivist, interpretivist, or critical assumptions

In the previous sections, we reviewed the major paradigms and theories in social work research. In this section, we will provide an example of how to apply theory and paradigm in research. This process is depicted in Figure 7.2 below with some quick summary questions for each stage. Some questions in the figure below have example answers like designs (i.e., experimental, survey) and data analysis approaches (i.e., discourse analysis). These examples are arbitrary. There are a lot of options that are not listed. So, don’t feel like you have to memorize them or use them in your study.

This diagram (taken from an archived Open University (UK) course entitled E89 ​- Educational Inquiry ) ​ shows one way to visualize the research design process. While research is far from linear, in general, this is how research projects progress sequentially. Researchers begin with a working question, and through engaging with the literature, develop and refine those questions into research questions (a process we will finalize in Chapter 9 ). But in order to get to the part where you gather your sample, measure your participants, and analyze your data, you need to start with paradigm. Based on your work in section 7.3, you should have a sense of which paradigm or paradigms are best suited to answering your question. The approach taken will often reflect the nature of the research question; the kind of data it is possible to collect; and work previously done in the area under consideration. When evaluating paradigm and theory, it is important to look at what other authors have done previously and the framework used by studies that are similar to the one you are thinking of conducting.

Once you situate your project in a research paradigm, it becomes possible to start making concrete choices about methods. Depending on the project, this will involve choices about things like:

• What is my final research question?
• What are the key variables and concepts under investigation, and how will I measure them?
• How do I find a representative sample of people who experience the topic I’m studying?
• What design is most appropriate for my research question?
• How will I collect and analyze data?
• How do I determine whether my results describe real patterns in the world or are the result of bias or error?

The data collection phase can begin once these decisions are made. It can be very tempting to start collecting data as soon as possible in the research process as this gives a sense of progress. However, it is usually worth getting things exactly right before collecting data as an error found in your approach further down the line can be harder to correct or recalibrate around.

Designing a study using paradigm and theory: An example

Paradigm and theory have the potential to turn some people off since there is a lot of abstract terminology and thinking about real-world social work practice contexts. In this section, I’ll use an example from my own research, and I hope it will illustrate a few things. First, it will show that paradigms are really just philosophical statements about things you already understand and think about normally. It will also show that no project neatly sits in one paradigm and that a social work researcher should use whichever paradigm or combination of paradigms suit their question the best. Finally, I hope it is one example of how to be a pragmatist and strategically use the strengths of different theories and paradigms to answering a research question. We will pick up the discussion of mixed methods in the next chapter.

Thinking as an expert: Positivism

In my undergraduate research methods class, I used an open textbook much like this one and wanted to study whether it improved student learning. You can read a copy of the article we wrote on based on our study . We’ll learn more about the specifics of experiments and evaluation research in Chapter 13 , but you know enough to understand what evaluating an intervention might look like. My first thought was to conduct an experiment, which placed me firmly within the positivist or “expert” paradigm.

Experiments focus on isolating the relationship between cause and effect. For my study, this meant studying an open textbook (the cause, or intervention) and final grades (the effect, or outcome). Notice that my position as “expert” lets me assume many things in this process. First, it assumes that I can distill the many dimensions of student learning into one number—the final grade. Second, as the “expert,” I’ve determined what the intervention is: indeed, I created the book I was studying, and applied a theory from experts in the field that explains how and why it should impact student learning.

Theory is part of applying all paradigms, but I’ll discuss its impact within positivism first. Theories grounded in positivism help explain why one thing causes another. More specifically, these theories isolate a causal relationship between two (or more) concepts while holding constant the effects of other variables that might confound the relationship between the key variables. That is why experimental design is so common in positivist research. The researcher isolates the environment from anything that might impact or bias the cause and effect relationship they want to investigate.

But in order for one thing to lead to change in something else, there must be some logical, rational reason why it would do so. In open education, there are a few hypotheses (though no full-fledged theories) on why students might perform better using open textbooks. The most common is the access hypothesis , which states that students who cannot afford expensive textbooks or wouldn’t buy them anyway can access open textbooks because they are free, which will improve their grades. It’s important to note that I held this theory prior to starting the experiment, as in positivist research you spell out your hypotheses in advance and design an experiment to support or refute that hypothesis.

Notice that the hypothesis here applies not only to the people in my experiment, but to any student in higher education. Positivism seeks generalizable truth, or what is true for everyone. The results of my study should provide evidence that  anyone  who uses an open textbook would achieve similar outcomes. Of course, there were a number of limitations as it was difficult to tightly control the study. I could not randomly assign students or prevent them from sharing resources with one another, for example. So, while this study had many positivist elements, it was far from a perfect positivist study because I was forced to adapt to the pragmatic limitations of my research context (e.g., I cannot randomly assign students to classes) that made it difficult to establish an objective, generalizable truth.

Thinking like an empathizer: Interpretivism

One of the things that did not sit right with me about the study was the reliance on final grades to signify everything that was going on with students. I added another quantitative measure that measured research knowledge, but this was still too simplistic. I wanted to understand how students used the book and what they thought about it. I could create survey questions that ask about these things, but to get at the subjective truths here, I thought it best to use focus groups in which students would talk to one another with a researcher moderating the discussion and guiding it using predetermined questions. You will learn more about focus groups in Chapter 18 .

Researchers spoke with small groups of students during the last class of the semester. They prompted people to talk about aspects of the textbook they liked and didn’t like, compare it to textbooks from other classes, describe how they used it, and so forth. It was this focus on  understanding and subjective experience that brought us into the interpretivist paradigm. Alongside other researchers, I created the focus group questions but encouraged researchers who moderated the focus groups to allow the conversation to flow organically.

We originally started out with the assumption, for which there is support in the literature, that students would be angry with the high-cost textbook that we used prior to the free one, and this cost shock might play a role in students’ negative attitudes about research. But unlike the hypotheses in positivism, these are merely a place to start and are open to revision throughout the research process. This is because the researchers are not the experts, the participants are! Just like your clients are the experts on their lives, so were the students in my study. Our job as researchers was to create a group in which they would reveal their informed thoughts about the issue, coming to consensus around a few key themes.

When we initially analyzed the focus groups, we uncovered themes that seemed to fit the data. But the overall picture was murky. How were themes related to each other? And how could we distill these themes and relationships into something meaningful? We went back to the data again. We could do this because there isn’t one truth, as in positivism, but multiple truths and multiple ways of interpreting the data. When we looked again, we focused on some of the effects of having a textbook customized to the course. It was that customization process that helped make the language more approachable, engaging, and relevant to social work practice.

Ultimately, our data revealed differences in how students perceived a free textbook versus a free textbook that is customized to the class. When we went to interpret this finding, the remix  hypothesis of open textbook was helpful in understanding that relationship. It states that the more faculty incorporate editing and creating into the course, the better student learning will be. Our study helped flesh out that theory by discussing the customization process and how students made sense of a customized resource.

In this way, theoretical analysis operates differently in interpretivist research. While positivist research tests existing theories, interpretivist research creates theories based on the stories of research participants. However, it is difficult to say if this theory was totally emergent in the dataset or if my prior knowledge of the remix hypothesis influenced my thinking about the data. Interpretivist researchers are encouraged to put a box around their prior experiences and beliefs, acknowledging them, but trying to approach the data with fresh eyes. Interpretivists know that this is never perfectly possible, though, as we are always influenced by our previous experiences when interpreting data and conducting scientific research projects.

Thinking like an activist: Critical

Although adding focus groups helped ease my concern about reducing student learning down to just final grades by providing a more rich set of conversations to analyze. However, my role as researcher and “expert” was still an important part of the analysis. As someone who has been out of school for a while, and indeed has taught this course for years, I have lost touch with what it is like to be a student taking research methods for the first time. How could I accurately interpret or understand what students were saying? Perhaps I would overlook things that reflected poorly on my teaching or my book. I brought other faculty researchers on board to help me analyze the data, but this still didn’t feel like enough.

By luck, an undergraduate student approached me about wanting to work together on a research project. I asked her if she would like to collaborate on evaluating the textbook with me. Over the next year, she assisted me with conceptualizing the project, creating research questions, as well as conducting and analyzing the focus groups. Not only would she provide an “insider” perspective on coding the data, steeped in her lived experience as a student, but she would serve as a check on my power through the process.

Including people from the group you are measuring as part of your research team is a common component of critical research. Ultimately, critical theorists would find my study to be inadequate in many ways. I still developed the research question, created the intervention, and wrote up the results for publication, which privileges my voice and role as “expert.” Instead, critical theorists would emphasize the role of students (community members) in identifying research questions, choosing the best intervention to used, and so forth. But collaborating with students as part of a research team did address some of the power imbalances in the research process.

Critical research projects also aim to have an impact on the people and systems involved in research. No students or researchers had profound personal realizations as a result of my study, nor did it lessen the impact of oppressive structures in society. I can claim some small victory that my department switched to using my textbook after the study was complete (changing a system), though this was likely the result of factors other than the study (my advocacy for open textbooks).

Social work research is almost always designed to create change for people or systems. To that end, every social work project is at least somewhat critical. However, the additional steps of conducting research with people rather than on people reveal a depth to the critical paradigm. By bringing students on board the research team, study had student perspectives represented in conceptualization, data collection, and analysis. That said, there was much to critique about this study from a critical perspective. I retained a lot of the power in the research process, and students did not have the ability to determine the research question or purpose of the project. For example, students might likely have said that textbook costs and the quality of their research methods textbook were less important than student debt, racism, or other potential issues experienced by students in my class. Instead of a ground-up research process based in community engagement, my research included some important participation by students on project created and led by faculty.

Conceptualization is an iterative process

I hope this conversation was useful in applying paradigms to a research project. While my example discusses education research, the same would apply for social work research about social welfare programs, clinical interventions, or other topics. Paradigm and theory are covered at the beginning of the conceptualization of your project because these assumptions will structure the rest of your project. Each of the research steps that occur after this chapter (e.g., forming a question, choosing a design) rely upon philosophical and theoretical assumptions. As you continue conceptualizing your project over the next few weeks, you may find yourself shifting between paradigms. That is normal, as conceptualization is not a linear process. As you move through the next steps of conceptualizing and designing a project, you’ll find philosophies and theories that best match how you want to study your topic.

Viewing theoretical and empirical arguments through this lens is one of the true gifts of the social work approach to research. The multi-paradigmatic perspective is a hallmark of social work research and one that helps us contribute something unique on research teams and in practice.

• Multi-paradigmatic research is a distinguishing hallmark of social work research. Understanding the limitations and strengths of each paradigm will help you justify your research approach and strategically choose elements from one or more paradigms to answer your question.
• Paradigmatic assumptions help you understand the “blind spots” in your research project and how to adjust and address these areas. Keep in mind, it is not necessary to address all of your blind spots, as all projects have limitations.
• Sketch out which paradigm applies best to your project. Second, building on your answer to the exercise in section 7.3, identify how the theory you chose and the paradigm in which you find yourself are consistent or are in conflict with one another. For example, if you are using systems theory in a positivist framework, you might talk about how they both rely on a deterministic approach to human behavior with a focus on the status-quo and social order.
• Koerth, M. & Thomson-DeVeaux, A. (2020, August 3). Many Americans are convinced crime is rising in the U.S. They're wrong. FiveThirtyEight . Retrieved from: https://fivethirtyeight.com/features/many-americans-are-convinced-crime-is-rising-in-the-u-s-theyre-wrong ↵
• Burrell, G. & Morgan, G. (1979). Sociological paradigms and organizational analysis . Routledge. ↵
• Here are links to two HBSE open textbooks, if you are unfamiliar with social work theories. https://uark.pressbooks.pub/hbse1/ and https://uark.pressbooks.pub/humanbehaviorandthesocialenvironment2/ ↵
• Lin, C. T. (2016). A critique of epistemic subjectivity. Philosophia, 44 (3), 915-920. ↵
• Wills, J. W. (2007).  World views, paradigms and the practice of social science research. Thousand Oaks, CA: Sage. ↵
• Dale, M. (2021, June 2). NFL pledges to half 'race-norming,' review Black claims. Associated Press . Retrieved from: https://apnews.com/article/pa-state-wire-race-and-ethnicity-health-nfl-sports-205b304c0c3724532d74fc54e58b4d1d ↵
• Bell, D. A. (1995). Who's afraid of critical race theory.  University of Illinois Law Review, 1995(4),  893-910. ↵
• Crasnow, S. (2020). Feminist perspectives on science. In E. N. Zalta (ed.), The Stanford Encyclopedia of Philosophy (Winter 2020 Edition). Retrieved from: https://plato.stanford.edu/entries/feminist-science/ ↵
• Grogan, K.E. (2019) How the entire scientific community can confront gender bias in the workplace. Nature Ecology & Evolution, 3 ,  3–6. doi:10.1038/s41559-018-0747-4 ↵
• Tasca, C., Rapetti, M., Carta, M. G., & Fadda, B. (2012). Women and hysteria in the history of mental health. Clinical practice and epidemiology in mental health: Clinical practice & epidemiology in mental health ,  8 , 110-119. ↵
• Klonsky, E. D., Jane, J. S., Turkheimer, E., & Oltmanns, T. F. (2002). Gender role and personality disorders.  Journal of personality disorders ,  16 (5), 464-476. ↵
• Smith, L. T. (2013). Decolonizing methodologies: Research and indigenous peoples . Zed Books Ltd. ↵
• Fricker, M. (2011). Epistemic injustice: Power and the ethics of knowing . Oxford University Press. ↵
• Cohn, N. & Quealy, K. (2020, June 10). How public opinion has moved on Black Lives Matter. The New York Times . Retrieved from: https://www.nytimes.com/interactive/2020/06/10/upshot/black-lives-matter-attitudes.html ↵
• Bautista, M., Bertrand, M., Morrell, E., Scorza, D. A., & Matthews, C. (2013). Participatory action research and city youth: Methodological insights from the Council of Youth Research.  Teachers College Record ,  115 (10), 1-23. ↵
• Constance-Huggins, M., Davis, A., & Yang, J. (2020). Race Still Matters: The Relationship Between Racial and Poverty Attitudes Among Social Work Students.  Advances in Social Work ,  20 (1), 132-151. ↵
• Crotty, M. (1998). The foundations of social research: Meaning and perspective in the research process . London: SAGE.; Guba E., & Lincoln, Y., (1994). Competing paradigms in qualitative research (pp. 105-118). In Denzin, N. & Lincoln, Y (eds.) Handbook on qualitative research . Thousand Oaks, Ca: Sage.; Heron, J. & Reason, P. (1997). A participatory inquiry paradigm. Qualitative Inquiry. 3(3), 274-294. ↵
• Kuhn, T. (1962). The structure of scientific revolutions . Chicago: University of Chicago Press. ↵
• Fleuridas, C., & Krafcik, D. (2019). Beyond four forces: The evolution of psychotherapy. Sage Open ,  9 (1), 2158244018824492. ↵
• Shneider, A. M. (2009). Four stages of a scientific discipline; four types of scientist. Trends in Biochemical Sciences 34 (5), 217-233. https://doi.org/10.1016/j.tibs.2009.02.00 ↵
• Burrell, G. & Morgan, G. (1979). Sociological paradigms and organizational analysis . Routledge. Guba, E. (ed.) (1990). The paradigm dialog . SAGE. ↵
• Routledge. Guba, E. (ed.) (1990). The paradigm dialog . SAGE. ↵
• Burrell, G. & Morgan, G. (1979). Sociological paradigms and organizational analysis . Here is a summary of Burrell & Morgan from Babson College , and our classification collapses radical humanism and radical structuralism into the critical paradigm, following Guba and Lincoln's three-paradigm framework. We feel this approach is more parsimonious and easier for students to understand on an introductory level. ↵
• Kivuna, C. & Kuyini, A. B. (2017). Understanding and applying research paradigms in educational contexts. International Journal of Higher Education, 6 (5), 26-41. https://eric.ed.gov/?id=EJ1154775 ↵
• Kincheloe, J. L. & Tobin, K. (2009). The much exaggerated death of positivism. Cultural studies of science education , 4, 513-528. ↵
• For more about how the meanings of hand gestures vary by region, you might read the following blog entry: Wong, W. (2007). The top 10 hand gestures you’d better get right . Retrieved from: http://www.languagetrainers.co.uk/blog/2007/09/24/top-10-hand-gestures ↵
• Rosario, M., Schrimshaw, E. W., Hunter, J., & Levy-Warren, A. (2009). The coming-out process of young lesbian and bisexual women: Are there butch/femme differences in sexual identity development?. Archives of sexual behavior ,  38 (1), 34-49. ↵
• Calhoun, C., Gerteis, J., Moody, J., Pfaff, S., & Virk, I. (Eds.). (2007). Classical sociological theory  (2nd ed.). Malden, MA: Blackwell. ↵
• Fraser, N. (1989).  Unruly practices: Power, discourse, and gender in contemporary social theory . Minneapolis, MN: University of Minnesota Press. ↵
• Here are links to two HBSE open textbooks, if you are unfamiliar with social work theories and would like more background. https://uark.pressbooks.pub/hbse1/ and https://uark.pressbooks.pub/humanbehaviorandthesocialenvironment2/ ↵
• Box, G. E. P.. (1976). Science and statistics. Journal of the American Statistical Association, 71 (356), 791. ↵
• Heineman-Pieper, J., Tyson, K., & Pieper, M. H. (2002). Doing good science without sacrificing good values: Why the heuristic paradigm is the best choice for social work.  Families in Society ,  83 (1), 15-28. ↵
• Deci, E. L., & Ryan, R. M. (1985). The general causality orientations scale: Self-determination in personality. Journal of research in personality ,  19 (2), 109-134. ↵
• Abery, B., & Stancliffe, R. (1996). The ecology of self-determination. in Self-determination across the life span: Independence and choice for people with disabilities ( pp. 111-145.) Baltimore, MD: Paul H. Brookes Publishing Company ↵
• Payne, M. (2014).  Modern social work theory . Oxford University Press. ↵
• Hutchison, E. D. (2014). Dimensions of human behavior: Person and environment . Sage Publications. ↵
• DeCoster, S., Estes, S. B., & Mueller, C. W. (1999). Routine activities and sexual harassment in the workplace.  Work and  Occupations, 26 , 21–49. ↵
• Morgan, P. A. (1999). Risking relationships: Understanding the litigation choices of sexually harassed women. The Law and Society Review, 33 , 201–226. ↵
• MacKinnon, C. (1979). Sexual harassment of working women: A case of sex discrimination . New Haven, CT: Yale University Press. ↵
• An, S., Yoo, J., & Nackerud, L. G. (2015). Using game theory to understand screening for domestic violence under the TANF family violence option.  Advances in Social Work ,  16 (2), 338-357. ↵
• Pellebon, D. A. (2007). An analysis of Afrocentricity as theory for social work practice.  Advances in Social Work ,  8 (1), 169-183. ↵
• Jacobs, L. A., Kim, M. E., Whitfield, D. L., Gartner, R. E., Panichelli, M., Kattari, S. K., ... & Mountz, S. E. (2021). Defund the police: Moving towards an anti-carceral social work.  Journal of Progressive Human Services ,  32 (1), 37-62. ↵
• Jabareen, Y. (2009). Building a conceptual framework: philosophy, definitions, and procedure. International journal of qualitative methods ,  8 (4), 49-62. ↵
• Jabareen distinguishes between theoretical and conceptual frameworks. We agree with this distinction, but feel that this additional detail is not needed here. ↵
• Tan, C. (2016). Investigator bias and theory-ladenness in cross-cultural research: Insights from Wittgenstein. Current Issues in Comparative Education ,  18 (1), 83-95. ↵

a single truth, observed without bias, that is universally applicable

one truth among many, bound within a social and cultural context

assumptions about what is real and true

assumptions about how we come to know what is real and true

quantitative methods examine numerical data to precisely describe and predict elements of the social world

qualitative methods interpret language and behavior to understand the world from the perspectives of other people

when someone is treated unfairly in their capacity to know something or describe their experience of the world

assumptions about the role of values in research

a set of common philosophical (ontological, epistemological, and axiological) assumptions that inform research

a set of concepts and relationships scientists use to explain the social world

a paradigm guided by the principles of objectivity, knowability, and deductive logic

a paradigm based on the idea that social context and interaction frame our realities

a paradigm in social science research focused on power, inequality, and social change

a research paradigm that suspends questions of philosophical ‘truth’ and focuses more on how different philosophies, theories, and methods can be used strategically to resolve a problem or question within the researcher's unique context

a network of linked concepts that together provide a comprehensive understanding of a phenomenon

Graduate research methods in social work Copyright © 2021 by Matthew DeCarlo, Cory Cummings, Kate Agnelli is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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Foundations of Social Work Research

(4 reviews)

Rebecca L. Mauldin

Copyright Year: 2020

ISBN 13: 9781648169915

Publisher: Mavs Open Press

Language: English

Formats Available

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Learn more about reviews.

Reviewed by LaToya Smith-Jones, Adjunct Professor, University of Texas at Arlington on 3/26/24

The textbook covers various topics that are familiar to the Social Work profession. There are relatable examples given within the book, which allow Social Work students to understand discussions through the lens of an actual practitioner. Each... read more

Comprehensiveness rating: 5 see less

The textbook covers various topics that are familiar to the Social Work profession. There are relatable examples given within the book, which allow Social Work students to understand discussions through the lens of an actual practitioner. Each section provides an area where research vocabulary is listed and reviewed, as well as examples to deepen the understanding of the vocabulary used.

Content Accuracy rating: 5

The information presented in the textbook is presented with accuracy. Bias was not noticed within the text.

Relevance/Longevity rating: 5

The information presented within the textbook was up-to-date. Classical studies were also included in the textbook. The classical studies allow the students to understand the historical influence regarding the research process.

Clarity rating: 5

The textbook provides examples and a separate vocabulary section in order to understand the jargon and technical terminology. individuals who do not have a research background will be able to comprehend the information written.

Consistency rating: 5

The textbook is consistent regarding terminology and framework. Each section builds upon the previous section.

Modularity rating: 5

Each section is broken up according to the topic of the chapter. Each chapter is broken up in sections, which allows for an easier read.

Organization/Structure/Flow rating: 5

The chapters are presented in a logical and clear fashion. The information presented within the textbook builds upon itself. Students are first introduced to background information regarding the topic and then they are given information regarding the application of the information shared.

Interface rating: 5

There were not any interface issues.

Grammatical Errors rating: 5

There were not any grammatical errors noted.

Cultural Relevance rating: 5

Information within the text was inclusive and included examples of various ethnicities and backgrounds.

The textbook is excellent to use for students who do not have a research background. The manner in which the information is presented and laid out assists with aiding students' understanding.

Reviewed by Quentin Maynard, Assistant Professor, University of Southern Indiana on 11/30/22

This text covers topics that social work students need to understand to be consumers of research. The author and contributors include current real work examples to help emphasize the different topics. Integrating the chapter on Real World Research... read more

This text covers topics that social work students need to understand to be consumers of research. The author and contributors include current real work examples to help emphasize the different topics. Integrating the chapter on Real World Research throughout the text might help emphasize to students that engaging in research is necessary to our profession, even as practitioners.

The content was accurate and error-free.

The content of the text was up-to-date and included information relevant to social work research. Since the main author solicited contributions from colleagues at their institution, updates and changes would likely be relatively straightforward.

The book seemed accessible for individuals with limited research experience. Key words were defined in the text and included in a glossary at the end of each section and the text.

The text was consistent in style and organization. Chapter subsections have specific learning objectives allowing students to know what will be covered in each chapter. Doing this reduces bloat and increases clarity for readers.

The text did not appear to be structured in a way that was overwhelming or difficult to follow.

The structure of the book was logical.

The digital pdf and the online versions of the text were intuitive and easy to navigate. I did not notice any issues with the interface in either format.

No writing or grammar errors noted.

The text is culturally sensitive. It includes a content advisory at the beginning of each chapter which allows students to be aware of specific topics (e.g., racism, sexism, and poverty) discussed or mentioned in the chapter. While this text was adapted for students at a specific university, the authors include topics that reach much farther than that audience. The examples included cover a diverse set of people and situations.

This is a comprehensive text that allows students the opportunity to learn how to be consumers of social work research. While practice evaluation might not be the scope of this text, other than the chapter on Real World Research, including discussions about how students might apply the concepts of each chapter in social work practice. The structure of the book allows students to see the research that their professors are engaging in and might make research more accessible to social work students and practitioners

Reviewed by Matt Walsh, Assistant Professor of Social Work, Marian University on 12/30/21

This textbook covers all the aspects of research you would expect for an introduction to social work research. It uses classic examples of past research to highlight the importance of ethics in research. It also does a good job of discussing... read more

This textbook covers all the aspects of research you would expect for an introduction to social work research. It uses classic examples of past research to highlight the importance of ethics in research. It also does a good job of discussing both quantitative and qualitative research as well as single system designs and program evaluation. My one critique as someone who does qualitative research is that it mentions the importance of trustworthiness and rigor in qualitative research but does not mention how a research can achieve this. However, it does go into other elements like coding and it would not be hard to provide student with supplemental materials about memoing or peer debriefing as examples and to be fair, it is hard to put everything in just one chapter.

All components are accurately described and well-written. The glossary at the end of each section is helpful for key words. The text appears to be error-free and unbiased.

There are links to recent examples which highlights the real world aspect of research.

This text is clear in its description of research and its major components. Certain aspects like causality get a little advanced for a introduction to research book but there are good visual to aid in students' understanding of some of the more complicated concepts. (Please note that I am reviewing this with BSW students in mind, MSW students may not find some of these sections as overwhelming as I suspect my students might).

The book is very well structured and consistent throughout.

The text is well structured and organized as a whole and in terms of each chapter and each section with the chapters.

The topics follow the order of most other foundational research books I have seen and have a logical flow to them.

I did not find any interface issues.

I could not see any grammatical errors.

There are good examples throughout that display an effort to have inclusivity, diversity, and equity in this text.

I feel like this book would provide students with a good understanding about research and could be used interchangeably with other foundational/introduction books on the market, especially if the professor is familiar with teaching research and has already established a good foundation (quizzes, lecture slides, assignments, activities, etc.).

Reviewed by Vivian Miller, Assistant Professor in Social Work, Bowling Green State University on 1/5/21

The text Foundations of Social Work Research covers social work research comprehensively and appropriately. Across twelve chapters, the author begins by introducing research, the science behind research and how this translates to the profession of... read more

The text Foundations of Social Work Research covers social work research comprehensively and appropriately. Across twelve chapters, the author begins by introducing research, the science behind research and how this translates to the profession of social work, and the importance of understanding research as it applies to social work practice across all system levels. In addition to comprehensive chapters, the text contains a glossary, practice behavior indices, bibliography, derivative notes, and links by each chapter.

This text is an accurate text that is error free. This text is extremely well-written and includes real-life examples, drawing on written contributions from social work faculty across practice settings and populations, as well as students at the masters and doctoral levels.

Much of research methods and the process is overall static, however the author does an incredible job to provide timely, relevant, and applicable examples throughout the text to ensure that this version will not be obsolete within a short period of time.

This text is clearly written and is easy to move through. This text contains chapters and sub-chapters. I’d recommend this book for a higher-level undergraduate program or graduate program (e.g., MSW), as there is technical terminology used. Additionally, the author provides a glossary at the back of the text, hyperlinked to each chapter on the web-version. Moreover, there are definitions highlighted at center page throughout the text.

This text is very consistent. Chapters build on one another and are written in clear order.

The use of subheadings throughout allows this text to be separated into smaller reading sections. For instance, if an instructor wanted to assign reading for “Probability sampling,” this topic can be readily extracted from the full text. A student can understand this topic area despite being separated from the text as context is provided to the reader in each sub-chapter. The use of bolded words, images, examples, and hyperlinks throughout make the text easy to separate and digest.

This text is very well-organized and moves through each section in a step-wise process building on each previous content area.

There are no interface issues in the text. Images display well, as well as key takeaway and glossary charts throughout each chapter.

The text contains no grammatical errors.

This text is culturally sensitive. Examples across all system levels (e.g., micro, messo, and macro) are inclusive of a variety of races, ethnicities, and backgrounds.

Highly recommend this text for a Social Work research course.

Table of Contents

• Chapter One: Introduction to research
• Chapter Two: Linking methods with theory
• Chapter Three: Ethics in social work research
• Chapter Four: Design and causality
• Chapter Five: Defining and measuring concepts
• Chapter Six: Sampling
• Chapter Seven: Survey research
• Chapter Eight: Experimental design
• Chapter Nine: Unique features of qualitative research
• Chapter Ten: Unobtrusive research
• Chapter Eleven: Real-world research
• Chapter Twelve: Reporting research

Ancillary Material

About the book.

This textbook was created to provide an introduction to research methods for BSW and MSW students, with particular emphasis on research and practice relevant to students at the University of Texas at Arlington. It provides an introduction to social work students to help evaluate research for evidence-based practice and design social work research projects. It can be used with its companion, A Guidebook for Social Work Literature Reviews and Research Questions by Rebecca L. Mauldin and Matthew DeCarlo, or as a stand-alone textbook.

About the Contributors

Rebecca L. Mauldin , Ph.D

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In This Article Expand or collapse the "in this article" section Social Work Research Methods

Introduction.

• History of Social Work Research Methods
• Feasibility Issues Influencing the Research Process
• Measurement Methods
• Existing Scales
• Group Experimental and Quasi-Experimental Designs for Evaluating Outcome
• Single-System Designs for Evaluating Outcome
• Program Evaluation
• Surveys and Sampling
• Introductory Statistics Texts
• Advanced Aspects of Inferential Statistics
• Qualitative Research Methods
• Qualitative Data Analysis
• Historical Research Methods
• Meta-Analysis and Systematic Reviews
• Research Ethics
• Culturally Competent Research Methods
• Teaching Social Work Research Methods

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• Community-Based Participatory Research
• Economic Evaluation
• Evidence-based Social Work Practice
• Evidence-based Social Work Practice: Finding Evidence
• Evidence-based Social Work Practice: Issues, Controversies, and Debates
• Experimental and Quasi-Experimental Designs
• Impact of Emerging Technology in Social Work Practice
• Implementation Science and Practice
• Interviewing
• Measurement, Scales, and Indices
• Meta-analysis
• Occupational Social Work
• Postmodernism and Social Work
• Qualitative Research
• Research, Best Practices, and Evidence-based Group Work
• Social Intervention Research
• Social Work Profession
• Systematic Review Methods
• Technology for Social Work Interventions

Other Subject Areas

Forthcoming articles expand or collapse the "forthcoming articles" section.

• Child Welfare Effectiveness
• Rare and Orphan Diseases and Social Work Practice
• Unaccompanied Immigrant and Refugee Children
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Social Work Research Methods by Allen Rubin LAST REVIEWED: 14 December 2009 LAST MODIFIED: 14 December 2009 DOI: 10.1093/obo/9780195389678-0008

Social work research means conducting an investigation in accordance with the scientific method. The aim of social work research is to build the social work knowledge base in order to solve practical problems in social work practice or social policy. Investigating phenomena in accordance with the scientific method requires maximal adherence to empirical principles, such as basing conclusions on observations that have been gathered in a systematic, comprehensive, and objective fashion. The resources in this entry discuss how to do that as well as how to utilize and teach research methods in social work. Other professions and disciplines commonly produce applied research that can guide social policy or social work practice. Yet no commonly accepted distinction exists at this time between social work research methods and research methods in allied fields relevant to social work. Consequently useful references pertaining to research methods in allied fields that can be applied to social work research are included in this entry.

This section includes basic textbooks that are used in courses on social work research methods. Considerable variation exists between textbooks on the broad topic of social work research methods. Some are comprehensive and delve into topics deeply and at a more advanced level than others. That variation is due in part to the different needs of instructors at the undergraduate and graduate levels of social work education. Most instructors at the undergraduate level prefer shorter and relatively simplified texts; however, some instructors teaching introductory master’s courses on research prefer such texts too. The texts in this section that might best fit their preferences are by Yegidis and Weinbach 2009 and Rubin and Babbie 2007 . The remaining books might fit the needs of instructors at both levels who prefer a more comprehensive and deeper coverage of research methods. Among them Rubin and Babbie 2008 is perhaps the most extensive and is often used at the doctoral level as well as the master’s and undergraduate levels. Also extensive are Drake and Jonson-Reid 2007 , Grinnell and Unrau 2007 , Kreuger and Neuman 2006 , and Thyer 2001 . What distinguishes Drake and Jonson-Reid 2007 is its heavy inclusion of statistical and Statistical Package for the Social Sciences (SPSS) content integrated with each chapter. Grinnell and Unrau 2007 and Thyer 2001 are unique in that they are edited volumes with different authors for each chapter. Kreuger and Neuman 2006 takes Neuman’s social sciences research text and adapts it to social work. The Practitioner’s Guide to Using Research for Evidence-based Practice ( Rubin 2007 ) emphasizes the critical appraisal of research, covering basic research methods content in a relatively simplified format for instructors who want to teach research methods as part of the evidence-based practice process instead of with the aim of teaching students how to produce research.

Drake, Brett, and Melissa Jonson-Reid. 2007. Social work research methods: From conceptualization to dissemination . Boston: Allyn and Bacon.

This introductory text is distinguished by its use of many evidence-based practice examples and its heavy coverage of statistical and computer analysis of data.

Grinnell, Richard M., and Yvonne A. Unrau, eds. 2007. Social work research and evaluation: Quantitative and qualitative approaches . 8th ed. New York: Oxford Univ. Press.

Contains chapters written by different authors, each focusing on a comprehensive range of social work research topics.

Kreuger, Larry W., and W. Lawrence Neuman. 2006. Social work research methods: Qualitative and quantitative applications . Boston: Pearson, Allyn, and Bacon.

An adaptation to social work of Neuman's social sciences research methods text. Its framework emphasizes comparing quantitative and qualitative approaches. Despite its title, quantitative methods receive more attention than qualitative methods, although it does contain considerable qualitative content.

Rubin, Allen. 2007. Practitioner’s guide to using research for evidence-based practice . Hoboken, NJ: Wiley.

This text focuses on understanding quantitative and qualitative research methods and designs for the purpose of appraising research as part of the evidence-based practice process. It also includes chapters on instruments for assessment and monitoring practice outcomes. It can be used at the graduate or undergraduate level.

Rubin, Allen, and Earl R. Babbie. 2007. Essential research methods for social work . Belmont, CA: Thomson Brooks Cole.

This is a shorter and less advanced version of Rubin and Babbie 2008 . It can be used for research methods courses at the undergraduate or master's levels of social work education.

Rubin, Allen, and Earl R. Babbie. Research Methods for Social Work . 6th ed. Belmont, CA: Thomson Brooks Cole, 2008.

This comprehensive text focuses on producing quantitative and qualitative research as well as utilizing such research as part of the evidence-based practice process. It is widely used for teaching research methods courses at the undergraduate, master’s, and doctoral levels of social work education.

Thyer, Bruce A., ed. 2001 The handbook of social work research methods . Thousand Oaks, CA: Sage.

This comprehensive compendium includes twenty-nine chapters written by esteemed leaders in social work research. It covers quantitative and qualitative methods as well as general issues.

Yegidis, Bonnie L., and Robert W. Weinbach. 2009. Research methods for social workers . 6th ed. Boston: Allyn and Bacon.

This introductory paperback text covers a broad range of social work research methods and does so in a briefer fashion than most lengthier, hardcover introductory research methods texts.

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1.4: Social work research

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• Matthew DeCarlo, Cory Cummings, & Kate Agnelli
• Open Social Work Education

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Learning Objectives

Learners will be able to...

• Differentiate between formal and informal research roles
• Describe common barriers to engaging with social work research
• Identify alternative ways of thinking about research methods

Formal and informal research roles

I’ve been teaching research methods for six years and have found that many students struggle to see the connection between research and social work practice. First of all, it’s important to mention that social work researchers exist! The authors of this textbook are social work researchers across university, government, and non-profit institutions. Matt and Cory are researchers at universities, and our research addresses higher education, disability policy, wellness & mental health, and intimate partner violence. Kate is a researcher at the Joint Legislative Audit and Review Commission in Virginia, where she studies policies related to criminal justice. Dalia, our editor, is a behavioral health researcher at RTI International, a nonprofit research institute, where she studies the opioid epidemic. The career path for social workers in formal research roles is bright and diverse, as we each bring a unique perspective with our ethical and theoretical orientation.

Formal research results in written products like journal articles, government reports, or policy briefs. To get a sense of formal research roles in social work, consider asking a professor about their research. You can also browse around the top journals in social work: Trauma, Violence & Abuse , Child Maltreatment ,  Child Abuse & Neglect , Social Service Review , Family Relations , Journal of Social Policy , Social Policy & Administration , Research on Social Work Practice , Health & Social Care in the Community , Health & Social  Work , British Journal of Social Work , Child & Family Social Work , International Journal of Social Welfare ,  Qualitative Social Work , Children & Youth Services Review , Social Work , Social Work in Health Care ,  Journal of Social Work Practice , International Social Work , Affilia Journal of Women and Social Work , and  Clinical Social Work Journal . Additionally, the websites to most government agencies, foundations, think tanks, and advocacy groups contain formal research often conducted by social workers.

But let’s be clear, studies show that most social work students are not interested in becoming social work researchers who publish journal articles or research reports (DeCarlo et al., 2019; Earley, 2014).\(^{17}\) Once you enter post-graduate practice, you will need to apply your formal research skills to the informal research conducted by practitioners and agencies every day. Every time you are asking who, what, when, where and why, you are conducting informal research. Informal research can be more involved. Social workers may be surprised when they are asked to engage in research projects such as needs assessments, community scans, program and policy evaluations, and single system designs, to name a few. Macro-oriented students may have to conduct research on programs and policies as part of advocacy or administration. We cannot tell you the number former students who have contacted us looking for research resources or wanting to “pick our brains” about research they are doing as part of their employment.

Research for action

Regardless of whether a social worker conducts formal research that results in journal articles or informal research that is used within an agency, all social work research is distinctive in that it is active (Engel & Schutt, 2016).\(^{18}\) We want our results to be used to effect social change. Sometimes this means using findings to change how clients receive services. Sometimes it means using findings to show the benefits of programs or policies. Sometimes it means using findings to speak with those oppressed and marginalized persons who have been left out of the policy creation process. Additionally, it can mean using research as the mode with which to engage a constituency to address a social justice issue. All of these research activities differ; however, the one consistent ingredient is that these activities move us towards social and economic justice.

Student anxieties and beliefs about research

Unfortunately, students generally arrive in research methods classes with a mixture of dread, fear, and frustration. If you attend any given social work education conference, there is probably a presentation on how to better engage students in research. There is an entire body of academic research that verifies what any research professor knows to be true. Honestly, this is why the authors of this textbook started this project. We want to make research more enjoyable and engaging for students. Generally, we have found some common perceptions get in the way of students (at least) minimally enjoying research. Let’s see if any of these match with what you are thinking.

I’m never going to use this crap!

Students who tell us that research methods is not useful to them are saying something important. As a student scholar, your most valuable asset is your time. You give your time to the subjects you consider important to you and for your career. Because most social workers don’t become researchers or practitioner-researchers, students may feel that a research methods class is a waste of time. As faculty members, we often hear from supervisors of students in field placements that research competencies “do not apply in this setting,” which further reinforces the idea that research is an activity performed only by academic researchers.

Our discussion of evidence-based practice and the ways in which social workers use research in practice brought home the idea that social workers play an important role in creating and disseminating new knowledge about social services. Furthermore, in the coming chapters, we will explore the role of research as a human right that is closely associated with the protection and establishment of other human rights. A human rights perspective also highlights the structural barriers students and practitioners face in accessing and applying scholarly knowledge in the practice arena. We hope that reframing research as something ordinary and easy to do will help address this belief that research is a useless skill.

One thing we can guarantee is that this class will be immediately useful to you. In particular, the skills you develop in finding, evaluating, and using scholarly literature will serve you throughout your graduate program and throughout your lifelong learning. In this book, you will learn how to understand and apply the scientific method to whatever topic interests you.

Research is only for super-smart people

Research methods involves a lot of terminology that may be entirely new to social work students. Other domains of social work, such as practice, are easier to apply your intuition towards. You understand how to be an empathetic person, and your experiences in life can help guide you through a practice situation or even a theoretical or conceptual question. Research may seem like a totally new area in which you have no previous experience. In research methods there can be “wrong” answers. Depending on your research question, some approaches to data analysis or measurement, for example, may not help you find the correct answer.

The fear is entirely understandable. Research is not straightforward. As Figure 1.1 shows, it is a process that is non-linear, involving multiple revisions, wrong turns, and dead ends before you figure out the best question and research approach. You may have to go back to chapters after having read them or even peek ahead at chapters your class hasn’t covered yet.

Figure 1.1 Research as a non-linear process

Moreover, research is something you learn by doing...and stumbling a few times. It’s an iterative process, or one that requires many tries to get right. There isn’t a shortcut for learning research, but if you follow along with the exercises in this book, you can break down a student research project and accomplish it piece by piece. No one just know s research. It’s something you pick up by doing it, reflecting on the experiences and results, redoing your work, and revising it in consultation with your professor and peers. Research involves exploration, risk taking, and a willingness to say, “Let’s see what we will find!”

Research is designed to suck the joy from my life

We’ve talked already about the arcane research terminology, so we won’t go into it again here. But students sometimes perceive research methods as boring. Practice knowledge and even theory are fun to learn because they are easy to apply and provide insights into the world around you. Research just seems like its own weirdly shaped and ill-fitting puzzle piece.

We completely understand where this perspective comes from and hope there are a few things you will take away from this course that aren’t boring to you. In the first section of this textbook, you will learn how to take any topic and learn what is known about it. It may seem trivial, but this is actually a superpower. Your social work education will teach you basic knowledge that can be applied to nearly all social work practice situations as well as some applied material applicable to specific social work practice situations. However, no education will provide you with everything you need to know. And certainly, no professor can tell you what will be discovered over the next few decades of your practice. Our work on literature reviews in the next few chapters will help you increase your skills and knowledge to become a strong social work student and practitioner. Following that, our exploration of research methods will help you understand how theories, practice models, and techniques you learn in other classes are created and tested scientifically. Eventually, you’ll see how all of the pieces fit together.

Get out of your own way

Together, these misconceptions and myths can create a self-fulfilling prophecy for students. If you believe research is boring, you won’t find it interesting. If you believe research is hard, you will struggle more with assignments. If you believe research is useless, you won’t see its utility. If you’re afraid that you will make mistakes, then you won’t want to try. While we certainly acknowledge that students aren’t going to love research as much as we do (we spent over a year writing this book, so we like it a lot!), we suggest reframing how you think about research using the following touchstones:

• All social workers rely on social science research to engage in competent practice.
• No one already knows research. It’s something I’ll learn through practice. And it’s challenging for everyone, not just me.
• Research is relevant to me because it allows me to figure out what is known about any topic I want to study.
• If the topic I choose to study is important to me, I will be more interested in exploring research to help me understand it further.

Students should be intentional about managing any anxiety coming from a research project. Here are some suggestions:

• Talk to your professor if you are feeling lost. We like students!
• Talk to a librarian if you are having trouble finding information about your topic.
• Seek support from your peers or mentors.

Another way to reframe your thinking is to look at Chapter 24, which discusses how to share your research project with the world. Consider the impact you want to make with your project, who you want to share it with, and what it will mean to have answered a question you want to know about the social world. Look at the variety of professional and academic conferences in which social work practitioners and researchers share their knowledge. Think about where you want to go so you know how to get started.

The structure of this textbook

The textbook is divided into five parts. In the first part (Chapters 1-5), we will review how to orient your research proposal to a specific question you want to answer and review the literature to see what we know about it. Student research projects come with special limitations, as you don’t have many resources, so our chapters are designed to help you think through those limitations and think of a project that is doable. In the second part (Chapters 6-9), we will bring in theory, causality, ethics to help you conceptualize your research project and what you hope to achieve. By the end of the second part, you will create a quantitative and qualitative research question. Parts 3 and 4 will walk you through how to conduct quantitative and qualitative research, respectively. These parts run through how to recruit people to participate in your study, what to ask them, and how to interpret the results of what they say. Finally, the last part of the textbook reviews how to connect research and practice. For some, that will mean completing program evaluations as part of agency-based practice. For others, it will mean consuming research as part of continuing education as a practitioner. We hope you enjoy reading this book as much as we enjoyed writing it!

If you are still figuring out how to navigate the book using your internet browser, please go to the  Downloads and Resources for Students page which contains a number of quick video tutorials. Also, the exercises in each chapter offer you an opportunity to apply what you wrote to your own research project, and the textbook is designed so that each exercise and each chapter build on one another, completing your proposal step-by-step. Of course, some exercises may be more relevant than others, but please consider completing these as you read

Key Takeaways

• Social workers engage in formal and informal research production as part of practice.
• If you feel anxious, bored, or overwhelmed by research, you are not alone!
• Becoming more familiar with research methods will help you become a better scholar and social work practitioner.
• With your peers, explore your feelings towards your research methods classes. Describe some themes that come up during your conversations. Identify which issues can be addressed by your professor and which can be addressed by students.
• Browse social work journals and identify an article of interest to you. Look up the author’s biography or curriculum vitae on their personal website or the website of their university.

• MSW Student Handbook
• Section 3: MSW Curriculum and Degree Requirements

3.2 Social Work Core Competencies

The social work core competencies.

The MSW curriculum is organized around a set of social work core competencies, representing the dimensions of social work practice that all social workers are expected to master during their professional training. Berkeley MSW students are assessed throughout the course of their graduate study on progress to achieving each of the following social work competencies established for the Berkeley MSW Program:

Competency #1: Demonstrate Ethical and Professional Behavior

Social workers understand the value base of the profession and its ethical standards, as well as relevant laws and regulations that may impact practice at the micro, mezzo, and macro levels. Social workers understand frameworks of ethical decision-making and how to apply principles of critical thinking to those frameworks in practice, research, and policy arenas. Social workers recognize personal values and the distinction between personal and professional values. They also understand how their personal experiences and affective reactions influence their professional judgment and behavior. Social workers understand the profession’s history, its mission, and the roles and responsibilities of the profession. Social Workers also understand the role of other professions when engaged in inter-professional teams. Social workers recognize the importance of life-long learning and are committed to continually updating their skills to ensure they are relevant and effective. Social workers also understand emerging forms of technology and the ethical use of technology in social work practice. Social workers:

• make ethical decisions by applying the standards of the NASW Code of Ethics, relevant laws and regulations, models for ethical decision-making, ethical conduct of research, and additional codes of ethics as appropriate to context.
• use reflection and self-regulation to manage personal values and maintain professionalism in practice situations.
• demonstrate professional demeanor in behavior; appearance; and oral, written, and electronic communication.
• use technology ethically and appropriately to facilitate practice outcomes.
• use supervision and consultation to guide professional judgment and behavior.
• infuse social work principles and interactions with clients and other relevant stakeholders.

Competency #2: Engage Diversity and Difference in Practice

Social workers understand how diversity and difference characterize and shape the human experience and are critical to the formation of identity. The dimensions of diversity are understood as the intersectionality of multiple factors including but not limited to age, class, color, culture, disability and ability, ethnicity, gender, gender identity and expression, immigration status, marital status, political ideology, race, religion/spirituality, sex, sexual orientation, and tribal sovereign status. Social workers understand that, as a consequence of difference, a person’s life experiences may include oppression, poverty, marginalization, and alienation as well as privilege, power, and acclaim. Social workers also understand the forms and mechanisms of oppression and discrimination and recognize the extent to which a culture’s structures and values, including social, economic, political, and cultural exclusions, may oppress, marginalize, alienate, or create privilege and power. Social workers:

• apply and communicate understanding of the importance of diversity and difference in shaping life experiences in practice at the micro, mezzo, and macro levels.
• present themselves as learners and engage clients and constituencies as experts of their own experiences.
• apply self-awareness and self-regulation to manage the influence of personal biases and values in working with diverse clients and constituencies.
• use inclusive strategies that carefully consider  the context of individuals, families, groups, organizations, and/or communities and challenge common assumptions, solicit ideas, and gain inspiration from clients and other relevant stakeholders.

Competency #3: Advance Human Rights and Social, Economic, and Environmental Justice

Social workers understand that every person regardless of position in society has fundamental human rights such as freedom, safety, privacy, an adequate standard of living, health care, and education. Social workers understand the global interconnections of oppression and human rights violations, and are knowledgeable about theories of human need and social justice and strategies to promote social and economic justice and human rights. Social workers understand strategies designed to eliminate oppressive structural barriers to ensure that social goods, rights, and responsibilities are distributed equitably and that civil, political, environmental, economic, social, and cultural human rights are protected. Social workers:

• apply their understanding of social, economic, and environmental justice to advocate for human rights at the individual and system levels.
• engage in practices that advance social, economic, and environmental justice.
• facilitate team and coalition-building and other collaborative strategies for promoting system change designed to reduce social and economic inequities.

Competency #4: Engage In Practice-informed Research and Research-informed Practice

Social workers understand quantitative and qualitative research methods and their respective roles in advancing a science of social work and in evaluating their practice. Social workers know the principles of logic, scientific inquiry, and culturally informed and ethical approaches to building knowledge. Social workers understand that evidence that informs practice derives from multi-disciplinary sources and multiple ways of knowing. They also understand the processes for translating research findings into effective practice. Social workers:

• use practice experience and theory to inform scientific inquiry and research.
• apply critical thinking to engage in analysis of quantitative and qualitative research methods and research findings.
• use and translate research evidence to inform and improve practice, policy, and service delivery.
• use strategies that reduce gaps between science and social work practice including the translation of research findings into social work practice and policy.

Competency #5: Engage in Policy Practice

Social workers understand that human rights and social justice, as well as social welfare and services, are mediated by policy and its implementation at the federal, state, and local levels. Social workers understand the history and current structures of social policies and services, the role of policy in service delivery, and the role of practice in policy development. Social workers understand their role in policy development and implementation within their practice settings at the micro, mezzo, and macro levels and they actively engage in policy practice to effect change within those settings. Social workers recognize and understand the historical, social, cultural, economic, organizational, environmental, and global influences that affect social policy. They are also knowledgeable about policy formulation, analysis, implementation, and evaluation. Social workers:

• identify social policy at the local, state, and federal level that impacts well-being, service delivery, and access to social services.
• assess how social welfare and economic policies impact the delivery of and access to social services.
• apply critical thinking to analyze, formulate, and advocate for policies that advance human rights and social, economic, and environmental justice.
• assess and respond to the political, resource, and technology environments that shape policy practice to effectively advocate for social and economic justice.

Competency #6: Engage with Individuals, Families, Groups, Organizations, and Communities

Social workers understand that engagement is an ongoing component of the dynamic and interactive process of social work practice with, and on behalf of, diverse individuals, families, groups, organizations, and communities. Social workers value the importance of human relationships. Social workers understand theories of human behavior and the social environment, and critically evaluate and apply this knowledge to facilitate engagement with clients and constituencies, including individuals, families, groups, organizations, and communities. Social workers understand strategies to engage diverse clients and constituencies to advance practice effectiveness. Social workers understand how their personal experiences and affective reactions may impact their ability to effectively engage with diverse clients and constituencies. Social workers value principles of relationship-building and inter-professional collaboration to facilitate engagement with clients, constituencies, and other professionals as appropriate. Social workers:

• apply knowledge of human behavior and the social environment, person-in-environment, and other multidisciplinary theoretical frameworks to engage with clients and constituencies.
• use empathy, reflection, and interpersonal skills to effectively engage diverse clients and constituencies.
• demonstrate high quality, evidence-informed engagement skills to address complex systems related to client or community needs in different fields of practice. 

Competency #7: Assess Individuals, Families, Groups, Organizations, and Communities

Social workers understand that assessment is an ongoing component of the dynamic and interactive process of social work practice with, and on behalf of, diverse individuals, families, groups, organizations, and communities. Social workers understand theories of human behavior and the social environment, and critically evaluate and apply this knowledge in the assessment of diverse clients and constituencies, including individuals, families, groups, organizations, and communities. Social workers understand methods of assessment with diverse clients and constituencies to advance practice effectiveness. Social workers recognize the implications of the larger practice context in the assessment process and value the importance of interprofessional collaboration in this process. Social workers understand how their personal experiences and affective reactions may affect their assessment and decision-making. Social workers:

• collect and organize data, and apply critical thinking to interpret information from clients and constituencies.
• apply knowledge of human behavior and the social environment, person-in-environment, and other multidisciplinary theoretical frameworks in the analysis of assessment data from clients and constituencies.
• develop mutually agreed-on intervention goals and objectives based on the critical assessment of strengths, needs, and challenges within clients and constituencies.
• select appropriate intervention strategies based on the assessment, research knowledge, and values and preferences of clients and constituencies.
• demonstrate high quality, evidence-informed assessment skills to address and monitor complex systems related to client or community needs in different fields of practice.

Competency #8: Intervene with Individuals, Families, Groups, Organizations, and Communities

Social workers understand that intervention is an ongoing component of the dynamic and interactive process of social work practice with, and on behalf of, diverse individuals, families, groups, organizations, and communities. Social workers are knowledgeable about evidence-informed interventions to achieve the goals of clients and constituencies, including individuals, families, groups, organizations, and communities. Social workers understand theories of human behavior and the social environment, and critically evaluate and apply this knowledge to effectively intervene with clients and constituencies. Social workers understand methods of identifying, analyzing and implementing evidence-informed interventions to achieve client and constituency goals. Social workers value the importance of inter-professional teamwork and communication in interventions, recognizing that beneficial outcomes may require interdisciplinary, inter-professional, and inter-organizational collaboration. Social workers:

• critically choose and implement interventions to achieve practice goals and enhance capacities of clients and constituencies.
• apply knowledge of human behavior and the social environment, person-in-environment, and other multidisciplinary theoretical frameworks in interventions with clients and constituencies.
• use inter-professional collaboration as appropriate to achieve beneficial practice outcomes.
• negotiate, mediate, and advocate with and on behalf of diverse clients and constituencies.
• facilitate effective transitions and endings that advance mutually agreed-on goals.
• demonstrate high quality, evidence-informed intervention skills to address complex systems related to client or community needs in different fields of practice.

Competency #9: Evaluate Practice with Individuals, Families, Groups, Organizations, and Communities

Social workers understand that evaluation is an ongoing component of the dynamic and interactive process of social work practice with, and on behalf of, diverse individuals, families, groups, organizations and communities. Social workers recognize the importance of evaluating processes and outcomes to advance practice, policy, and service delivery effectiveness. Social workers understand theories of human behavior and the social environment, and critically evaluate and apply this knowledge in evaluating outcomes. Social workers understand qualitative and quantitative methods for evaluating outcomes and practice effectiveness. Social workers:

• select and use appropriate methods for evaluation of outcomes.
• apply knowledge of human behavior and the social environment, person-in-environment, and other multidisciplinary theoretical frameworks in the evaluation of outcomes.
• critically analyze, monitor, and evaluate intervention and program processes and outcomes.
• apply evaluation findings to improve practice effectiveness at the micro, mezzo, and macro levels.
• demonstrate evaluation skills to monitor complex systems related to client or community needs in different fields of practice.

Objectives of Social Work and its Purpose

Last Updated on December 30, 2022 by Team TSW

Objectives in general are the statements or formulations, what we seek to achieve. The Preamble to the American Council on Social Work Education’s ( CSWE ) Educational Policy and Accreditation Standards on objectives of Social Work states: Social work practice promotes human well-being by strengthening opportunities, resources, and capacities of people in their environments and by creating policies and services to correct conditions that limit human rights and the quality of life. The social work profession works to eliminate poverty, discrimination, and oppression. Guided by a person-in-environment perspective and respect for human diversity, the profession works to effect social and economic justice worldwide.

Table of Contents

Objectives of Social Work

For the convenience, the objectives of social work can be classified into the following groups:

Objectives prescribed by the social work scientists

Some of the greats in the field of social work have defined social work objectives as :-

Witmer prescribed two objectives of social work such as

• To give assistance to individuals while removing difficulties which they face in utilizing basic services of the society and
• To facilitate effective utilization of community resources for their welfare.

Friedlander gave three objectives of social work as:

• To bring change in painful situation of individuals,
• To develop the constructive forces both within and around the individual and
• To enhance the democratic and humanistic behavior of the individual.

Gordon Brown has given four objectives of social work such as:

• To provide physical or material support.
• To help in social adjustment,
• To help in solving the psychological problems and
• To make adequate opportunities for the individuals in problems for raising their standard of living which can prevent problems from intruding.

Generic objectives of social work

Following are generally and universally accepted objectives of social work :-

• To enhance the social functioning and interactions of individuals, families, groups, organizations, and communities by involving them in accomplishing goals, developing resources, and preventing and alleviating distress.
• To solve psycho-social problems. Problems what cause stress, inferiority, depression, excessive anger all affects mental realm and are example of psychological problems.
• To fulfill humanitarian needs such as love, affection, care, security, empathy, and independence etc.
• To solve adjustment problems.
• To enhance human well-being and alleviate poverty, oppression, and other forms of social injustice
• To create self-sufficiency. This means that social worker must help clients to help themselves.
• To make and strengthen harmonious social relations. There must not be the feeling of inferiority in the mind of people and nothing should stop them in making harmonious relations.
• To make provision of corrective and recreational services.
• To formulate and implement social policies, services, and programs that meet basic human needs and support the development of human capacities.
• To develop democratic values among the people. Feeling of fraternity, liberty, empathy, equality should be inculcated in the client. this will not only improve the client but atmosphere of the society as well.
• To provide opportunities for development and social progress.
• To conscientize the community.
• To change the environment in favor of individual’s growth and development.
• To bring change in the defective social system for social development.
• To pursue policies, services, and resources through advocacy and social or political actions that promote social and economic justice.
• To provide socio-legal aid to the needy who cannot afford to meet them.
• To develop and use research, knowledge, and skills that advance social work practice.
• To provide rehabilitative services to the client so that he/she can do well even without guidance from social worker.
• To develop and apply practice in the context of diverse cultures.

We can safely sum-up objective of social work and say, Social Work aims to maximize the development of human potential and the fulfillment of human needs.

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11.3 Action research

Learning objectives.

• Define and provide at least one example of action research
• Describe the role of stakeholders in action research

Action research is defined as research that is conducted for the purpose of creating social change. When conducting action research, scholars collaborate with community stakeholders at all stages of the research process with the aim of producing results that will be usable in the community and by scientists. Stakeholders are individuals or groups who have an interest in the outcome of your study. Social workers who engage in action research never just go it alone; instead, they collaborate with the people who are affected by the research at each stage in the process. In action research, stakeholders, particularly those with the least power, are consulted on the purpose of the research project, research questions, design, and reporting of results.

Action research also distinguishes itself from other research in that its purpose is to create change on an individual and community level. Kristin Esterberg (2002) puts it quite eloquently when she says, “At heart, all action researchers are concerned that research not simply contribute to knowledge but also lead to positive changes in people’s lives” (p. 137).  As you might imagine, action research is consistent with the assumptions of the critical paradigm, which focuses on liberating people from oppressive structures. Action research has multiple origins across the globe, including Kurt Lewin’s psychological experiments in the United States and Paulo Friere’s literacy and education programs (Adelman, 1993; Reason, 1994). Over the years, action research has become increasingly popular among scholars who wish for their work to have tangible outcomes that benefit the groups they study.

Action research does not bring any new methodological tricks or terms, but it uses the processes of science in a different way from traditional research. What topics are important to study in a neighborhood or with a target population? A traditional scientist might look at the literature or use their practice wisdom to formulate a research question. An action researcher, on the other hand, would consult with the target population itself to see what they thought were the most pressing issues and best solutions. In this way, action research flips traditional research on its head. Scientists are more like consultants who provide the tools and resources necessary for a target population to achieve their goals and address social problems.

According to Healy (2001), the assumptions of participatory-action research are that (a) oppression is caused by macro-level structures such as patriarchy and capitalism; (b) research should expose and confront the powerful; (c) researcher and participant relationships should be equal, with equitable distribution of research tasks and roles; and (d) research should result in consciousness-raising and collective action. Coherent with social work values, action research supports the self-determination of oppressed groups and privileges their voice and understanding through the conceptualization, design, data collection, data analysis, and dissemination processes of research.

There are many excellent examples of action research. Some of them focus solely on arriving at useful outcomes for the communities upon which and with whom research is conducted. Other action research projects result in some new knowledge that has a practical application and purpose in addition to the creation of knowledge for basic scientific purposes.

One example of action research can be seen in Fred Piercy and colleagues’ (Piercy, Franz, Donaldson, & Richard, 2011) work with farmers in Virginia, Tennessee, and Louisiana. Together with farmers in these states, the researchers conducted focus groups to understand how farmers learn new information about farming. Ultimately, the aim of this study was to “develop more meaningful ways to communicate information to farmers about sustainable agriculture” (p. 820). This improved communication, the researchers and farmers believed, would benefit not just researchers interested in the topic but also farmers and their communities. Farmers and researchers were both involved in all aspects of the research, from designing the project and determining focus group questions to conducting the focus groups and finally to analyzing data and disseminating findings.

Perhaps one of the most unique and rewarding aspects of action research is that it is often interdisciplinary. Action research projects might bring together researchers from any number of disciplines, from the social sciences, such as sociology, political science, and psychology; to an assortment of physical and natural sciences, such as biology and chemistry; to engineering, philosophy, and history (to name just a few).

Anyone interested in social change can benefit from having some understanding of social scientific research methods. The knowledge you’ve gained from your methods course can be put to good use even if you don’t have an interest in pursuing a career in research. As a member of a community, perhaps you will find that the opportunity to engage in action research presents itself to you one day. Your background in research methodology will no doubt assist you in making life better for yourself and those who share your interests, circumstances, or geographic region.

Spotlight on UTA School of Social Work

Dr. maxine davis shares experiences with action research.

There are various types of action research. Although the degree to which stakeholders are involved may vary across different stages of the research and dissemination process, each type is valuable and aims to accomplish shared decision-making, responsibility, and power between the researcher and the researched. I will share with you a few examples of recent research that I have had the pleasure of being involved in.

Case 1 (St. Louis, MO) Community based participatory research (CBPR)

As a community organizer, activist, and Missionary, Ms. Johnson is well connected to her community in North St. Louis city. She has worked in partnership with a number of clergy members throughout St. Louis on improving the overall well-being of African-Americans for a number of years. From education to political engagement, she has her pulse on the many issues of local residents and a wide network of clergy and ministers who trust her. In 2014, I partnered with Ms. Johnson to explore clergy perceptions on religious or spiritual (R/S) related abuse within intimate partner violence (IPV). Ms. Johnson conducted more than half of the interviews (many of which occurred only because of the trust clergy members had with her, not due to my recruitment efforts). We coded the data independently and analyzed it as a team. As a result, Ms. Johnson gained the skills to conduct basic qualitative data analysis that may be applicable to her other work. The study results revealed that R/S abuse in IPV was a serious issue that Black clergy often faced in ministry. Furthermore, they desired training to help them to better prepare in responding to this problem. The project did not end at manuscript development, rather the efforts to address this issue continue as we develop and plan to implement R/S specific IPV training for Black clergy in St. Louis.

Case 2 (Chicago, IL) Community-engaged research using a Community Collaborative/Advisory Board (CCB)

A colleague who knew of my interest in the intersection of religious faith and IPV connected me with a priest at St. Pius V parish who was looking for someone to evaluate a portion of the church’s domestic violence program.  The project combined evaluation research and action research. I sought and obtained funding tosupport the first step of a multi-phase project involving process evaluation in preparation for a longitudinal impact (i.e. outcome) evaluation. I convened a collaborative board of relevant stakeholders from different organizations and relocated to Chicago (Pilsen neighborhood) to embark upon the research. Over the course of one year, I lived in the community and collected various types of data from a variety of sources while the CCB and I developed an evaluation plan that would meet the organization’s needs. The primary research questions explored were: “What is The Men’s Group (TMG)?” and “Why do participants attend and remain engaged in TMG?” We discovered that TMG was a trauma-informed, culturally-tailored (to Latino men), spirituality and group based partner abuse intervention program (PAIP) aiming to stop violence perpetration and help participants become self-aware. Men remained engaged in the PAIP because they were met with respect by staff/facilitators, reported gaining benefits because of participation, and connected with other group members through a brotherhood. A quasi-experimental design using quantitative data is currently underway.

Case 3 (Grand Prairie, TX) Youth-led CBPR

The Grand Prairie Storm Track & Field Association (GP Storm) reached out to me after their founders saw me present on the potential of hip-hop music influencing public perceptions about IPV. Our shared interest on increasing Black/African-American representation in health-related research careers brought us together. I invited high school students who were affiliated with the program to join me in examining this area, but also encouraged them to develop a set of their own research questions that they were excited to explore. We met weekly over the course of 3 months in the summer of 2019 and analyzed the lyrics of 7 hip-hop songs. The youth-led research team consisted of six Black/Multiracial young women (5 high school; 1 middle school), the organization founder/director, a PhD student, and myself. The findings revealed that hip-hop music brings awareness to IPV/A by discussing Death, Denial, Freedom, and Physical violence/various types of consequences. Partnering with the GP Storm and affiliated students (the community researchers) allowed the research team to examine research questions that were of interest to a wider audience and do so by drawing on multiple perspectives, thereby improving the rigor of the study. The research did not end here; rather next steps involve hosting a listening party as an intervention to reduce violence and acceptability thereof amongst youth and adults.

Lessons learned

I have learned a few lessons through conducting community-engaged research that I think are worth sharing. It is imperative that you are comfortable openly discussing race and diversity if you plan on engaging in action research with communities of color. This applies, regardless of your own identity, but is especially relevant for those who are an “outsider” in terms of gender or race/ethnicity. The second lesson is that trust need not be earned once, rather you must continuously build and maintain trust in order to conduct sound research. You must also plan to nurture and intend to maintain these relationships in a humanistic manner, beyond that of “a research product.” If your intentions are genuine and you are honest with any trepidations, that plus meaningful project delivery will carry you far.

Refer to following articles for more exploration into this research:

Davis, M., ^Johnson, M., Bowland, S. (In Draft) “I hate it…but it’s real”: Black Clergy Perspectives on Intimate Partner Violence related Religious/Spiritual Abuse

Davis, M., ^Dahm, C., Jonson-Reid, M., Stoops, C., Sabri, B. (Revisions Submitted-Awaiting Final Decision). “The Men’s Group” at St. Pius V: A Case Study of a Parish-Based Voluntary Partner Abuse Intervention Program.

^denotes community partners

Key Takeaways

• Action research is conducted by researchers who wish to create some form of social change.
• Stakeholders are true collaborators in action research.
• Action research is often conducted by teams of interdisciplinary researchers.
• Action research- research that is conducted for the purpose of creating some form of social change in collaboration with stakeholders
• Stakeholders – individuals or groups who have an interest in the outcome of your study

Image attributions

protest by BruceEmmerling CC-0

Maxine Johnson and Maxine Davis by Maxine Davis CC BY-NC-ND

Community Researchers in Partnership by Maxine Davis CC BY-NC-ND

GP Storm by Maxine Davis CC BY-NC-ND

Foundations of Social Work Research Copyright © 2020 by Rebecca L. Mauldin is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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B7 2024: Final Communiqué

B7 2024 final communiqué.

May 20, 2024

The below is the executive summary. You may download the full report on this page.

Maximizing the Benefits of AI  

As a major catalyst for the transformation of our era, AI, in synergy with other enabling technologies, can enhance productivity and economic resilience, optimize the functioning of GVCs, and improve infrastructure planning, natural resource management, energy demand forecasting, and climate mitigation. Investing in AI and its applications ethically and inclusively will usher industries into the data economy, expand the labor market, and enhance progress in key sectors such as healthcare and life sciences. More effective public-private partnerships enhance education, skills, risk-based frameworks, interoperability, and capacity building, and make AI applications safer, and more secure and trustworthy.  

Building upon the G7 AI Hiroshima Process, the B7 fully supports the G7 in establishing human-centered principles and standards to monitor and guide its evolution, while fostering innovation and interoperability for the benefit of all.  

Enhancing Global Trade and GVCs’ Resilience  

Critical dependencies should be addressed by coordinating policies, streamlining compliance costs associated with export controls and investment screening regimes, enhancing partnerships with, and investing in Least Developed Countries (LDCs), sharing frameworks to predict supply chain disruptions, and increasing preparedness and security. 

In parallel, the G7 strive for a global level playing field by eliminating unjustified existing barriers and refraining from adopting new ones. The B7 is deeply concerned about the future of the WTO and reiterates its support for a rules-based multilateral trading system. Making the WTO Moratorium on Electronic Transmissions permanent is vital, while a sound reform of the Organization remains the overarching priority. The G7 policymakers should limit policy uncertainty and support businesses’ strategies, investments, and confidence. Delivering on the objectives of the PGII and the Build Back Better World (B3W) is paramount for revamping investments and supporting the sustainable growth of market economies.  

Tackling Energy, Environmental, and Climate Challenges  

The G7 countries’ industrial policies and regulatory frameworks should converge while ensuring energy security, competitiveness, and decarbonization. Investing in sustainable and low-carbon technologies, research and development-oriented projects, and strategic value chains according to the principle of full technological neutrality and enhancing the diversification of cost-efficient transition energy sources’ supplies and carriers would favor the affordability of energy prices during the transition phase. Public-private investment funds, convergent taxonomies and labeling, aligned incentives, and reduced divergencies in carbon markets would support the decarbonization of hard-to-abate industrial sectors, boost circular economy initiatives, energy efficiency, facilities’ reconversions and recycling, and new smart transmission and distribution infrastructures. 

For a just transition, the G7 should make the Loss and Damage Mechanism operational, and promote voluntary cooperation and targeted technological transfer, while preserving intellectual and industrial property rights. It should also take into account that just transition requires the build-out of infrastructure to empower consumers and Micro, Small and Medium Enterprises (MSMEs) beyond the most advanced areas.  

Embracing the Data Economy and Digital Technologies  

The G7 should operationalize Data Free Flow with Trust (DFFT) through the Institutional Arrangement for Partnership (IAP) while promoting a continuous dialogue with the industry to craft regulations for a digital trust framework. Recognized evidence and risk-based standards for data flow transparency and accountability should be established, and incentives to favor trust, privacy, risk mitigation, cybersecurity, intellectual property, and interoperability should be prioritized. Promoting the development of a common G7 quantum computing ecosystem and joint research on post-quantum cryptography will enhance the security and reliability of digital infrastructures and technologies.  

Also, the G7 should promote an ambitious connectivity agenda to further accelerate the take-up of advanced technologies, and enhance digitalization by spreading digital skills across businesses, administrations, and societies, notably by leveraging STEM-based pathways and the use of Digital Identity for G2B, G2C, B2B and B2C transactions. 

Unleashing Talents’ Potential and Enhancing the Resilience of Welfare Systems  

The B7 calls on the G7 to reform the educational systems at all levels to meet emerging job markets’ requirements and new technological trends and to facilitate the transition from education to work. The B7 renews its commitment to bridge between the workforce and employers by identifying labor market gaps, investing in skills development, and funding apprenticeship and mid-career reskilling programs. The B7 urges G7 governments to strengthen active labor market policies, promote entrepreneurship, encourage the social inclusion of underrepresented groups, particularly women and youth, and modernize welfare systems through farsighted fiscal and employment policies providing citizens with long-term equitable access to quality services in healthcare and education and address the old-age dependency. 

Measuring Achievements  

The B7 Italy 2024 introduces the adoption of leading Key Performance Indicators (KPIs) making the G7 and the other owners accountable for measurable outcomes. To track these KPIs over time and measure progress against the related targets, the B7 recommends the establishment of a joint G7-B7 Monitoring Committee. 

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