copyright master thesis

Graduate Thesis Submission Guide

• Thesis Guide
• Formatting Requirements
• Submitting Your Thesis
• Managing References
• Database Pro Tips
• Avoiding Plagiarism This link opens in a new window
• Discoverability, Embargo, and the Scholarly Conversation
• Open Access Images
• Requesting Permission for Copyrighted Materials
• Thesis Collection This link opens in a new window

Copyright and Your Thesis

Respecting copyright — and understanding the basics of copyrighted-related issues — is an important aspect of your thesis-writing process and an issue that will continue to arise throughout your academic and creative career. We know copyright can be intimidating and hard to make sense of: after all, discussions of copyright often stray into complex legal, creative, and ethical terrain. While it isn't necessary for you to be a copyright expert, it is essential that you understand copyright issues as they relate to including and referencing the work(s) of others in your thesis. 

With that in mind, here are our overarching recommendations as you consider which third party materials to include in your thesis: 

• Use open access works and/or works covered by Creative Commons Licenses
• Ensure your use of copyrighted materials counts as "fair use" (in other words, repurpose, reinterpret, or otherwise "transform" the copyrighted work in question)
• Request permission for copyrighted works
• Remove potentially problematic materials entirely from your thesis

We recommend you follow the above guidelines in the order that they're listed ; that is, seek out open access works first to avoid any potential copyright infringements. If you are unable to do so, seek fair use for copyrighted materials. If each of these strategies is unsuccessful, your last resort may be to request permission for copyrighted work[s], or to remove problematic third party content from your thesis entirely if this option fails. The following three subpages — Open Access Images, Fair Use, and Requesting Permission for Copyrighted Materials — breaks each of these issues down into greater detail. 

• Image Use and Copyright for your Thesis (Slides)

Why Does Copyright Matter?

For the purposes of your thesis, you don't need to be an expert in copyright law. However, understanding the major issues and questions around copyright will help you make informed decisions about your thesis and protect it from copyright challenges once it's published. Understanding and respecting copyright is also about giving credit where it's due, an essential aspect of Pratt's Academic Integrity Policy . So while respecting copyright has to do with protecting your thesis from infringement challenges, on a deeper level it also has to do with pursuing your academic and creative work with integrity and acknowledgement of other's contributions.

The following excerpt from Kenneth Crews' article  Copyright and Your Dissertation or Thesis  summarizes this sentiment well: 

" Finishing your dissertation is exhausting and gratifying. You have invested countless days of research, followed by hours of writing late into the night. You made exciting breakthroughs, and you aspire to a career of further research. You probably did not expect to indulge in copyright at this stage of your study. However, attention to copyright can help avoid pitfalls and reveal opportunities to further your scholarly goals. Given the way that the law operates, copyright law most certainly protects your dissertation as well as the quotations, photographs, music, diagrams, and many other works that you have included in your doctoral study. The decisions you make about copyright can directly affect the quality of your work, your ability to publish your dissertation, and your opportunities for building upon your years of research throughout your career. Attending to the fundamentals of copyright can be important for your scholarship, regardless of your discipline or field of expertise ." (Crews, 2013). 

Copyright Checklist

The following checklist — also summarized from Kenneth Crews' article — should be referred to throughout the process of researching and writing your thesis. Though you might be tempted to put these considerations off until later, remember: any preparation or planning done early on will make things much easier as you get closer to submitting your thesis.  

• Do a thorough sweep or your thesis draft and identify all third-party materials you plan to include in your final project. Common third party materials include images, sources from the Web, and long quotations (over 1.5 pages, single-spaced) from published works. 
• Ask yourself, " Are any of these materials open access ?" If yes, they have no copyright restrictions.
• Ask, " Does my inclusion of this material count as fair use ?" 
• Ask, " Do any of these materials have Creative Commons Licenses ?" Creative Commons Licenses allow for free distribution of otherwise copyrighted works (with proper attribution).  
• For any materials that don't meet the above conditions, ask, " Do I have permission to use these ?" If not, refer to the "Requesting Permission for Copyrighted Materials" page of this guide. 
• Ask, " Am I including any materials that I've created but that have been previously published elsewhere ?" Even if you are the original author of these materials, you will need permission to include them in your thesis. 

Resources and Further Reading

We've provided relevant excerpts from these resources throughout this guide, and have also included them in their entirety below for you to review.  

• ProQuest Copyright Guide The following guide by ProQuest offers guidelines for avoiding copyright infringement and introduces the kinds of materials or sources that require copyright permissions. This document also includes a sample Permission Form and instructions to follow when requesting permission from copyright owners.
• ProQuest - Copyright and Your Dissertation or Thesis This article by Kenneth Crews offers a more extensive overview of copyright and its significance, before discussing the fundamentals of copyright — both protecting your own and respecting others' — as they relate to your thesis. Though not required reading, Crews' article has a wealth of useful information that will strengthen your understanding of copyright as you research and write your thesis.
• Pratt Institute Academic Integrity Policy Copyright issues directly relate to Pratt's Academic Integrity Policy, as each stress the importance of crediting and acknowledging the contributions other writers, artists, and thinkers have made to your work. "Giving credit where it's due" is a central aspect of academic integrity and an essential element of your thesis.
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Thesis and Dissertation Guide

• « Thesis & Dissertation Resources
• The Graduate School Home
• Introduction
• Copyright Page
• Dedication, Acknowledgements, Preface (optional)
• Table of Contents
• List of Tables, Figures, and Illustrations
• List of Abbreviations
• List of Symbols
• Non-Traditional Formats
• Font Type and Size
• Spacing and Indentation
• Tables, Figures, and Illustrations
• Formatting Previously Published Work
• Internet Distribution
• Open Access

Registering Copyright

Using copyrighted materials.

• Use of Your Own Previously Published Materials
• Submission Steps
• Submission Checklist
• Sample Pages

IV. Copyrighting

A copyright is an intangible right granted to the author or originator of certain literary or artistic productions, under which they are invested for a limited period with the sole, exclusive privilege of making copies and publishing and selling them.

Copyright protection automatically exists from the time the work is created in fixed form. There is no requirement that the work be published or registered to obtain protection under copyright law. The copyright of any work immediately becomes the property of the author who created the work, unless it is a work-for-hire, or unless ownership has been assigned by written agreement.

Receipt of a submitted and approved thesis or dissertation in The Graduate School results in the publication of the document by the University Library at UNC-Chapel Hill. As such, each student grants the University a limited, non-exclusive, royalty-free license to reproduce the student's work, in whole or in part, in electronic form to be posted in the University Library database and made available to the general public at no charge. This does not mean that UNC-Chapel Hill owns the copyright to your work (you do), but the University has the right to reproduce and distribute your work. Public universities often require students to allow reproduction and distribution of academic work to support the dissemination of intellectual thought and discovery. Please review the Copyright Policy of the University of North Carolina at Chapel Hill for additional information.

Regardless of whether or not you register copyright for your thesis or dissertation, UNC-Chapel Hill requires that you include a copyright notice following the title page. See Section I of this Guide and the sample copyright page for the format of this notice. Including this page helps to establish that you are the owner of the work. It also protects you, as the copyright holder, from anyone claiming innocent infringement or unintentional violation of copyright.

You may wish to register your copyright with the U.S. Copyright Office at the Library of Congress. As mentioned above, copyright registration is not a condition to copyright protection. There are, however, advantages to registration, especially if you have a claim of infringement of your copyright. Registration may be made at any time within the life of the copyright, but there are advantages to filing for registration within three months of publication. For more information on registration, consult the website of the U.S. Copyright Office .

There are two main ways for you to file for copyright of your thesis or dissertation:

• You may empower ProQuest to file the application on your behalf. When you submit your thesis or dissertation, ProQuest charges a fee for this service ($55, subject to change). The service includes preparing an application in your name, submitting your application fee, depositing the required copy or copies of the manuscript, and mailing you the completed certificate of registration from the Library of Congress.
• Alternately, you may file for copyright directly. Visit the following U.S. Copyright website for more information about registering your work . There is a copyright fee for filing copyright directly with the U.S. Copyright Office ($35, subject to change).

Any copyrighted materials used in your work, beyond brief excerpts, may be used only with the written permission of the copyright owner. Book and journal publishers normally hold the copyright for all materials they publish. Therefore, even if you are the sole or one of several authors of material in a published book or journal, you must obtain written permission from the copyright holder if you are including this material in your document. Remember that use of reproductions or excerpts of other media, such as music, graphic images, or computer software may also require permissions.

Your letter to the copyright holder needs to make clear that you seek written permission to preserve (on microfilm and digitally) and publish (in print and digital form) your thesis or dissertation through ProQuest and that ProQuest may sell, on demand, for scholarly purposes, single copies of your work, which includes the copyright holder's material. Your letter must also seek written permission for the document to be submitted in electronic format to UNC-Chapel Hill where it will be placed in a database and made available through the University Library to the general public at no charge via the Internet.

You are responsible for securing all necessary permissions and paying any permission fees in advance of using copyrighted materials in your work.

Use of Your Own Previously Published Material

Some academic programs permit you to include articles or other materials that you have previously published, that have been accepted (or submitted, in press, or under review) for publication, or that have been otherwise presented to the public within the body of your thesis or dissertation. In all such instances the following guidelines apply:

• If the material is co-authored, your academic program must approve its inclusion in your thesis or dissertation.
• If the material is copyrighted (if you are the sole author but the copyright is held by the publisher), you must fulfill the conditions specified in the section above on using copyrighted materials .
• The material, if included in the body of your text, must conform to all formatting guidelines outlined in this Guide. See the Formatting Previously Published Work section for details.

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Thesis / dissertation formatting manual (2024).

• Filing Fees and Student Status
• Submission Process Overview
• Electronic Thesis Submission
• Paper Thesis Submission
• Formatting Overview
• Fonts/Typeface
• Pagination, Margins, Spacing
• Paper Thesis Formatting
• Preliminary Pages Overview

Copyright Page

• Dedication Page
• Table of Contents
• List of Figures (etc.)
• Acknowledgements
• Text and References Overview
• Figures and Illustrations
• Using Your Own Previously Published Materials
• Using Copyrighted Materials by Another Author
• Open Access and Embargoes
• Copyright and Creative Commons
• Ordering Print (Bound) Copies
• Tutorials and Assistance
• FAQ This link opens in a new window

The use of copyright notice is the prerogative of the copyright owner and does not require advance permission from, or registration with, the U.S. Copyright Office. The use of such notice is highly recommended , because it informs the public that the work is protected by copyright, identifies the copyright owner, and shows the year of first publication.

Generally speaking:

• You should include a copyright statement for yourself for this manuscript.
• You must list copyright holders ​if any portion of your manuscript has been previously published (by you or by another author). See  https://guides.lib.uci.edu/gradmanual/previously-published-overview  
• If a copyright statement is not being included, insert a blank page as a substitute. The UCI Libraries strongly recommends that you include a copyright statement.
• Please read the Copyrighted Materials sections (found in the tabs on the left-hand side of this page) for more information.

The notice must contain the following three elements:

• The symbol © (the letter in a circle), or the word "Copyright"
• The year of publication (i.e., the year in which you are filing your manuscript)
• The name of the copyright owner (i.e., your name as it appears on the title page)

Example: © 2015 John Doe

Copyright Page Example

Here is an example Copyright Page if the thesis/dissertation author is the only copyright holder listed.

If you need to list other copyright holders for other material included in your manuscript, those should be listed above your copyright for your graduate manuscript. Here is an example of a copyright page section with multiple copyrights listed:

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Fair use, copyright, patent, and publishing options.

• Is information that you plan to include from others considered “fair use” and are you acknowledging these sources correctly?
• Embargo of online copies
• Creative Commons license
• Has a patent application been filed (or will one be) on the basis of your thesis or dissertation research?
• Register for copyright?
• Supplementary materials
• Make your work discoverable on search engines?
• Make your work accessible to people with visual disabilities

1. Is information that you plan to include from others considered “fair use” and are you acknowledging these sources correctly?

You are responsible for acknowledging any facts, ideas, or materials of others that you include in your work. You must follow the guidelines for acknowledging the work of others in the “Code of Academic Integrity and Acknowledging the Work of Others” (published in the Policy Notebook for the Cornell Community ) .

If you use any copyrighted material in the dissertation or thesis, it is your responsibility to give full credit to the author and publisher of work quoted. The acknowledgment should be placed in a footnote at the bottom of the first page of the paper or chapter. Additionally, you must determine whether use of the material can be classified as a “fair use” by performing an analysis of your use of each copyrighted item. The Cornell Copyright Information Center’s Fair Use Checklist ) is a helpful tool for performing this analysis. (See also, Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities , published by ProQuest, or The Chicago Manual of Style , published by the University of Chicago Press.)

If your use of material is not considered a “fair use,” you must obtain written permission from the copyright owner. Two copies of each permission letter must be submitted with the dissertation or thesis. ProQuest has specific requirements for the content of the permission letter. For these guidelines, consult the ProQuest Doctoral Dissertation Agreement form (published by ProQuest).

If you have already published or had accepted for publication part of your own dissertation or thesis material in a journal, depending on the terms of your publication agreement, it may be necessary to write to that journal and obtain written authorization to use the material in your dissertation.

2. Embargo of online copies

The value of your dissertation extends well beyond your graduation requirements. It’s important that you make an informed decision about providing online access, via ProQuest and eCommons, to your work. This decision can expand the visibility and impact of your work, but it can also shape the options available to you for publishing subsequent works based on your dissertation.

ProQuest’s ProQuest Dissertations and Theses (PQDT) database indexes almost all dissertations published in the U.S. and provides subscription access online to the full text of more recent dissertations. ProQuest also sells print copies of dissertations, paying royalties to authors, when they exceed a minimum threshold. Authors retain copyright in the works they submit to ProQuest.

eCommons is a service of the Cornell University Library that provides long-term, online access to Cornell-related content of enduring value. Electronic theses and dissertations deposited in eCommons, unless subject to embargo, are freely accessible to anyone with an internet connection. When submitting to eCommons, you retain copyright in your work. Ph.D. dissertations and master’s theses submitted to ProQuest are automatically submitted to eCommons, subject to the same embargo you select for ProQuest.

Electronic copies of dissertations in PQDT or eCommons may be made accessible immediately upon submission or after an embargo period of six months, one year, or two years. You may wish to consider an embargo period which helps address publishers’ interests in being the first to publish scholarly books or articles, while also ensuring that scholarship is accessible to the general public within a reasonable period of time. Your decision should be made in consultation with your special committee.

3. Creative Commons license

Creative Commons licenses provide authors with a straightforward and standardized means of prospectively granting certain permissions to potential users of the author’s material. Authors may request proper attribution, permit copying and the creation of derivative works, request that others share derivative works under the same terms, and allow or disallow commercial uses. Authors may even choose to place their works directly into the public domain. You will have the option of selecting a Creative Commons license when you upload your dissertation or thesis to ProQuest, and your choice will automatically be applied to the copy of your work in eCommons.

4. Has a patent application been filed (or will one be) on the basis of your thesis or dissertation research?

Cornell University Policy 1.5 governs inventions and related property rights. Inventions made by faculty, staff, and students must be disclosed to the Center for Technology Licensing at Cornell University (CTL). Theses and dissertations describing patentable research should be withheld from publication, in order to avoid premature public disclosure.

Use the delayed release (embargo) option if a patent application is or will be in process, noting the reason for the delay as “patent pending.” If you have any questions, please contact Cornell’s Center for Technology Licensing at 607-254-4698 or [email protected] .

5. Register for copyright?

Copyright law involves many complex issues that are relevant to you as a graduate student, both in protecting your own work and in referencing the work of others. Discussion of copyright in this publication is not meant to substitute for the legal advice of qualified attorneys. A more detailed discussion of copyright law can be found in the publication from ProQuest entitled Copyright Law and the Doctoral Dissertation: Guidelines to Your Legal Rights and Responsibilities by Kenneth D. Crews.

Copyright protection automatically exists from the time the work is created in fixed form and the copyright immediately becomes the property of the author. Registration with the United States Copyright Office is not required to secure copyright; rather it is a legal formality to place on public record the basic facts of a particular copyright. Although not a condition of copyright protection itself, registering the copyright is ordinarily necessary before any infringement suits can be filed in court.

To register a copyright for your dissertation or thesis, register online or download printable forms . You may also request forms by mail from the Information Section, U.S. Copyright Office, Library of Congress, Washington, D.C. 20559, or contact them by telephone at 202-707-3000.

Doctoral candidates: You may authorize ProQuest to file, on your behalf, an application for copyright registration. This option will be presented to you as part of the submission process.

6. Supplementary materials

If supplementary materials (audio, video, datasets, etc., up to 2GB per file) are part of your thesis or dissertation, you may submit them as supplementary files during the online submission process. For help selecting long-lived file formats, note ProQuest’s guidance in their document, “Preparing Your Manuscript for Submission (Including Supplemental Files).” File formats for which ProQuest does not guarantee migration may still have a high likelihood of preservation in Cornell’s digital repository; please see the eCommons help page for further guidance.

Do not embed media files in the PDF version of your thesis or dissertation, as this can significantly increase the size of the file and make it difficult to download and access. Include a description of each supplementary file in the abstract of your thesis or dissertation. You may include an additional supplementary file containing more detailed information about the supplementary materials as a “readme” file or other form of documentation; this is particularly advisable for data sets or code. The Research Data Management Service Group ( [email protected] ) offers assistance in preparing and documenting data sets for online distribution.

7. Make your work discoverable on search engines?

ProQuest offers authors the option of making their graduate work discoverable through major search engines including Yahoo, Google, Google Scholar, and Google Books. If you chose the Search Engine option on their dissertation “paper” publishing agreement or within ProQuest’s PROQUEST ETD Administrator (electronic submission service), you can expect to have your work appear in the major search engines.

If you change your mind and do not want your work to be made available through search engines, you can contact customer service at [email protected] or 800-521-0600 ext. 77020. In addition, if you did not initially adopt this option but now want your works made available through this service, contact the customer service group to change your selection.

Please note that search engines index content in eCommons, regardless of the choice you make for ProQuest.

8. Make your work accessible to people with visual disabilities

When creating a PDF version of your thesis or dissertation it is important to keep in mind that readers may use assistive technology such as screen readers to access your document.  Follow best practices to ensure that your thesis or dissertation is accessible to everyone.  These resources may be helpful:

• Cornell CIT’s guidance for creating accessible PDFs
• Checking accessibility using Acrobat Pro
• Embedding alternative text for images in Word
• Save a Word doc as an accessible PDF

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Copyright and your Thesis

Copyright statement.

Any reuse of copyrighted materials within your thesis or dissertation must be accompanied by written permission by the copyright holder.

Use of Previously Published Works in a Thesis or Dissertation

The Graduate School grants students permission to use their previously published works in their thesis or dissertation using an article-based thesis structure (see Thesis & Dissertation Structures and Formatting ). If you plan to include previously published works into your thesis, you should gain approval at the departmental level. Your advisor is aware of departmental thesis structure requirements.

During the submission process to an academic journal, you may have transferred the copyright of your work to the publisher. You must obtain written permission from the copyright holder if you are including your previously owned work in your thesis. You, the author, will be responsible for securing all permissions and pay any fees associated with obtaining these permissions to reuse your work. You will need to upload these permission letters as Copyright Permissions when you upload your thesis to HammerRR.

All reused publications will need to be formatted to conform to University requirements. All previously published works and works submitted for review shall warrant an acknowledgment in your thesis document. Many publishers require a specific statement which you should place three (3) single spaces below the title of the chapter.

Copyright and Fair Use

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Copyright for Dissertations

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Copyright Questions?

The University of Michigan Library Copyright Office provides help with copyright questions for University of Michigan faculty, staff and students. Please email us with questions or visit our website for more information.

Legal Advice

The information presented here is intended for informational purposes and should not be construed as legal advice. If you have specific legal questions pertaining to the University of Michigan, please contact the Office of the General Counsel .

If you require legal advice in your personal capacity, the lawyer referral services operated by the Washtenaw County Bar Association and the State Bar of Michigan may be helpful to you.

Copyright Formalities

In the United States today, copyright protection automatically covers all new copyrightable works, including your dissertation. The moment a copyrightable work is fixed in a tangible medium of expression (e.g., written on a piece of paper or on your hard drive), it is subject to copyright.

In the past, authors had to comply with certain formalities in order to obtain copyright protection. These formalities included registering the work with the US Copyright Office and placing a copyright notice on the work. Copyright law no longer requires that authors comply with these formalities merely to obtain copyright protection. However, registering a work and putting a copyright notice on a work still come with legal benefits, so authors often do these things anyway.

Copyright Notice

Under current US law, you do not have to provide a copyright notice on your work to receive copyright protection. However, if you are making your work publicly available, you may want to.

Putting a copyright notice (the copyright symbol (©), the year of publication, and the name of the copyright holder) on a work tells the rest of the world that the work is protected by copyright. If the copyright holder later sues someone for infringing her copyright in the work, she can point to the notice to show that the defendant is not an “innocent infringer," which can lead to higher damages. A copyright notice also lets others know whom to contact if they would like a license to use the work.

• Copyright Basics: US Copyright Office Circular 1 This PDF publication from the US Copyright Office explains the basics of copyright law, including copyright notice.

Copyright Registration

Under current US law, you do not have to register your work to receive copyright protection. You may want to register it anyway, because copyright registration comes with certain legal benefits. If the work is registered within three months of its publication date or before a particular infringement occurs, the copyright holder can recover statutory damages (monetary awards that need not be connected to actual harm suffered by the copyright holder) and attorney’s fees if she is successful in an infringement suit. Also, registration is required before the author can bring a lawsuit about the use of her work. However, despite these benefits, many works are never registered because registration takes time and money.

Registering a copyright is not difficult. For instructions and forms, visit the US Copyright Office website . If you have any questions regarding copyright registration, the US Copyright Office has a toll-free help line at 1-877-476-0778. You may register a work at any time while it is still in copyright.

Registration costs can vary depending on the type of work and whether or not you are the sole author. The U.S. Copyright Office's Circular 4  has the most up to date information about registration fees.

Registration by ProQuest

If you submit your dissertation to  ProQuest , they will register the copyright on your behalf, for a fee. The Rackham Graduate School encourages Ph.D. candidates to discuss this option with their advisors before selecting it.

Who Holds Copyright

Under US law, the initial copyright holder is the author of the work. In most cases, copyright law treats the creator(s) of the work as the author(s). Copyright is automatic; it applies to the work as soon as it is fixed (or recorded) in some way.

If multiple people created the work, only those who have contributed copyrightable elements are considered authors for the purpose of copyright law. Coming up with the idea for the work alone is not enough to be an author. See  Joint Works for more if you’d like to learn more about how having multiple authors affects how we think about copyright of the work.

If someone creates a work as an employee (or in certain cases, as a contractor), that person’s employer is considered the author of the work. See  Works Made for Hire  for more information on when a work is considered a work made for hire.

Who Holds Copyright in University of Michigan Dissertations

A University of Michigan dissertation author is the initial copyright holder for her dissertation. As the copyright holder, she has certain rights under copyright law. In the United States today, those rights can be separated and split. The author can give others permission to exercise some or all of those rights. That is called a license. If the author agrees only to give that permission to one entity at a time, the license is exclusive.

An exclusive license that lasts until the end of the copyright term is a transfer of copyright. To be valid, a copyright transfer must be in writing and must be signed by the copyright holder or the copyright holder’s agent. The recipient of a copyright transfer can then license or transfer the copyright.

In the academic context, licenses and transfers of copyright are particularly common in publishing agreements. In many cases, the author transfers all or part of the copyright in her publication to the publisher. Academic authors also use the Creative Commons licenses to increase access to their work, either in advance or as part of a publishing agreement.

Rights of Copyright Holders and Users

The author is granted rights in the work , including the right to reproduce the work, to make derivative works, and to distribute the work to the public. The author can transfer those rights to someone else and can give others permission to exercise them by means of a license . Users can also use the work without permission if their use falls within one of the user’s rights .

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Copyrighting your Dissertation

In the United States, you automatically own the copyright in your original creative authorship, such as your dissertation, once it is fixed in a tangible form ( i.e. , written down or recorded). United States law does not require you to include a copyright notice on your dissertation or to  formally register  with the U.S. Copyright Office in order to secure copyright protection over your work. However, there are some benefits to including a copyright notice and registering your work. See the  Copyright Guide  for more information or to schedule a consultation.

Including a Copyright Page in your Dissertation

Including a copyright page in your dissertation is optional but recommended. For details on how to format the copyright page, consult the  PhD Dissertation Formatting Guide  and the  PhD Dissertation Formatting Checklist .

Using Your Own Previously Published Material in Your Dissertation

University of Pennsylvania  policy  allows you to include your own previously published work or articles submitted for publication as part of the dissertation with the following conditions:

• You must obtain approval of the dissertation committee and Graduate Group Chairperson.
• You must obtain written permission from the copyright owner, which may be the journal, publisher, and/or any co-authors, unless you are the sole copyright holder (depends on your publishing agreement).
• You must upload any permission letters in ETD Administrator as an  Administrative Document  titled “Permission Letter – Do Not Publish.”
• For dissertations based on joint work with other researchers, a unique and separate dissertation must be presented by each degree candidate. You must include a concise account of your unique contribution to the joint work, and remainder of the dissertation must be authored solely by you. Authorship of an entire dissertation by more than one degree candidate is not allowed.
• Your dissertation must be formatted as a single document with consistent formatting and styles throughout. If you are using multiple previously published articles, make sure to make the formatting consistent with the rest of the document.

When using previously published or in press work, you must disclose this information in your dissertation in the following format :

• Under the Chapter title, list the full citation for the previously published/in-press article in the citation style used in your Bibliography.
• If it is a jointly authored article, describe your contribution to the work in a separate sentence.

Using Other Copyrighted Material in Your Dissertation

If you use third party copyrighted material (images, quotations, datasets, figures), you are responsible for re-use of that material (see the  Policy on Unauthorized Copying of Copyrighted Media ). In many cases, you may be able to use copyrighted material under the “ fair use ” provision of U.S. copyright law. Consult the  PhD Dissertation Formatting Guide  and the  PhD Dissertation Formatting Checklist  for information on how to submit written permission from a copyright holder. Typically, you will need to request a permission letter and upload the letter as an  Administrative Document  in  ETD Administrator .

If you still have questions regarding copyright and “fair use” refer to the  Penn Libraries Copyright Guide  or email  [email protected]  for further support.

Patent and Intellectual Property

Any inventions that you make as part of your research for your degree and disclosed as part of your dissertation, and any patent or other intellectual property rights arising therefrom, are governed by the policies of the University of Pennsylvania, including the  Patent and Tangible Research Property Policies and Procedures  and  Policy Relating to Copyrights and Commitment of Effort for Faculty.  For more information, please contact the  Penn Center for Innovation .

There are strict deadlines under U.S. and international law regarding the timing for filing patent applications and the public availability of your dissertation. Contact the  Penn Center for Innovation  to discuss whether there might be a patentable invention disclosed in your dissertation prior to deposit of your dissertation.

Frequently Asked Questions

Do i have copyright over my dissertation .

Yes. According to US Copyright law, you have copyright immediately and automatically over any of your new, original works in a “fixed, tangible form” ( i.e. , written down, recorded, etc.). You do not need to register or to include a copyright symbol © or any other formal marks to secure your copyright, though there are some benefits to doing so. See the  Copyright Guide  for more information or email  [email protected]  for further support.

Should I register the copyright in my dissertation with the U.S. Copyright Office? 

It depends on what you want to do with your dissertation. There are  some benefits to registering the copyright  in your dissertation depending on your future goals. However, keep in mind that you automatically have copyright over your dissertation without formally registering. To learn more about formally registering the copyright in your dissertation, see the  Copyright Guide  or schedule a consultation.  

Should I pay ProQuest to register my copyright?

Note that you already have copyright over your dissertation, but if you would like to  formally register your copyright with the U.S. Copyright Office , you can pay ProQuest to do it for you (you will have the option in ETD Administrator). For less cost, you can register it yourself on the  copyright.gov  web page. Information on registering your copyright is available in the  Copyright Guide . Please keep in mind that if portions of your dissertation are comprised of previously published co-authored material,  you cannot  register your copyright through ProQuest. 

What is a Creative Commons license?

A copyright license grants permission for someone else to use your copyrighted work.  A  Creative Commons  license is one type of copyright license. It works hand in hand with your copyright. It is not an independent type of copyright. By using a Creative Commons license you are telling the world under what circumstances they are able to use your work without asking your permission each and every time.  You can only add a Creative Commons license to your work if you are the copyright holder, and have not transferred your rights to someone else (like a publisher).

You may choose to apply a Creative Commons license to your dissertation by adding it to the copyright notice page; see the  PhD Dissertation Formatting Guide  for an example. V isit the  Creative Commons website  to review all the licenses in full detail and select one that fits your needs. 

Refer to the  Services for Authors Guide  or  schedule a consultation  to learn more about using a Creative Commons license on your dissertation.

I want to use copyrighted materials in my dissertation. Is that okay?

It depends. If the materials you wish to incorporate into your dissertation are copyrighted, you will need to do a  fair use analysis  for each item you use to determine if you can proceed without getting permission. If you do not feel that you can make a good “fair use” case, you will need to  request permission  from the copyright holder and provide all permission letters as  Administrative Documents  in ETD Administrator. Just because you are using the work for educational purposes does not automatically mean that your work is “fair use” or that you have permission to use the work.  Request a consultation  to learn more about fair use and other copyright considerations.

I want to use my own previously published materials in my dissertation. Is that okay?

It depends. If the materials you may wish to incorporate into your dissertation are published in a journal or other publication, you may need to seek permission from the journal, publisher, or any co-authors. These permission letters must be uploaded as supplementary material in ETD Administrator before the deposit date. Please refer to your publication agreement for further information.

Additionally, using previously published materials as part of your dissertation requires approval of the dissertation committee and Graduate Group Chairperson.

I would like to know more about publishing, copyright, open access, and other/related issues. How can I find out more?

The Penn Libraries offers a range of workshops and presentations on these topics (and other digital skills related topics)  throughout the year . Groups can request a number of these workshops for classes or other group settings. For personal discussions about copyright, fair use, Creative Commons, scholarly publishing, and other related topics, please  contact your subject librarian  for support and further referrals. For more general information about these and related topics, review the  Penn Libraries’ guides  by keyword or subject.

University Library, University of Illinois at Urbana-Champaign

Copyright for Graduate Students: Theses and Dissertations

• Public Domain
• Creative Commons Licensing
• Obtaining Copyright Permission
• International Materials
• State and Federal Governmental Materials
• University Policies on Copyright
• Depositing Your Dissertation/Thesis in IDEALS

Copyright Questions?

Copyright law can be difficult and confusing. This webpage is meant to provide you with guidance, but not legal advice.

Should you have further questions, please do not hesitate to ask Sara Benson, the Copyright Librarian, for assistance. Sara can be reached at 217-333-4200 or [email protected]

Scholarly Communication and Publishing

The Fine Print

Copyright law is complicated. This guide is intended to provide you with some guidance on how to refer library users to accurate information. However, this guide is not intended to provide legal advice to you or library users nor should you attempt to provide legal advice to library users.

And, of course, when in doubt, please refer library users to the Copyright Librarian, Sara Benson, at  srbenson @illinois.edu

Dual Copyright Aspects of Theses & Dissertations

When writing a thesis or a dissertation, you have two sets of copyrights you should bear in mind.

• Your own copyright as author of the thesis or dissertation; and
• The copyright owned by others in the material you incorporate into your thesis or dissertation.

This guide will discuss both issues.

Generally, when using others' work, you will either determine that you do not need to obtain written permission to use the work in your thesis or dissertation (either because the work is no longer copyright protected/in the public domain or because you have determined that your use constitutes a fair use) or that you do need to obtain permission from the copyright owner (often the publisher and not the author of the work) to use the work.

You may need to consider copyright agreements concerning your own previously published work as well, as you may have transferred copyright to a journal or publisher. In that instance, you may need to obtain permission to use your own work in your thesis or dissertation.

Finally, you should consider how you want to designate your work here at Illinois. Do you want to make the work as open as possible and deposit it both with the institutional repository (IDEALS) and Proques t? Do you want to embargo your work as you plan to publish it immediately? Do you want to make it available so as to find a publisher? These are decisions you will need to make when you deposit your work with the University and this guide can help you when making those decisions.

• Copyright and Your Dissertation or Thesis [pdf] Kenneth D. Crews offers a complete guide on how copyright affects your thesis.

Using Your Own Previously Published Work

For your own previously published works, first read the fine print in the publishing agreement. Do you have the right to re-use your own work or did you transfer your copyright to the publisher? If you transferred your copyright, you may need to ask for permission to use your own previously published work! Sound crazy? Well, that's why many publishing agreements today expressly permit scholars to use their own work (even if published) for research and teaching. But, again, read the fine print. 

And, if you are planning to publish parts of your dissertation before you file your paper with the Graduate College, but you have not signed a copyright agreement or publishing agreement just yet, be sure to keep copyright in mind when negotiating with the publisher! Consider asking the publisher to let you add the SPARC Author's Addendum to your agreement. 

What if you no longer have a copy of your publishing agreement? Don't worry, your publisher most certainly has a copy. Just send them a friendly e-mail and ask them if they will send you a copy.  

• SPARC Author Addendum The SPARC Author Addendum is a legal instrument that you can use to modify your copyright transfer agreements with non-open access journal publishers. It allows you to select which individual rights out of the bundle of copyrights you want to keep, such as distributing copies in the course of teaching and research, posting the article on a personal or institutional Web site, or creating derivative works.

Fair Use or Seeking Permission: That is the Question

When using other scholars' work in your dissertation (or even your own work, for that matter) the question arises: do I need to ask for permission to use the work in my writing?

There are generally no truly simple answers to that question, except maybe for quotations. You may generally quote a small portion of another scholar's published work without seeking their permission to do so--this is a classic example of fair use.

When using the work of others, consider the following:

• Is it in the public domain ? If so, no permission is needed to use the work.
• Is it a work produced by the federal government in the course of their duties as government officials ? If so, no permission is needed.
• Is the work licensed with a creative commons license ? If so, no permission is needed to use the work, but you will need to carefully consider the terms of the license and comply with those terms to legally use the work.
• Is your use of the work a fair use ? If so, no permission is needed to use the work, but you should conduct a fair use analysis for each and every source you consider to be a fair use.
• If you've answered no to all of the above questions, then yes, you should seek written permission to use the work in your thesis or dissertation.

Except where otherwise indicated, original content in this guide is licensed under a   Creative Commons Attribution (CC BY) 4.0 license . You are free to share, adopt, or adapt the materials. We encourage broad adoption of these materials for teaching and other professional development purposes, and invite you to customize them for your own needs.

• Next: Copyright Basics >>
• Last Updated: Mar 21, 2023 12:58 PM
• URL: https://guides.library.illinois.edu/copyrightforgradstudents

ETD Copyright Information

Who owns the copyright in my thesis or dissertation.

You do! You are the owner of the copyright in your work from the moment it is fixed in a tangible form, including computer memory. You continue to own that copyright until you transfer it to another party. A transfer of copyright must be in writing.

Should I register my copyright with the Copyright Office?

It is not required that you register with the Copyright Office in order to enjoy copyright protection. Such protection is automatic, coming into effect at the moment original work is fixed in a tangible medium.

However, registration has certain advantages. First, if your work is registered you have strong evidence that you are indeed the author of the work and the owner of its copyright. Also, registration is necessary to enforce a copyright against an infringer or plagiarist. For these reasons, Duke recommends that you register copyright of your thesis or dissertation. This can be done online directly through the Copyright Office website at  www.copyright.gov  for a basic fee of $35 or through ProQuest, who will register the copyright for you and in your name for a fee of $65.

What effect does the license Duke asks me to sign when I submit my thesis or dissertation have?

Licenses are permission you give to others to use your work in ways that would otherwise not be permitted by copyright law. Licenses are permission; they are not a transfer of your copyright. Duke requires that you give a license to the university to put your thesis or dissertation in our repository of electronic theses and dissertations and to make it available on the Internet under the terms of a Creative Commons license. This means that Duke can distribute your work in a way that allows other scholars to read it and use it for noncommercial purposes, as long as they do not make changes to your work and always give you credit. This license is designed to enable scholarship and to protect you from plagiarism.

Since this permission that you grant to Duke does not transfer copyright ownership, you continue to hold all of the rights in the copyright “bundle” (the exclusive rights to reproduce, distribute, display and perform your work, as well as the right to authorize derivative works). These rights will now be subject to the license given to Duke, but nothing in the license will prevent you from transferring your copyright to some other party at a later date if you wish to do so.

Can I use copyrighted material from other people (quotations, images, etc.) in my electronic thesis or dissertation?

Quotations from other writers are a regular part of most scholarship and are generally consider a classic example of fair use. Fair use is an exception to the copyright holder’s exclusive rights. It provides an indispensable opportunity for scholarship, since so much of research involves building upon the insights of others.

There is no exact rule about how much one may quote and remain within the boundaries of fair use. Various guidelines that offer specific numbers of words or lines are advisory and do not have the force of law. In general, quotations from the work of others should be no longer than is necessary to support the scholarly point you wish to make. When you are subjecting the quoted material (or images that are reproduced) to scholarly criticism or comment, you have more leeway for fair use than in many other situations, but you should be sure that you do not use more of someone else’s work than is necessary for the argument that you are making in your own thesis or dissertation.

When something is fair use, permission from the copyright holder is not required. If you are using a large amount of text or images, however, and/or that material is not the subject of a specific scholarly analysis, you may want to seek permission. The library staff can help you locate the appropriate person or agency to ask.

In the case of images, you should be sure that the pictures you reproduce are closely tied to your research goals and are each made the subject of specific scholarly comment. If you use a large number of copyright-protected images by a single artist, or in some other way threaten to supersede the market for the original works, it is wise to seek permission.

More information, along with fairly conservative estimates of fair use for different media, can be found on the  copyright guide  (PDF) provided by ProQuest.

Can I reuse my previously published work in my dissertation?

Or reuse parts of my dissertation in work that is submitted but not accepted for publication? Questions about getting permissions from a publisher? Refer to this resource on text recycling, produced at Duke:  https://textrecycling.org/what-is-text-recycling/

Refer to this resource on publisher policies:  https://guides.uflib.ufl.edu/copyright/copyrightgradstudents . This website includes a list of publisher policies on student reuse of their own previously published works as well as the policies on publishing portions of a dissertation as an article. Dissertation writers should verify the publisher’s current policies on the publisher website and, if applicable, any author agreement that is signed.

Still have questions?  Graduating PhD students are invited for informal Q&A regarding permissions.  Email  [email protected]  to receive the Zoom link, and indicate your date of interest.

Penn State University Libraries

Copyright and your thesis or dissertation.

• Using Others' Work
• Reusing Your Published Work
• Your Copyright
• Publishing Your Thesis or Dissertation
• Frequently Asked Questions and Resources

Using Third-Party Materials in Your Thesis or Dissertation

If you use materials (such as text, images, sound recordings, etc.) created by a third party in your thesis or dissertation, you need to consider whether copyright law allows your use of those materials. Even when copyright permits your use of a work, contract law may prevent it. When you agree to terms of use in order to gain access to a copy of a work (such as a letter in an archive or a newspaper article in an online database), those terms also control what you can do with the work.

In some cases, even reusing your own published articles can raise copyright concerns, if you have transferred your copyright to someone else, like your publisher. For more information, see Reusing Your Published Work .

You can proceed without copyright permission if you are using something that is in the  public domain . You also don't need permission if you are using it in a way that is not regulated by one of the copyright owner’s exclusive rights or is permitted by fair use or another user’s right. If none of these circumstances applies, you need a  license  to use the work. In some cases, an existing license may cover your use. In others, you will need to get a new license from the copyright holder.

In addition to the copyright issues, it is also vital to follow attribution norms within your discipline. For more information about the distinction between plagiarism and copyright infringement, see below.

Contracts at Libraries, Archives, and Museums

Some institutions require you to sign an agreement before accessing their collections. That agreement may limit your ability to use their materials. These agreements can be valid even when the materials are in the public domain or using the materials would qualify as fair use. For instance, if you agree to get permission from the institution before publishing any images of items from its collection, you are bound by that agreement.

To avoid trouble on this issue,

• Ask up front what the terms are and whether you can use the materials in your thesis or dissertation;
• Carefully read the terms of any agreements you sign; and
• Keep a copy of the terms, noting the materials to which they apply.

Fair Use in Theses and Dissertations

Fair use allows certain uses of copyrighted material without permission from the copyright holder. There are four factors to consider when determining whether your use is a fair one. You must consider all the factors, but not all the factors have to favor fair use for the use to be fair. The outline below explains how the fair use factors and their subfactors apply to using third-party material in a Penn State thesis or dissertation.

First Factor: "The purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes"

Uses that fall under one of the favored purposes listed in the fair use statute (17 U.S.C. § 107) or have a nonprofit educational purpose will weigh in favor of fair use. Favored purposes include scholarship, research, criticism, and comment. Since uses in theses and dissertations often have these purposes, this subfactor favors fair use.

Uses that are commercial weigh against fair use. Most uses in theses and dissertations are not for commercial purposes. If you are writing a doctoral dissertation at Penn State, you will be required to license it to ProQuest for distribution. Because ProQuest is a commercial entity, you should consider this when evaluating fair use. Although commerciality weighs against fair use, other subfactors can outweigh that — commercial uses can still be fair.

Uses that are transformative weigh in favor of fair use. A use is transformative when the use adds new meaning or message to the original work, giving it a new purpose. For example, using advertisement images from the 1960s to discuss use of race in advertising is a transformative use, because the advertisements were originally created to sell products. Quoting another scholar's analysis of the advertisement would not necessarily be transformative, though it is still often fair use.

Second Factor: "The nature of the copyrighted work"

If the work used is creative, that will weigh against fair use. If the work used is factual, that will weigh in favor of fair use. The outcome of this subfactor varies depending on the work used.

If the work used is unpublished, that will weigh against fair use. However, the fair use statute explicitly states that the unpublished nature of a work will not bar fair use if the use is otherwise fair. The outcome of this subfactor varies depending on the work used.

Third Factor: "The amount and substantiality of the portion used in relation to the copyrighted work as a whole"

Using all or much of the original work will weigh against fair use. The outcome of this subfactor varies depending on the use.

Using the most important part of the original work (the "heart") will weigh against fair use, even if it is only a small amount of the work. The outcome of this subfactor varies depending on the use.

The third factor is neutralized if the amount used is necessary for a transformative purpose, even if the entire original work is used. For instance, the third factor would be neutralized in the use of the advertisement described above if all of the advertisement has to be used in order to achieve the transformative use.

Fourth Factor: "The effect of the use upon the potential market for or value of the copyrighted work"

Uses that decrease demand for the original work by providing a substitute will weigh against fair use. In many cases, using a work in your thesis or dissertation will not provide a substitute for the original work, but the outcome of this subfactor can vary depending on the use.

Uses that decrease demand for the original work by criticizing it (as with a negative film review) have no impact on the fourth factor.

If the licensing market for the use you are making is "traditional, reasonable, or likely to develop," that will weigh against fair use.

Resources on Fair Use

• Penn State Fair Use Page From the Office of Scholarly Communications and Copyright, this page explains the four fair use factors and recommends resources on fair use.
• Fair Use for Nonfiction Authors This guide, published by the Authors Alliance, explains when fair use applies to the use of sources in nonfiction works such as scholarly articles. It has been endorsed by the American Council of Learned Societies and the Association for Information Science and Technology.
• Codes of Best Practices in Fair Use These codes document the shared best practices of communities that rely on fair use, including fair use for online video, fair use of images for teaching, research, and study, fair use for OpenCourseWare, fair use for documentary filmmakers, fair use for the visual arts, and fair use for academic and research libraries.
• Summaries of Fair Use Cases This set of case summaries from Stanford is a good resource for learning about fair use law.
• US Copyright Office Fair Use Index This index of fair use cases is searchable by media format, case outcome, jurisdiction, and date. It is helpful for learning about legal precedents and judicial interpretation of the fair use doctrine.

Using Material Under an Existing License

A Creative Commons license makes it easy for you to know how you can use a work. Images licensed under Creative Commons licenses can be particularly useful if you need a generic rather than specific image. Because the rights holder has already given everyone permission to use the image under the terms of the license, you do not need to evaluate fair use or seek permission in order to use it.

When you use a work licensed under one of the Creative Commons licenses, you need to comply with the license requirements (unless your use is otherwise permitted, e.g., by fair use). All Creative Commons licenses require attribution. Using the work without giving attribution means you do not meet the legal conditions of the license. However, the licenses are deliberately flexible about the requirements for that attribution. The  Best Practices for Attribution  are outlined on the Creative Commons wiki. Our page about Creative Commons licenses has more information on this topic.

Searching for Licensed Works

When works are marked with code generated by the Creative Commons License Chooser , that mark is machine readable. A number of search tools allow users to limit their search by license.

• CC Search CC Search enables users to search across multiple platforms for content licensed under one of the Creative Commons licenses.
• Google: Find Free-to-Use Images This page explains how to use Google's search engines to find images, text, and videos that are licensed under Creative Commons licenses.

Copyright Infringement vs. Plagiarism

Copyright infringement and plagiarism are related but distinct concepts. Plagiarism is using the work of another without attribution. Copyright infringement is any reproduction, distribution, modification, performance, or display of a copyrighted work without the permission of the rights holder that does not fall under fair use or another user's right.

It is possible to plagiarize even when you have cleared permission for all the copyrighted works. Similarly, it is possible to infringe copyright even when you have given careful attribution. In addition to resolving the copyright issues, you must follow attribution norms within your discipline in order to avoid plagiarizing others' work.

U.S. copyright law does not require citation in a particular form. However, following academic citation norms can help improve your fair use analysis. Check with your advisor for help figuring out what citation style you should use in your thesis or dissertation.

The Graduate School's Thesis and Dissertation Guide says:

Source citations are required in the text whenever you use a direct quotation, paraphrase another author’s words, or include specific information that is not common knowledge (and is not the result of your own research reported in the thesis/dissertation).

For further information on citation, check out the PSU Libraries’ Citation Guide .

Attribution

This guide is based in part on Copyright for Dissertations , a guide from the University of Michigan Library Copyright Office, which is licensed under the Creative Commons Attribution 4.0 license .

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• Next: Reusing Your Published Work >>
• Last Updated: Aug 18, 2023 9:36 AM
• URL: https://guides.libraries.psu.edu/copyright-td

• Copyright Basics for Undergraduate Students
• Copyright Basics for Graduate Students
• Copyright Quick Quide
• Information for Authors
• Copyright In the Classroom
• Copyright Review for Graduate Students

Copyright and Your Thesis or Dissertation

Using copyrighted materials, using your own previously published material, registering copyright.

• Keeping Control of Your Copyright
• Seeking Permission
• About the Public Domain
• About Fair Use
• Additional Resources
• Need Additional Assistance
• About this Guide

A copyright is an intangible right granted to you as the author of your thesis or dissertation. You have the sole and exclusive privilege of making copies, publishing or selling your thesis or dissertation. Currently, this protection lasts for your lifetime plus an addition 70 years. These exclusive privileges belong to you unless you have transferred them to someone else via a written agreement or your work is a “work-for-hire.”

Copyright protection automatically exists from the time you place your thesis or dissertation in fixed form. A fixed form can be a digital file such as a word processing document, PDF file, or a printed page. There is no requirement to publish or register your thesis or dissertation to obtain protection under copyright law. The copyright of any work immediately becomes the property of the author who created the work, unless as stated above it is a work-for-hire, or unless ownership has been assigned by written agreement.

Submission of your approved thesis or dissertation results in the publication of the document by Curtis Laws Wilson Library. As such, you grant the University a limited, non-exclusive, royalty-free license to reproduce your thesis or dissertation, in whole or in part, in electronic form to be posted in Scholars' Mine, our institutional repository, and made available to the general public at no charge. This does not mean that the University owns the copyright to your work (you do), but the University has the right to reproduce and distribute your work. The University requires this to support the dissemination of intellectual thought and discovery.

Regardless of whether or not you register copyright for your thesis or dissertation, you should include a copyright notice in your thesis or dissertation. Including the notice helps to establish that you are the owner of the work. It also protects you, as the copyright holder, from anyone claiming innocent infringement or unintentional violation of copyright.

Any materials belonging to someone else used in your thesis or dissertation, beyond brief excerpts, may be used only with the written permission of the copyright owner. Publishers of books and journals hold the copyright for all materials they publish. Therefore, even if you are the sole or one of several authors of material in a published book or journal, you must obtain written permission from the copyright holder if you are including this material in your document. Also the use of reproductions or excerpts of other media, such as music, graphic images, or computer software will also require permissions.

Your letter to the copyright holder needs to make clear that you seek written permission to preserve (on microfilm and digitally) and publish (in print and digital form) your thesis or dissertation through ProQuest and that ProQuest may sell, on demand, for scholarly purposes, single copies of your work, which includes the copyright holder's material. Your letter must also seek written permission for the document to be submitted in electronic format to Curtis Laws Wilson Library where it will be placed in our institutional repository, Scholars' Mine, and made available at no charge to the general public  via the Internet.

You are responsible for securing all necessary permissions and paying any permission fees in advance of using copyrighted materials in your work. It is recommended that copies of the written permission you receive be placed in the appendix of your thesis or dissertation.

Some academic programs here at Missouri S&T permit you to include articles or other materials that you have previously published, that have been accepted (or submitted, in press, or under review) for publication, or that have been otherwise presented to the public within the body of your thesis or dissertation. This is referred to as the "Publication Option." In all such instances the following guidelines apply:

• If the material is co-authored, your thesis or dissertation advisor must approve its inclusion in your thesis or dissertation.

If the material is copyrighted (if you are the sole author but the copyright is held by the publisher), you must fulfill the conditions specified above on using copyrighted materials. If you are unsure of the copyright status you should review the copyright transfer agreement you signed with the publisher and  consult with the Scholarly Communications Librarian.   The material, if included in the body of your text, must conform to all formatting guidelines.

You can register your copyright with the U.S. Copyright Office at the Library of Congress. As mentioned above, copyright registration is not a condition for copyright protection. However, there are advantages to registration if you have a claim of infringement of your copyright. You can register at any time within the life of the copyright, but there are advantages to filing for registration within three months of publication. For more information on registration, consult the website of the U.S. Copyright Office or contact the Scholarly Communications Librarian.

There are two main ways for you to register your copyright:

• You may request ProQuest to file the application for you when you submit your thesis or dissertation. ProQuest charges a fee for this service. The service includes preparing an application in your name, submitting your application fee, depositing the required copy or copies of the manuscript, and mailing you the completed certificate of registration from the Library of Congress.  
• Alternately, you can register your copyright directly at the U.S. Copyright website. There is also a copyright fee for filing copyright directly with the U.S. Copyright Office.
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• Last Updated: Sep 1, 2023 2:45 PM
• URL: https://libguides.mst.edu/copyright

Copyright and Dissertations, Theses, and Master's Reports

• Can I use this in my paper?

How do I license a paper with 3rd party content?

Licensing on proquest, licensing options in digital commons @ michigan tech, creative commons licenses.

• Should I file for copyright?
• Additional Resources

Additional Help

Need more help with licensing options? Contact the Graduate School at [email protected] 

Creative Commons License Chooser (beta)

Don't know what license you need? The Creative Commons License Chooser tool (beta version) is here to help. Follow the steps to select the appropriate license for your work. This site does not store any information.

The original License Chooser is also available here.

About Creative Commons

Creative Commons is a nonprofit organization that helps overcome legal obstacles to the sharing of knowledge and creativity to address the world’s pressing challenges. 

Part of the Creative Commons mission is to provide  Creative Commons licenses  that give every person and organization in the world a free, simple, and standardized way to grant copyright permissions for creative and academic works; ensure proper attribution; and allow others to copy, distribute, and make use of those works

Librarians are available to answer your questions. Click on the Ask Us bubble for FAQs and contact options (chat, email, text, phone).

The information presented in this guide is intended for informational purposes only and should not be construed as legal advice.

The type of access and licensing option you choose (explained below) must be consistent with the permissions you have received from the copyright holders of all 3rd party content in your paper. Be sure to also mark 3rd party content with the appropriate copyright statements.

If you have not received permission to use someone else's content (images, figures, etc.), or if you are not sure you have permission to allow you choose certain access or licensing options, contact the Graduate School at [email protected]

When you deposit a master's thesis or dissertation on ProQuest, you will have the option to make the work available open access or traditional access through that platform. There is a fee associated with open access, but you are not required to make your work available in this manner even if you have selected open access on Digital Commons.

When you deposit your work in Digital Commons @ Michigan Tech , you will choose one of two access options:  

• Campus Access -  restrict access to your work to only those on Michigan Tech's campus
• Open Access -  distribute your work openly to the world

Your copyright is not impacted by your access option. No matter which option you choose, you still hold the copyright to your report, thesis, or dissertation and others must seek your permission to reuse it.

Do you want others to be able to reuse your work?

If the answer to this question is " Yes!" then make sure you choose the Open Access option. This means you may then choose a  Creative Commons license  (listed below). These optional, free licenses allow copyright holders to easily convey to others how their works may be shared or altered. Choosing one of the more restrictive Creative Commons licenses does not prevent you from providing additional permissions to others upon request.

What about my advisor?

After you submit your work to Digital Commons, your advisor will be able to review the work and the licensing options you have selected. Your advisor may request changes.

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• Next: Should I file for copyright? >>
• Last Updated: Oct 13, 2023 4:52 PM
• URL: https://libguides.lib.mtu.edu/copyrightTDR

Dissertations, Doctoral Projects, and Theses: Copyright

Who owns copyright in my dissertation, doctoral project, or thesis after it is published in digitalgeorgetown and proquest.

You own the copyright in your dissertation, doctoral project, or thesis from the moment it is fixed in a tangible form, such as saved as a digital file. Nothing in the submission process to ProQuest or DigitalGeorgetown changes the ownership status of your work. As the copyright owner, you have the exclusive right to copy and distribute your work. When you submit your dissertation, doctoral project, or thesis, you will grant limited rights to Georgetown University and ProQuest so they can make your work available online.

DigitalGeorgetown

When you sign the Electronic Thesis, Doctoral Project & Dissertation (ETD) Release , you grant a non-exclusive license to Georgetown University to make your dissertation, doctoral project, or thesis available online in the University's Institutional Repository, DigitalGeorgetown .

As part of the submission process through the  ProQuest ETD Administrator , you will grant ProQuest a non-exclusive license to make your dissertation, doctoral project, or thesis available online in its subscription databases. For a fee, you may choose to make your work available open access on proquest.com .

Do I need to register my copyright?

Registering your copyright with the Copyright Office is not required for your work to be protected by copyright, but it is required if you ever need to enforce your rights through litigation. If you are considering registering your copyright, read more on our Copyright Registration page.

What do I do if I have used materials created by others (text, images, data, charts, etc.) in my work?

While there are unlikely to be any copyright concerns when third-party materials are shared only with your committee, after you submit your work to the Graduate School and it becomes available in DigitalGeorgetown to anyone with internet access, you must consider whether you are infringing any copyrights by making third-party works freely available. Both the DigitalGeorgetown release form and the ProQuest submission form require you to certify that you have obtained any necessary permissions for materials in your dissertation, doctoral project, or thesis.

If the materials you are using are in the public domain, have a Creative Commons license, or are fair uses, you may use them without permission from the copyright owner. In addition to the pages linked below, you may find our Copyright Videos useful to better understand your rights and responsibilities when using third-party materials in your work.

Public Domain

Materials in the public domain are not protected by copyright law, and therefore may be used freely. “Public domain” has a defined meaning under copyright law and does not mean materials publicly available on the internet. While there are several ways that a work may enter the public domain, the most likely is that copyright protection has expired. For 2022, anything published before 1927 can be used freely. Read more about the public domain on our Public Domain page.

Creative Commons

Some materials have a Creative Commons or other open license that allows materials to be reused with few or no restrictions. For materials found online, check the website’s terms and conditions to see whether the work may be used for noncommercial educational purposes.

Fair use permits the use of limited portions of a third-party work in a new work without permission or license fees. Absent unusual circumstances, properly cited direct quotations in your work will qualify as a fair use. For the use of other works, you will need to analyze the four fair use factors to determine whether your use is fair. Fair use determinations are subjective, fact-specific, and not completely risk-free since users and rights holders may disagree on whether a potential use is fair. To learn more about fair use, visit our Fair Use page.

If there are any materials in your dissertation, doctoral project, or thesis that are not public domain, Creative Commons, or fair use, you may be able to request permission to use them in your work. To learn more, visit our Requesting Permission page. Another option is to remove the copyrighted material from your work before submitting it through the ProQuest submission portal. You should note where any material in your dissertation, doctoral project, or thesis was redacted and describe what information has been removed.

Where can I get more information about copyright and my dissertation, doctoral project, or thesis?

• Copyright and Your Dissertation or Thesis (2014) - overview from ProQuest
• Copyright and Your Dissertation or Thesis: Ownership, Fair Use, and Your Rights and Responsibilities (2013) - detailed manual by Kenneth Crews
• If you have questions about copyright and your dissertation, doctoral project, or thesis, contact [email protected] .
• For questions about DigitalGeorgetown, contact [email protected] .

Copyright & Plagiarism

For more information about the Copyright Tutorial or copyright law, email [email protected] .

Students are encouraged to complete the copyright and plagiarism tutorials before they begin to write, as the tutorials are designed to educate the student on frequently confusing and changing copyright laws, as well as important issues related to plagiarism.

Students must affirm completion of the copyright and plagiarism tutorials when they submit their Master’s Graduation Application or Advance to Doctoral Candidacy.

Copyright Tutorial

The tutorial was designed to be an overview of copyright issues that will be of importance when completing a thesis or dissertation.

Copyright Law Crash Course

This crash course in copyright law provides basic information for students navigating legal issues in their academic work.

SHERPA offers information on publisher copyright policies and self-archiving.

Fair Use Guidelines

Fair use permits educators to make certain uses of others’ works for nonprofit educational purposes.

Avoiding Plagiarism Tutorial

This tutorial is an introduction to avoiding plagiarism. Students must log in to their UT Canvas to use this tutorial.

• UNSW Library
• Library guides

Copyright at UNSW

• Copyright and your thesis
• Moral rights
• Copyright protected materials
• Copyright duration
• Rights of copyright owners
• Using copyright materials
• Copyright ownership
• Fair dealing
• Disability access
• Open access
• Events and public performances
• Plagiarism and contract cheating
• Copyright infringements
• Quoting materials in your research
• Publishing your research
• UNSWorks institutional repository
• Copyright and conferences
• Text works for teaching
• Artworks and images for teaching
• TV and radio broadcasts for teaching
• Film and video for teaching
• Music and sound recordings for teaching
• Recording lectures, guest lectures and PowerPoints
• Managing copyright in your thesis
• Requesting permission
• Incorporating publications into your thesis
• Depositing your thesis in UNSWorks

UNSW students generally own copyright in their own works, including UNSW postgraduate students’ research theses.  There are exceptions to these rules, and they can be found in the UNSW intellectual property policy

When researching and writing your thesis, you may include third party copyright material such as quotes, tables, photographs, illustrations or diagrams. When using third party copyright material, you must ensure that you comply with copyright law. Under the fair dealing provision for research or study , within the Copyright Act, a reasonable portion of third party copyright material can be used in the version of your thesis submitted for examination. 

If third party copyright materials are reproduced in the public version of your thesis, you generally need permission from the copyright owner.  This permission is in addition to the normal academic practice of citing resources. 

UNSW requires a digital copy of theses to be deposited into the University's open access repository, UNSWorks. As part of the depositing process, you must declare that you obtained permission from any third party copyright materials within your thesis. More information about thesis submission can be found at Graduate Research . 

For this reason, it is important for students to carefully consider what third party copyright material they include in their thesis and allow time to obtain permission from copyright owners, if required.

For more information about thesis examination processes for all higher degree research programs at UNSW, see Thesis examination procedure .

Generally, substantial third party copyright material may be included without copyright owner's permission if:

• Copyright has expired
• A fair dealing exception covers the use 
• An insubstantial portion is used
• The material has a licence to allow for re-use

When researching and writing a thesis, it is likely that third party copyright material is used. 

Generally, research students can rely on the fair dealing for research or study when using copyright materials in the version of their thesis they turn in for examination as part of their degree program.  

Deciding whether a use is ‘fair’ is determined largely by how much of the work has been copied. 

A reasonable portion is generally considered to be:

• 10% or one chapter if the work is a published edition of 10 pages or more
• 10% of the words if the work is electronic
• one article in a single edition of a periodical publication (a journal or newspaper)
• more than one article in a single edition of a periodical publication if the same subject matter

Artistic works, unpublished material, films, and sound recordings do not have the same 10% provision. To be able to use these types of materials, you need to consider whether the use is fair and reasonable.    It is generally considered ‘reasonable’ under the fair dealing for research or study to reproduce a whole of an ‘artistic works’ (including maps, diagrams, graphs, etc.) that accompany and illustrate/explain a text for research or study purposes. If including a substantial amount of material that has been sourced from e-books or e-journals provided by the Library, best practice is to check the licence terms of these resources and request permission to include these resources in both your thesis for examination as well as the public version of your thesis. 

Copyright in the public version of your thesis

While the fair dealing for research or study allows for the use of copyright materials in the version submitted for examination, the research or study exception does not cover the use of copyright materials in the public version submitted to UNSWorks (UNSW’s institutional repository). If copyright materials are reproduced and communicated in the public version of their thesis, permission is generally required, unless an exception or licence applies. 

When can copyright material be used without seeking permission?

There are some circumstances where other people’s material can be used without permission. These include:

• when the copyright has expired or the copyright owner has waived their rights (Public Domain) 
• when a fair dealing exception covers the use 
• the amount used is insubstantial (i.e. brief quote / extract from a publication). See,  Quoting materials  
• materials with a Creative Commons licence attached
• materials copied from a website where the terms and conditions allow re-use for your intended purposes
• library subscribed resources where the publisher allows for the copyright material to be included in the public version of your thesis 

When using other people’s copyright material, remember to attribute the work and abide by any terms attached to licences.

What copyright materials requires permission for reuse?

Permission is generally required if a substantial portion of the third party material has been used.  Whether a portion is considered substantial or not is judged on both a qualitative and quantitative basis.

Examples of the type of materials that require permission for the public version of your thesis are as follows:

If the use of copyright material does not fall in one of the categories mentioned above, then student would either need to seek permission or redact the copyright material from the public facing version of their thesis that is deposited into UNSWorks. Find out more about requesting permission here .  

When writing your thesis, it is important to start the process of obtaining permission as soon as possible as it can take some time to gain the necessary permissions.  There are a number of ways to approach seeking permission:

• Use Rightslink for permissions for the use  images in books/journals; journal articles and book chapters Many commercial publishers direct permission requests to the Copyright Clearance Centre – RightsLink service.  It important that when requesting permission that the intended use is to post the thesis in an open institutional repository.
• If you are unable to gain permission via RightsLink then you need to locate the copyright owner/s. A guide to locating the copyright owner can be found on the Australia Copyright Council Information Sheet: Permission How to Get It
• If the copyright owner is a publisher, then they normally would have a ‘request copyright permission’ type link on their website. 

To request permission from a copyright owner you should: 

• check to see if the publisher has an online permission form on their website 
• if the publisher does not have a form, this Copyright permission request template  can be used as a guide to request permission
• include a detailed description of material to be used and the amount of the material you wish to use 
• state clearly that you are seeking permission to use the work for non-commercial purposes and that a copy of your thesis will be made publicly available online in UNSWorks (UNSW’s institutional repository).
• be conscious that the copyright owner has the right to say no 
• be aware that a copyright owner may charge a fee or ask you to sign a licence agreement 

Remember to allow plenty of time, as it may take months for the permission to be granted.  

It also important to retain copies of permissions you have received. Copyright permission granted by publishers and copyright owners can be included in the master copy of your thesis that is submitted to the Library, however they should be removed from the public version. Refer to Depositing Your Thesis for more information. 

Removing third party copyright material from the public version of your thesis

If it is not possible to obtain permission for the reuse of certain copyright material in the public facing version of a thesis, then those material should be removed. In the place of the redacted materials, you may include a short statement such as:

• “Figure (Text/Chart/Diagram etc.) has been removed due to copyright restrictions”. 
• “Content can be access via [insert name of publication, URL etc.]”  

If you plan to incorporate your own research publications into your research, it may be possible if the research and its publication occurred during the candidature of your degree. You will need the necessary permission from the publishers and any co-authors, and if you are using a publication/s in lieu of a chapter/s in your thesis, approval from your primary supervisor and School Postgraduate Research Coordinator is also required. Some faculties may also have discipline-specific guidelines that should be consulted. 

For more information about incorporating publications into your thesis, see Thesis Examination Procedure  and the UNSW Thesis Format Guide .

Publisher agreements often assign the publisher all rights to the work, although each publisher's policy differs. If you plan to incorporate articles in your thesis, the terms can be negotiated with the publisher prior to signing the agreement. For more information, see Publishing your research . 

If you haven’t negotiated rights prior to publication and need to request permission from the publisher:

• check to see if the publisher has an online permission form on their website
• if the publisher does not have a form, this  UNSW copyright permission template  can be used to request permission
• tell them the amount of the work you wish to use (e.g. the whole work or a part/section)
• state clearly that you are seeking permission to use the work for non-commercial purposes
• consider asking permission for future use of the material (e.g. conference presentations)
• be conscious that the copyright owner has the right to say no
• be aware that a copyright owner may charge a fee or ask you to sign a licence agreement
• allow plenty of time, as it may take months for the permission to be granted

UNSWorks is the UNSW Open Access institutional repository which enables UNSW researchers to make their research outputs freely available and accessible. 

In accordance with UNSW’s Open Access Policy, when depositing your thesis into UNSWorks, you grant UNSW a licence to make the thesis freely available online under a Creative Commons licence. 

As of 1 December 2021, all deposited theses will have a Creative Commons Attribution ( CC BY ) licence applied. This licence allows users to copy, share and adapt the material provided appropriate attribution is given to the creator. The licence also allows for commercial use.

Theses submitted prior to 1 Dec 2021, will have a Creative Commons Attribution-NonCommercial-NoDerivatives Licence ( CC BY-NC-ND ).

As the creator of the work, you retain copyright in the thesis as well as the right to use the thesis in future works (i.e. future articles, books, conference presentations).

As part of the depositing process, you must declare that you have obtained permission for any third party copyright materials within your thesis. If you have been unable to obtain permission, the third party copyright material must be removed from the public version of your thesis.

Find out more about requesting permissions for third party copyright materials within your thesis. 

UNSW staff and students can contact [email protected] for assistance with a copyright query or to arrange a copyright information session.

Related resources

Depositing your thesis

Copyright log (257KB DOCX)

Australian Copyright Council Information Sheet: Permission: How to Get It

• Last Updated: Apr 10, 2024 5:59 PM

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Copyright & your thesis.

This guide includes basic information related to copyright and your thesis.

The content in this guide has been adapted (with permission) from the  Faculty of Graduate Studies at the University of British Columbia .

Copyright ownership

Electronic theses are subject to the same copyright protection as paper documents. Students hold copyright to their theses regardless of the method of submission. For more information, see  What are Queen's University's policies regarding ownership of Intellectual Property?  in the Schools of Graduate Studies Intellectual Property Guidelines.

Publishing your thesis elsewhere

You own the copyright to your thesis as a whole and are free to publish your thesis if you wish. If your thesis includes copyrighted works like figures, tables, etc. the publisher may request that you get permission to publish.

You should be aware that many former students in North America are contacted by publishing companies which search the Internet for theses. The companies then contact writers expressing specific interest in his or her thesis, and offer to publish it. You are free to do this if you wish, but you should research the company first to ensure that it is a reputable academic publisher. There are usually discussions between former students online which can give you an insight into the value of publishing with a particular company.

Use of copyrighted material

According to Library and Archives Canada, “students should ensure that the use of copyrighted materials from other sources in their theses meet the requirements of the Copyright Act. Some written permission may be required” ( Thesis Canada ).

When you submit the final copy of your thesis, you must sign the Queen’s Thesis Licence Agreement confirming that if you have copyrighted material in your thesis, it either complies with the "fair dealing" provisions of the Copyright Act, or you have obtained permission to use it.

Please retain the original permission forms or letters for your records in case of a challenge.

So, what are those “requirements” that you may have to worry about for your thesis?

Copyright is an area of intellectual property law that protects forms of creative expression. It gives creators and owners of literary, dramatic, musical and artistic works the exclusive right to “reproduce the work … in any material form whatever” ( Copyright Act,  s. 3). Creators and owners also get the right to distribute, translate, and adapt their work and to authorize any of the rights listed previously.

Copyright protection applies regardless of whether the work in question is published (such as a book or an annual report) or not (such as an internal company memo), and whether someone has made it available to the public (such as on a website) or not. This protection expires 70 years after the death of the originator, regardless of who holds copyright at that time.

This means that, if your thesis includes someone else’s work (e.g. figures, graphs, photos, images, art work etc.), you will have to abide by the requirements of the Copyright Act in order to use these works.

When is permission not required?

Copyright does not cover everything. The copyright act lists a number of limitations and exceptions to copyright that may apply to the works you are using in your thesis or project.  

The Copyright Compliance and Administration Policy outlines a number of situations where it is lawful to copy copyrighted works without permission or payment.

• Material in which Copyright does not Subsist  – Copyright does not protect facts and ideas.
• Material in the Public Domain  - Works in which the term of copyright has expired can be copied without permission or payment.  This means the works of creators who have been dead for more than 70 years, no matter where they resided or published their work.
• Insubstantial Portions  – Copying an insubstantial amount of a work is not a violation of the Copyright Act and does not trigger the requirement of permission or payment.  What will constitute a substantial part of a work is assessed from a quantitative and qualitative point of view. Regardless of the quantity of the work copied, if that part is distinctive, valuable or an essential part of the work, the copying will infringe the owner’s copyright. Examples of insubstantial use include selected sentences, paragraphs, verses or choruses from an article, book, poem or song .
• Works with Implicit or Explicit Consent to Copy  – Material specifically presented for public use – including Open Access publications, works placed in Institutional Repositories and works covered by Creative Commons Licenses – may typically be copied with minimal restrictions.  When copying material posted on the Internet, a user should check what use rights the copyright owner permits.

The fair dealing exception

Exceptions are situations where copyrighted works can be reproduced without getting permission or providing compensation to a copyright holder. The most relevant exception for writing your thesis is called  Fair Dealing  ( s. 29 ), which would allow you to copy works for use in your thesis as long as the copying is  fair  and is  for the purpose of research, private study, education, parody, satire, criticism, review or news reporting.  For the last three categories, you must mention the source of the image and the name of the author, performer, maker or broadcaster.

Note:  It is good academic practice to cite sources, but such citing does not remove the obligation to obtain formal permission to use copyrighted material that is not covered under "fair dealing".

While copyright law in Canada does not include specific criteria for determining  fairness ,  the  CCH v. Law Society of Upper Canada   Supreme Court decision set out a number of criteria that represent the most authoritative test available in Canada. 

These criteria are:

• The Purpose of the Dealing
• The Character of the Dealing
• The Amount of the Dealing
• Alternatives to the Dealing
• The Nature of the Work
• The Effect of the Dealing on the Work

To learn more about fair dealing and to do a fair dealing evaluation, try our  f air dealing evaluator (BETA) . Using this tool, you can learn how to apply these six criteria to determine “fairness” when dealing with copyrighted materials.  You can also generate a time-stamped PDF for your records.

What if fair dealing does not apply in my situation?

Permission is required when the material you are using in your thesis:

• constitutes a substantial portion of a copyrighted work, and;
• would not fall within fair dealing.

Permission is always necessary if you are including full articles that have been published elsewhere (i.e. a manuscript style thesis). Please use the  Permission of Co-Authors  from to get permission and signatures from your co-authors and publishers. 

Getting permission

If you are not certain that your use of copyrighted material is covered under fair dealing, Ask Us . We can help you do a fair dealing analysis and/or help obtain written permission from copyright holders in order to use their work in your thesis. In most cases, this is willingly given; however, obtaining letters or completed forms may take a long time. Send out your requests for permission as early as possible.

Permission from co-authors is always necessary if you are including full articles that have been published elsewhere (i.e. a manuscript style thesis). Please use the Permission of Co-Authors from to get permission and signatures from your co-authors. In most cases, publishers will allow for journal articles and book chapters to be included in manuscript style theses without additional permissions. Check your publication agreements, the author rights section of the publisher site or the  SHERPA RoMEO  website for more information about what your publisher allows.

Note: Your thesis must be as complete as possible. Removal of material is only acceptable if you are not able to obtain permission after you have made reasonable attempts to do so, or if a fee will be charged for use of the material.

Best protection against accusations of copyright violation

For your best protection against accusations of copyright violation, you should request either:

• an original signed letter on the copyright holder's letterhead.

For manuscript style theses, use the Permission of Co-Authors form to get permission and signatures from your co-authors and publishers. 

Permission from a website

Many journal websites include statements of permission for author's material to be used in a thesis. In such cases, you should make a copy of the agreement or print out the web page and keep the printout for your records.

Keeping proof of permission

You should keep copies of all letters and forms granting you permission to use copyrighted material. Please do not include permissions in your thesis.

How to Obtain Permission

From journals.

Check the journal's website, if there is one. It may provide one or more of the following:

• Advance permission for specific uses.
• Advance permission to journal authors who have signed over copyright
• Information on how to request permission
• Information on uses that are specifically prohibited

SHERPA and Eprints both maintain online databases where you can look up journals and find their policies on use of your published papers in a thesis.

If permission to use copyrighted material in a thesis is given on a website, print out the web page that states this and keep it with your records.

Contact the Copyright Holder

Include the following information in your request.

Introduce yourself clearly

Tell the copyright holder that you are a graduate student preparing a thesis or dissertation for submission as part of the requirements for your degree at Queen's.

Identify the work you are seeking permission to use

Give standard reference information for the work, including figure/table number, if any, and page numbers. You can briefly describe the context in which you propose to use the work in your thesis.

Tell the copyright holder:

• that your thesis will be available in the Queen's Library's electronic collection and will be available online to the public, and
• that you will be granting non-exclusive licences listed on  Queen's Thesis Deposit License  page. Send the copyright holder copies of these licence agreements.

Ask for specific action

• Request a reply by a given date.
• Offer to send the copyright holder a copy of your completed work.
• Keep copies of request letters and all correspondence.
• Keep emails.

If you are requesting permission, the process can take some time, so we recommend starting early.  If you do plan on publishing your work in more than one place (eg. in a journal   and in QSpace), permission will likely be required for all works that you use.

The following tips and tools can help you get permission:

• Rightslink  is a tool that easily allows you to request permission for re-publication. In cases where they cannot give permission, they also often list the contact information for the rightsholder.
• Many publisher websites will include information about how to request permission (e.g., Oxford Journals ).  You can also look up individual publisher policies on the SHERPA RoMEO website.
• Proquest and Kenneth Crews have put together a guide that includes  a sample permissions letter  that you can use and modify for requesting permission. 

If permission is denied and you do not have a strong argument for fair dealing, we recommend removing the work and replacing it with a description, a full citation, the location of the source, and an explanation that the source has been removed due to copyright restrictions.

Citing sources

You must include full citations for any copyrighted material you have in your thesis regardless of source, including photos, pictures, charts, graphs and tables.

Each citation must include the copyright symbol, name of the copyright holder (who may or may not be the author), and, if applicable, a statement that the use of the material or adaptation (in the case of adapted graphics) is by permission of the copyright holder.

Journal of XYZ, 2009, by permission. Journal of XYZ, 2009, adapted by permission. (For adapted graphics.) Sometimes copyright holders will ask you to use a specific wording in your citation. If so, it's important to follow their instructions exactly, word for word.

Unable to get permission?

When your use of copyrighted material is not covered under "fair dealing" and you are unable to obtain permission or there is a charge for obtaining permission that you are unwilling to pay, you can remove the copyrighted material and leave a blank space.

Note: Your thesis must be as complete as possible. Removal of material is only acceptable if you are denied permission, if a fee will be charged for use of the material, or if you receive no response from the copyright holder after making a reasonable effort at contact.

This space must contain the following:

• A statement that the material has been removed because of copyright restrictions
• A description of the material and the information it contained
• A full citation of the original source of the material

Example: Figure 3 has been removed due to copyright restrictions. It was a diagram of the apparatus used in performing the experiment, showing the changes made by the investigating team. Original source: Wu, G. and Thompson, J.R. (2008) Effect of Ketone Bodies on Dairy Cattle. Biochem J. 255:139-144.

The brief description of the figure removed is important as it gives the reader a chance to follow the thesis argument without needing to look up the actual figures. If possible, including a link to an online source is very useful.

For help locating resources, using the library, or to request a research consultation, try our Ask Us service.

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• Dissertation & Thesis Manual

Preparation and Submission Manual Overview

Doctoral dissertations and master’s theses.

Doctoral dissertations and master’s theses submitted to UC San Diego must meet the requirements set by the Graduate Council of the University of California San Diego for the degree candidate to be eligible for a graduate degree. A doctoral dissertation must be the result of original research conducted in the candidate’s specialization and must be approved in its entirety by the student’s doctoral committee. A master’s thesis must be a significant research work that must be approved in its entirety by the master’s committee.

The final version of the dissertation/thesis must conform to the details outlined in the " Preparation and Submission Manual for Doctoral Dissertations and Master's Theses. " For reference, we have provided some highlights below, but please refer to the full PDF Manual for complete instructions.

We have also made a template available as an inital resource to assist students with proper formatting.

Co-author permission letters are submitted electronically via the Kuali Permission Letter Submission Form .  (see section below, "Use of Published Material," for additional information) 

Specifications and Formatting

Minimum Margins

The margins of your thesis/dissertation should be from 1" on all sides. (Slightly larger margins are acceptable, but should be a minimum of 1 inch.)

Font and Font Sizes

A font size of at least 10 must be used for the text; students may choose one of the following font sizes: 10pt, 11pt or 12pt. Standard fonts are Arial, Century Gothic, Helvetica, or Times New Roman. A consistent font must be used throughout the entire dissertation or thesis.

Page Numbers

All page numbers are centered at the bottom of the page, 0.5” from the bottom edge.

Except where noted below, each page of the entire dissertation or thesis must be numbered consecutively; pages should be numbered according to the following standards:

• Neither the title page nor the blank or copyright page is to be numbered; however, the two pages are counted when numbering the preliminary pages that follow.
• The dissertation/thesis approval page is always numbered as page “iii”.
• The preliminary pages following the title and blank or copyright pages must be numbered consecutively beginning with lower case Roman numeral “iii” on the dissertation/thesis approval page. All preliminary pages are to be numbered using lower case Roman numerals (following the title and blank or copyright pages, begin with iii, iv, v, vi, etc.). This includes the dissertation/thesis approval page, dedication, epigraph, table of contents, list of abbreviations, list of symbols, list of illustrations, list of figures, list of schemes, list of tables, list of photographs, preface, acknowledgements, vita (required for doctoral dissertations), and the abstract. The page numbers must be placed at the bottom of the page and centered 0.5” from the bottom.
• The main body of the text and any back matter must be numbered consecutively with Arabic numerals beginning with “1” (1, 2, 3, etc.), including text, illustrative materials, notes, appendices and bibliography. All pages are numbered at the bottom of the page and centered.

Correct pagination (no missing pages, blank pages, or duplicate numbers or pages) is required for the doctoral dissertation or master’s thesis to be acceptable.

Page Organization

Preliminary Pages

Except for the title page and blank or copyright page, all preliminary pages are numbered with lower case Roman numerals at the center bottom of the page. Pages are numbered in sequence, and page numbers are centered and placed 0.5” from the bottom of the page.

• The name of the conferring institution – UNIVERSITY OF CALIFORNIA SAN DIEGO – appears in all capital letters at the top of the page.
• The title should be specific, unambiguous, and descriptive of the research, with easily identifiable key words that will ensure electronic retrieval.
• Scientific titles must use words, not symbols, formulas, superscripts or Greek letters.
• Doctoral students should refer to their document as a dissertation. Master’s students should refer to their document as a thesis.
• “in” should be all lowercase and on a line alone.
• The degree title listed should be the title that UC San Diego will actually confer; if unsure, contact your Graduate Coordinator.
• “by” should be all lowercase and on a line alone.
• Students may use either their legal or lived name as it is listed on the UC San Diego official record and remain consistent throughout the document
• All committee members must be listed, chair first, using the title Professor. If professor is not applicable to all committee members, list all names without any titles. Use double spacing between “Committee in Charge” and the chair’s name. Alphabetize all members after chair and single space all names. Indent all committee members 0.5” from “Committee in Charge”. (This section is the only section of the title page that is not centered.)
• Degree year: Students must use the year of the quarter of degree conferral.
• The title page is not numbered; it is counted as page “i” in the numbering of the preliminary pages. The title and blank or copyright pages are the only manuscript pages without page numbers.

Dissertation/Thesis Approval Page

This page is always numbered page iii. Page numbers from here forward in the preliminary pages of the document will vary for individual students, depending on which of the optional pages described below students choose to include. The numbers must be internally consistent for the document.

There is no header on the dissertation/thesis approval page. The text at the top of the page is either left justified or fully justified. The text at the bottom of the page is centered. All information should be centered on the page vertically.

Effective November 2020, faculty signatures are not collected on the dissertation/thesis approval page. Faculty committee member approval is captured on the combined Final Report Form (this form is initiated and managed by the department/program graduate coordinator). Students should check with their department/program graduate coordinator to verify that the combined form is being used. The formatted page iii must still be included in the dissertation/thesis and must follow the format described above.

All dissertations or theses are required to have a table of contents. List the page number that each section first appears on. Use proper capitalization and include header and sectional titles exactly as they appear within the dissertation or thesis (for example, if “Chapter” is used in the text headers, it must be used in the Table of Contents).  

If illustrations such as figures, tables, graphs, maps, diagrams, photos, etc., are scattered throughout, make a separate “List of Figures,” “List of Tables,” “List of Graphs,” etc. to follow the table of contents. 

Acknowledgements

The acknowledgements, along with any other preliminary sections or parts of the dissertation or thesis, must be reviewed and approved by the committee members.

See the section “Using Published Material” (in the full PDF manual, and in the excerpted section below) if any portion of the dissertation or thesis is co-authored, published, submitted for publication, or is being prepared for publication. A paragraph acknowledging all co-authors and publishers is required in the acknowledgements page and as the last paragraph of text at the end of each applicable chapter.

Permission letters from the committee chair and all co-authors must be submitted electronically via the Kuali permission letter submission form   prior to or the day of the student’s final document review . See the full manual for sample letters and additional information.  Click here for step by step instructions and an overview of the Kuali form.

An abstract should provide a clear impression of the content and major divisions of the dissertation or thesis. Abstracts of doctoral dissertations must not exceed 350 words; master’s theses abstracts must not exceed 250 words.

Figures and Tables

All figures and tables must be accompanied by a caption. Captions for figures go below the figure. Captions for tables go above the table.

All figures and tables must have their captions formatted the same, ie numbering, spacing, bold/italicized text, text alignment (left, centered, justified), font.

Figures/tables and their captions need to fit on one page and within the page margins. If they cannot fit on one page, then format the captions as a facing caption, where the caption goes on the page before the figure/table. For example, page 1 would be the figure caption (no other text), and page 2 would be the figure itself.

If figures/tables go on multiple pages, then the caption must be on each page that the figure/table appears. Table headers must also be on each page.

Appendices and References

• Appendices typically contain supporting material such as data sheets, questionnaire samples, illustrations, maps, charts, etc. Appendices may be single-spaced.

References/Biolography/Works Cited

• The format of the references and/or bibliography should follow that of the student’s discipline and should be consistent throughout the dissertation/thesis.
• All authors must be listed. Do not depersonalize non-primary authors by referring to them in the bibliography as et al.
• Bibliographies, references, and works cited are to be single-spaced with a double space between entries, and should be the last entry in each chapter or in the dissertation/thesis.

Use of Published Material and Co-Author Permissions

If students are using material which has been submitted for publication or has been published, students must read the full text that follows and see the manual for additional details. 

Students must obtain permission letters from all co-authors, including committee members and UCSD faculty. Students submit the co-author letters to GEPA electronically via the Kuali permission letter submission form  for any chapter or portion of a chapter in the dissertation or thesis to which one or more of the following applies:

• Students have co-authors (regardless of whether or not students are submitting it for publication);
• The chapter or portion thereof is being prepared for publication;
• The chapter or portion thereof has been submitted for publication;
• The chapter or portion thereof has been published.

If approved by the committee members, reports of research undertaken during graduate study at UC San Diego that have been published or submitted for publication in appropriate media may be accepted in their printed form in full or in part as the dissertation or thesis.  

If the material has co-authors other than the committee chair, the student must obtain permission letters from all co-authors giving their approval for the co-authored material to be used. This must be done even if copyright has been retained.  Students need to determine if the publisher’s permission is also required.  Students collect their signed co-author permission letters and cover letter from their committee chair and submit electronically via the Kuali permission letter submission form  prior to or the day of their final document review with GEPA.  

Click here for a sample/template of the cover letter from the committee chair and the permission letter(s) from co-author(s).

Click here for step by step instructions and an overview of the Kuali form.

Copyright and Publishing Options

• All students receive copyright when creating and publishing their dissertation/thesis.
• Proquest offers to file for additional copyright with the US Copyright Office for a fee. Students can file for additional copyright through Proquest or on their own through the US Copyright Office .

Publishing Options

• Your dissertation/thesis is published in two different libraries, Proquest and eScholarship.
• Traditional = your paper can only be accessed if someone has access to Proquest or pays to access your paper. The default option.
• Open access = your paper is available to anyone on the interent for free. You would have to pay a fee for this option.
• eScholarship is the University of California's digital library. All papers are open access in eScholarship.

Dissertation and Thesis Release Form (Embargo)

Students, with approval from their committee chair, may choose to immediately publish or put an embargo/delay on publishing their disserrtation/thesis. The default option is immediate publication.

• If an embargo is chosen, the options are for a 1 or 2 year delay. (Note: Students in the MFA in Writing program are required to have a 10 year embargo).
• If the embargo needs to be extended, a request from the committee chair must be submitted to the Assistant Dean of Academic Affairs via email before the embargo expires . Dissertations/theses cannot be re-embargoed once the embargo expires.

Your embargo choice must match in Proquest and on the dissertation/thesis release form . The release form must be signed by the student and the committee chair and must be uploaded as part of the submission to ProQuest. 

Please note: If you delay the release of your work, access to the full text of your work will be delayed for the period that you specify. However, the citation and abstract of your work will be available through ProQuest and through the UC California Digital Library (eScholarship).

Dissertation and Thesis Release Form (Embargo Form)

Embargo options are for a 1 or 2 year delay. (Note: Students in the MFA in Writing program are required to have a 10 year embargo).

Embargo Extension: If the embargo needs to be extended beyond initial embargo period, a request from the committee chair (with endorsement from the department chair / program director) must be submitted to the Assistant Dean of Academic Affairs via email before the embargo expires . The request must specify the reason for the additional time and how long the embargo should continue. Dissertations/theses cannot be re-embargoed once the embargo expires. Please see the Policy on Open Access for Theses and Dissertations: https://policy.ucop.edu/doc/2000688/ .

For further questions about doctoral dissertation or master’s thesis formatting, students may contact the appropriate GEPA Academic Affairs Advisor . 

Master’s thesis formatting questions:

• Kelsey Darvin, [email protected] : Biological Sciences, Biomedical Sciences, Electrical and Computer Engineering, Structural Engineering, Scripps Institution of Oceanography
• Kim McCusker , [email protected]:  All Arts & Humanities, Physical Sciences, and Social Sciences, Materials Science, Mechanical and Aerospace Engineering 
• Karen Villavicencio , [email protected] : Bioengineering, Bioinformatics, Chemical Engineering, NanoEngineering, Computer Science and Engineering, Neurosciences  

 Doctor of Philosophy dissertation formatting questions:

• Kelsey Darvin , [email protected]:  Structural Engineering
• Eliese Maxwell , [email protected] : all other PhD programs (except those listed)
• Karen Villavicencio , [email protected]:  Chemical Engineering, NanoEngineering

Doctor of Musical Arts, Doctor of Education, all Rady programs, Biomedical Sciences, Biostatistics, and Neurosciences PhD, all joint PhD programs with SDSU, and Master of Public Health (MPH) formatting questions:

•   Sara Miceli , [email protected]

 After fully formatting your doctoral dissertation or master’s thesis you may schedule your appointments at: https://gradforms.ucsd.edu/calendar/ .

• Degree Completion
• Dissertation & Thesis Submission
• Dissertation & Thesis Template