does dissertation count as publication

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Thesis content and article publishing

Journal publishers usually acquire the copyright to scholarly articles through a publication agreement with the author. Their policies then determine what authors can do with their work.

Below are publisher policies regarding graduate students’ reuse of their previously published articles in their theses, and policies on accepting journal submissions that first appeared in an author’s previously released thesis.

If an article is co-authored with a member of the MIT faculty, or if you have opted-in to an OA license , the MIT open access policy  is likely to apply to the article, which allows for the extension of additional rights to graduate student authors through MIT for reuse.  Short excerpts of published works may also be available for reuse under the MIT Libraries license agreements .

See this page for information about who owns the copyright to your thesis (generally, it’s either MIT or you).

Please contact [email protected] with questions or if you need information that does not yet appear below.

American Association for the Advancement of Science (AAAS)

Reuse of author’s previously published article in author’s thesis

Check the terms of your publication agreement .

Submission of new article by author that first appeared as part of author’s thesis

Allows :  “ We do not regard dissertations/theses as prior publications.”

American Chemical Society

Allows : “Authors may reuse all or part of the Submitted, Accepted or Published Work in a thesis or dissertation that the author writes and is required to submit to satisfy the criteria of degree-granting institutions…. Appropriate citation of the Published Work must be made as follows “Reprinted with permission from [COMPLETE REFERENCE CITATION]. Copyright [YEAR] American Chemical Society.”

“If the thesis or dissertation to be published is in electronic format, a direct link to the Published Work must be included using the  ACS Articles on Request link.”

See also this FAQ for thesis info.

Each ACS journal has a specific policy on prior publication that is determined by the respective ACS Editor-in-Chief. Authors should consult these policies and/or contact the appropriate journal editorial office to ensure they understand the policy before submitting material for consideration.

American Geophysical Union

Allows : “If you wish to reuse your own article (or an amended version of it) in a new publication of which you are the author, editor or co-editor, prior permission is not required (with the usual acknowledgements). However, a formal grant of license can be downloaded free of charge from RightsLink by selecting “Author of this Wiley article” as your requestor type.”

Allows : “Previously published explicitly does not include oral or poster presentations, meeting abstracts or student theses/dissertations.”

American Institute of Aeronautics and Astronautics

Allows : “ Upon publication of an article or paper in an AIAA journal or conference proceeding, authors can use in their own theses/dissertations (with permission of AIAA if required by copyright).”

From here : “In most cases when AIAA is the copyright holder of a work, authors will be automatically granted permission by AIAA to reprint their own material in subsequent works, to include figures, tables, and verbatim portions of text, upon request. Explicit permission should be sought from AIAA through Copyright Clearance Center (CCC) ; all reprinted material must be acknowledged and the original source cited in full.” 

American Institute of Physics

Allows : “A uthors do not need permission from AIP Publishing to reuse your own AIP Publishing article in your thesis or dissertation (please format your credit line: “Reproduced from [FULL CITATION], with the permission of AIP Publishing”)” Author agreement says the version of record can be used . 

Allows : Publishing the work in a thesis is not considered prior publication according to author warranties in the publication agreement.

American Physical Society

Allows , “ provided the bibliographic citation and the APS copyright credit line are given on the appropriate pages.”

Allows Language from Physical Review journals page: “Publication of material in a master’s or doctoral thesis does not preclude publication of that material in the Physical Review journals.”

American Society for Clinical Investigation

After Jan 4, 2022 : “Effective with the January 4, 2022 issue of JCI, authors retain copyright on all articles, which are published with a Creative Commons Attribution License (CC BY 4.0).”

Prior to Jan 4, 2022 : “ Permission can be obtained via Copyright Clearance Center . Copyright or license information is noted on each article.”

Likely allows : D oesn’t explicitly call out theses but says posting on preprints isn’t prior publication. 

Association for Computing Machinery (ACM)

Allows : “Authors can include partial or complete papers of their own (and no fee is expected) in a dissertation as long as citations and DOI pointers to the Versions of Record in the ACM Digital Library are included. Authors can use any portion of their own work in presentations and in the classroom (and no fee is expected).”

Likely allows . Prior publication rules apply to “peer reviewed” publications.  

Cambridge University Press

Allows : “Permissions requests are waived if t he author of the work wishes to reproduce a single chapter (not exceeding 20 per cent of their work), journal article or shorter extract in a subsequent work (i.e. with a later publication date) of which he or she is to be the author, co-author or editor.”

Policies set by individual journals.

Allows : “ ​​ Use and share their works for scholarly purposes (with full acknowledgement of the original article): Include in a thesis or dissertation (provided this is not published commercially).”

Allows : “ Elsevier does not count publication of an academic thesis as prior publication.”

Emerald Publishing

Allows . Authors should use the submitted version or accepted manuscript version.  Use of the final published version is permitted in print, but not electronic versions of theses.

Allows : “We are happy for submissions to Emerald to include work that has previously formed part of your PhD or other academic thesis. Please submit your paper in the usual way but declare the existence of the uploaded thesis to the Editor of the journal. If the Editor wished to consider the paper further, the paper would go through our standard anonymised peer-review process.”

Allows , with some requirements

Theses not specifically addressed , but permitted subject to editorial discretion. Individual journals may have their own policies.

Institute of Physics

Allows. A uthor may use the final published version or figures/text, and should include citation and a link to the version of record. “When you transfer the copyright in your article to IOP, we grant back to you certain rights, including the right to include all or part of the Final Published Version of the article within any thesis or dissertation.”

Inter-Research Science Center

Reuse of published content is “generally free of charge,” but you must get permission. Email: [email protected]

Not addressed , except to say, “ Permission to re-use any previously published material must have been obtained by the authors from the copyright holders.”

International Speech Communication Association (ISCA) INTERSPEECH conference

Allows , with citation. “ISCA grants each author permission to use the article in that author’s dissertation….”

Mathematical Sciences Publishers

Allows , with citation. “The Author may use part or all of this Work or its image in any future works of his/her/their own.”

Unclear, but the author agreement says , “The Author warrants that the Work has not been published before, in any form except as a preprint.” We suggest asking your editor.

National Academy of Sciences

Allows , with citation. “ PNAS authors do not need to obtain permission in the following cases: …to include their articles as part of their dissertations.”

Not addressed . “ What constitutes prior publication…will be determined on a case-by-case basis.

Allows , with citation. “ Authors have the right to reuse their article’s Version of Record, in whole or in part, in their own thesis.”

Allows . “ Nature Portfolio will consider submissions containing material that has previously formed part of a PhD or other academic thesis which has been published according to the requirements of the institution awarding the qualification.”

Oxford University Press

Journals have their own policies . OUP uses the Copyright Clearance Center for permissions . Contact your editor.

Royal Society of Chemistry

Allows , but says, “ Excerpts or material from your dissertation that have not been through peer review will generally be eligible for publication. However, if the excerpt from the dissertation included in your manuscript is the same or substantially the same as any previously published work, the editor may determine that it is not suitable for publication in the journal.”

Allows — in addition, a special agreement with Springer for MIT authors allows for reuse for scholarly and educational purposes.

Policy varies by journal but according to Springer: “There are no overriding ethical issues as long as the dual publication is transparent and cross referenced. Transparency is key, though a few journals might reject such an article for the reason of non-originality.”

Taylor & Francis

Allows — authors retain the right to “Include your article Author’s Original Manuscript (AOM) or Accepted Manuscript(AM), depending on the embargo period, in your thesis or dissertation. The Version of Record cannot be used.”

Allows : “ Y ou may share any version of your article with individual colleagues and students… as submission of thesis, or doctorate.”

Allows : “ The following types of “prior publication” do not present cause for concerns about duplicate or redundant publication: Dissertations and theses in university archives.”

Page last updated: February 8, 2024

What counts as an academic publication?

Health economist, University of Nottingham

Disclosure statement

Christopher Sampson does not work for, consult, own shares in or receive funding from any company or organisation that would benefit from this article, and has disclosed no relevant affiliations beyond their academic appointment.

University of Nottingham provides funding as a founding partner of The Conversation UK.

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What is it that sets academic publications apart from articles on The Conversation? Peer review might be your first answer. While The Conversation is built around a journalistic model, there is a big growth in online, open-access journals each with different approaches to peer review. But peer review is impossible to define and reviewing research before it is published can be fraught with problems .

This is part of the reason why so many published research findings are false . Alternative publishing models have developed in response to this. Open access and post-publication peer review are now common.

This new regime raises questions about what defines academic publishing. Blog posts and journalistic articles can be open access and subject to post-publication peer review, but are they scholarly? New publishing models have also developed their own shortcomings. One problem is the proliferation of predatory open access publishers . Some of these appear happy to accept randomly generated articles for publication , apparently following peer review.

The importance of transparency

So, what should be considered scholarly output? The key to quality research is that we know what went into producing the reported results. All empirical work should be preceded by a published protocol . This should set out – transparently – the methods that were used.

Without one, it’s difficult to reproduce research findings and identify errors. There are plenty of journals that will now publish protocols, such as BMJ Open , PeerJ or SpringerPlus . But publication of a protocol in an open access repository would be sufficient – it isn’t necessary for it to appear in a peer-reviewed journal.

It’s important to make any present or potential conflicts of interest clear. This should apply to authors, reviewers and editors. Journal’s disclosure rules are a start, though these are subject to limitations . We need more sophisticated mechanisms for use alongside initiatives like ORCID , which assigns a unique ID to all researchers.

In most cases, scholars can share the data they have collected and analysed. Making data and analysis files available can help uncover simple errors. The Reinhart-Rogoff-Herndon incident is a case in point. Research findings by two Harvard economists were used to justify austerity policies, but these findings were undermined when a fundamental error was found in an Excel file.

My own field of research – health economics – should make cost-effectiveness models open. These models often form the basis of decisions about whether or not a particular drug will be available to patients, and yet the methods are often unclear to everyone but the authors. Where data relates to individual participants – and cannot be anonymised – this should be made clear to readers and reviewers.

Shine a light on peer review

Evidence suggests that two or three peer reviewers will not be able to identify all errors in a manuscript. This is one of the main problems with pre-publication peer review. It’s also one reason why open access is so important in the definition of good science. Paywalls on traditional academic journals restrict the number of people who can check the quality of a publication and can encourage mistaken consensus over published errors. All scholarly output must be open access.

And so peer review itself should also be transparent. Pre-publication peer review reports should be open and accessible through the journal or a service like Publons , a facility for researchers to record their peer review activity. Mechanisms to support post-publication peer review should also be supported. Reviewers should be identifiable as experts in their field. PubMed Commons is an example of such a tool.

Peer review is important, but I believe that post-publication approaches can be more effective. An additional benefit of open evaluation is the potential for better metrics .

Redefining scholarly output

Scholarly writing should be distinguishable from other forms of publication by its transparency. We should know exactly how authors arrive at their findings. Findings published in academic journals should be given special credence because of this.

Academic publishing should be defined by the presence of strict regulations to maximise transparency. Articles that do not meet transparency criteria should not be eligible for research quality assessments, such as the UK’s Research Excellence Framework. Journalists and academic bloggers will not be subject to such strict rules, and their output will differ accordingly.

Make “good” science clearer

I am by no means the first to call for such measures. But previous calls have focused on ideas for improving scholastic writing rather than the more fundamental challenge of defining it.

Transparency no doubt has its costs , at least in the short term. But without it, true scholarly output will become increasingly indistinguishable from academics’ other forms of writing.

Good science should not be defined by whether or not pre-publication peer review takes place, but by the transparency of the research. Some fear that abandoning our current system might allow more “bad science” to get through. But we have bad science now, and lots of it. Sunlight is the best disinfectant.

Next, read: When ‘exciting’ trumps ‘honest’ traditional academic journals encourage bad science

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Evaluating Resources: Dissertations

Introduction.

Dissertations, doctoral studies, project studies, capstones, and theses are all student-produced works that present and discuss an individual's research.

Note: While dissertations are definitely scholarly and are reviewed and edited before publication, they do not go through a peer-review process, and thus, aren't considered peer-reviewed sources.

Identify dissertations

A distinguishing characteristic of dissertations is that they generally start with a cover page.

Dissertation reference citations are perhaps the easiest citations to recognize; they include the words doctoral dissertation right in the citation! They also contain:

• Database name: For dissertations that are downloaded from a database, the database name is included. This is generally the ProQuest Dissertations & Theses Database.
• Publication number : In ProQuest Dissertations & Theses Database, this is the Dissertation/Thesis Number.

In APA 7th, dissertations retrieved from the ProQuest Dissertations & Theses Database generally follow this format:

Author. (Year). Title of dissertation (Publication No.) [Doctoral dissertation, University]. Database Name.

Here is an example:

Burley, M. A. (2009). Working for social change: Using student-centered instructional designs to improve achievement.  (Publication No. 3379796) [Doctoral dissertation, Walden University]. ProQuest Dissertations and Theses.

Note: Not all dissertation reference citations will follow this format exactly. If you have questions about citing a capstone using APA style, please contact the Writing Center .

The first page of a dissertation or doctoral study may contain:

• university name - for example, Walden University
• college name - for example, College of Nursing
• type of degree - dissertation or doctoral study
• committee member names
• year completed

More information

• Quick Answer: How do I find dissertations on a topic?
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• Quick Answer: How do I find dissertations or capstones by chair or committee member?
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What Is a Dissertation? | 5 Essential Questions to Get Started

Published on 26 March 2020 by Jack Caulfield . Revised on 5 May 2022.

A dissertation is a large research project undertaken at the end of a degree. It involves in-depth consideration of a problem or question chosen by the student. It is usually the largest (and final) piece of written work produced during a degree.

The length and structure of a dissertation vary widely depending on the level and field of study. However, there are some key questions that can help you understand the requirements and get started on your dissertation project.

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Table of contents

When and why do you have to write a dissertation, who will supervise your dissertation, what type of research will you do, how should your dissertation be structured, what formatting and referencing rules do you have to follow, frequently asked questions about dissertations.

A dissertation, sometimes called a thesis, comes at the end of an undergraduate or postgraduate degree. It is a larger project than the other essays you’ve written, requiring a higher word count and a greater depth of research.

You’ll generally work on your dissertation during the final year of your degree, over a longer period than you would take for a standard essay . For example, the dissertation might be your main focus for the last six months of your degree.

Why is the dissertation important?

The dissertation is a test of your capacity for independent research. You are given a lot of autonomy in writing your dissertation: you come up with your own ideas, conduct your own research, and write and structure the text by yourself.

This means that it is an important preparation for your future, whether you continue in academia or not: it teaches you to manage your own time, generate original ideas, and work independently.

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During the planning and writing of your dissertation, you’ll work with a supervisor from your department. The supervisor’s job is to give you feedback and advice throughout the process.

The dissertation supervisor is often assigned by the department, but you might be allowed to indicate preferences or approach potential supervisors. If so, try to pick someone who is familiar with your chosen topic, whom you get along with on a personal level, and whose feedback you’ve found useful in the past.

How will your supervisor help you?

Your supervisor is there to guide you through the dissertation project, but you’re still working independently. They can give feedback on your ideas, but not come up with ideas for you.

You may need to take the initiative to request an initial meeting with your supervisor. Then you can plan out your future meetings and set reasonable deadlines for things like completion of data collection, a structure outline, a first chapter, a first draft, and so on.

Make sure to prepare in advance for your meetings. Formulate your ideas as fully as you can, and determine where exactly you’re having difficulties so you can ask your supervisor for specific advice.

Your approach to your dissertation will vary depending on your field of study. The first thing to consider is whether you will do empirical research , which involves collecting original data, or non-empirical research , which involves analysing sources.

Empirical dissertations (sciences)

An empirical dissertation focuses on collecting and analysing original data. You’ll usually write this type of dissertation if you are studying a subject in the sciences or social sciences.

• What are airline workers’ attitudes towards the challenges posed for their industry by climate change?
• How effective is cognitive behavioural therapy in treating depression in young adults?
• What are the short-term health effects of switching from smoking cigarettes to e-cigarettes?

There are many different empirical research methods you can use to answer these questions – for example, experiments , observations, surveys , and interviews.

When doing empirical research, you need to consider things like the variables you will investigate, the reliability and validity of your measurements, and your sampling method . The aim is to produce robust, reproducible scientific knowledge.

Non-empirical dissertations (arts and humanities)

A non-empirical dissertation works with existing research or other texts, presenting original analysis, critique and argumentation, but no original data. This approach is typical of arts and humanities subjects.

• What attitudes did commentators in the British press take towards the French Revolution in 1789–1792?
• How do the themes of gender and inheritance intersect in Shakespeare’s Macbeth ?
• How did Plato’s Republic and Thomas More’s Utopia influence nineteenth century utopian socialist thought?

The first steps in this type of dissertation are to decide on your topic and begin collecting your primary and secondary sources .

Primary sources are the direct objects of your research. They give you first-hand evidence about your subject. Examples of primary sources include novels, artworks and historical documents.

Secondary sources provide information that informs your analysis. They describe, interpret, or evaluate information from primary sources. For example, you might consider previous analyses of the novel or author you are working on, or theoretical texts that you plan to apply to your primary sources.

Dissertations are divided into chapters and sections. Empirical dissertations usually follow a standard structure, while non-empirical dissertations are more flexible.

Structure of an empirical dissertation

Empirical dissertations generally include these chapters:

• Introduction : An explanation of your topic and the research question(s) you want to answer.
• Literature review : A survey and evaluation of previous research on your topic.
• Methodology : An explanation of how you collected and analysed your data.
• Results : A brief description of what you found.
• Discussion : Interpretation of what these results reveal.
• Conclusion : Answers to your research question(s) and summary of what your findings contribute to knowledge in your field.

Sometimes the order or naming of chapters might be slightly different, but all of the above information must be included in order to produce thorough, valid scientific research.

Other dissertation structures

If your dissertation doesn’t involve data collection, your structure is more flexible. You can think of it like an extended essay – the text should be logically organised in a way that serves your argument:

• Introduction: An explanation of your topic and the question(s) you want to answer.
• Main body: The development of your analysis, usually divided into 2–4 chapters.
• Conclusion: Answers to your research question(s) and summary of what your analysis contributes to knowledge in your field.

The chapters of the main body can be organised around different themes, time periods, or texts. Below you can see some example structures for dissertations in different subjects.

• Political philosophy

This example, on the topic of the British press’s coverage of the French Revolution, shows how you might structure each chapter around a specific theme.

This example, on the topic of Plato’s and More’s influences on utopian socialist thought, shows a different approach to dividing the chapters by theme.

This example, a master’s dissertation on the topic of how writers respond to persecution, shows how you can also use section headings within each chapter. Each of the three chapters deals with a specific text, while the sections are organised thematically.

Like other academic texts, it’s important that your dissertation follows the formatting guidelines set out by your university. You can lose marks unnecessarily over mistakes, so it’s worth taking the time to get all these elements right.

Formatting guidelines concern things like:

• line spacing
• page numbers
• punctuation
• title pages
• presentation of tables and figures

If you’re unsure about the formatting requirements, check with your supervisor or department. You can lose marks unnecessarily over mistakes, so it’s worth taking the time to get all these elements right.

How will you reference your sources?

Referencing means properly listing the sources you cite and refer to in your dissertation, so that the reader can find them. This avoids plagiarism by acknowledging where you’ve used the work of others.

Keep track of everything you read as you prepare your dissertation. The key information to note down for a reference is:

• The publication date
• Page numbers for the parts you refer to (especially when using direct quotes)

Different referencing styles each have their own specific rules for how to reference. The most commonly used styles in UK universities are listed below.

You can use the free APA Reference Generator to automatically create and store your references.

APA Reference Generator

The words ‘ dissertation ’ and ‘thesis’ both refer to a large written research project undertaken to complete a degree, but they are used differently depending on the country:

• In the UK, you write a dissertation at the end of a bachelor’s or master’s degree, and you write a thesis to complete a PhD.
• In the US, it’s the other way around: you may write a thesis at the end of a bachelor’s or master’s degree, and you write a dissertation to complete a PhD.

The main difference is in terms of scale – a dissertation is usually much longer than the other essays you complete during your degree.

Another key difference is that you are given much more independence when working on a dissertation. You choose your own dissertation topic , and you have to conduct the research and write the dissertation yourself (with some assistance from your supervisor).

Dissertation word counts vary widely across different fields, institutions, and levels of education:

• An undergraduate dissertation is typically 8,000–15,000 words
• A master’s dissertation is typically 12,000–50,000 words
• A PhD thesis is typically book-length: 70,000–100,000 words

However, none of these are strict guidelines – your word count may be lower or higher than the numbers stated here. Always check the guidelines provided by your university to determine how long your own dissertation should be.

At the bachelor’s and master’s levels, the dissertation is usually the main focus of your final year. You might work on it (alongside other classes) for the entirety of the final year, or for the last six months. This includes formulating an idea, doing the research, and writing up.

A PhD thesis takes a longer time, as the thesis is the main focus of the degree. A PhD thesis might be being formulated and worked on for the whole four years of the degree program. The writing process alone can take around 18 months.

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• Writing Tips

The Ultimate Guide to Getting Your Thesis Published in a Journal

• 7-minute read
• 25th February 2023

Writing your thesis and getting it published are huge accomplishments. However, publishing your thesis in an academic journal is another journey for scholars. Beyond how much hard work, time, and research you invest, having your findings published in a scholarly journal is vital for your reputation as a scholar and also advances research findings within your field.

This guide will walk you through how to make sure your thesis is ready for publication in a journal. We’ll go over how to prepare for pre-publication, how to submit your research, and what to do after acceptance.

Pre-Publication Preparations

Understanding the publishing process.

Ideally, you have already considered what type of publication outlet you want your thesis research to appear in. If not, it’s best to do this so you can tailor your writing and overall presentation to fit that publication outlet’s expectations. When selecting an outlet for your research, consider the following:

●  How well will my research fit the journal?

●  Are the reputation and quality of this journal high?

●  Who is this journal’s readership/audience?

●  How long does it take the journal to respond to a submission?

●  What’s the journal’s rejection rate?

Once you finish writing, revising, editing, and proofreading your work (which can take months or years), expect the publication process to be an additional three months or so.

Revising Your Thesis

Your thesis will need to be thoroughly revised, reworked, reorganized, and edited before a journal will accept it. Journals have specific requirements for all submissions, so read everything on a journal’s submission requirements page before you submit. Make a checklist of all the requirements to be sure you don’t overlook anything. Failing to meet the submission requirements could result in your paper being rejected.

Areas for Improvement

No doubt, the biggest challenge academics face in this journey is reducing the word count of their thesis to meet journal publication requirements. Remember that the average thesis is between 60,000 and 80,000 words, not including footnotes, appendices, and references. On the other hand, the average academic journal article is 4,000 to 7,000 words. Reducing the number of words this much may seem impossible when you are staring at the year or more of research your thesis required, but remember, many have done this before, and many will do it again. You can do it too. Be patient with the process.

Additional areas of improvement include>

·   having to reorganize your thesis to meet the section requirements of the journal you submit to ( abstract, intro , methods, results, and discussion).

·   Possibly changing your reference system to match the journal requirements or reducing the number of references.

·   Reformatting tables and figures.

·   Going through an extensive editing process to make sure everything is in place and ready.

Identifying Potential Publishers

Many options exist for publishing your academic research in a journal. However, along with the many credible and legitimate publishers available online, just as many predatory publishers are out there looking to take advantage of academics. Be sure to always check unfamiliar publishers’ credentials before commencing the process. If in doubt, ask your mentor or peer whether they think the publisher is legitimate, or you can use Think. Check. Submit .

If you need help identifying which journals your research is best suited to, there are many tools to help. Here’s a short list:

○  Elsevier JournalFinder

○  EndNote Matcher

○  Journal/Author Name Estimator (JANE)

○  Publish & Flourish Open Access

·   The topics the journal publishes and whether your research will be a good fit.

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·   The journal’s audience (whom you want to read your research).

·   The types of articles the journal publishes (e.g., reviews, case studies).

·   Your personal requirements (e.g., whether you’re willing to wait a long time to see your research published).

Submitting Your Thesis

Now that you have thoroughly prepared, it’s time to submit your thesis for publication. This can also be a long process, depending on peer review feedback.

Preparing Your Submission

Many publishers require you to write and submit a cover letter along with your research. The cover letter is your sales pitch to the journal’s editor. In the letter, you should not only introduce your work but also emphasize why it’s new, important, and worth the journal’s time to publish. Be sure to check the journal’s website to see whether submission requires you to include specific information in your cover letter, such as a list of reviewers.

Whenever you submit your thesis for publication in a journal article, it should be in its “final form” – that is, completely ready for publication. Do not submit your thesis if it has not been thoroughly edited, formatted, and proofread. Specifically, check that you’ve met all the journal-specific requirements to avoid rejection.

Navigating the Peer Review Process

Once you submit your thesis to the journal, it will undergo the peer review process. This process may vary among journals, but in general, peer reviews all address the same points. Once submitted, your paper will go through the relevant editors and offices at the journal, then one or more scholars will peer-review it. They will submit their reviews to the journal, which will use the information in its final decision (to accept or reject your submission).

While many academics wait for an acceptance letter that says “no revisions necessary,” this verdict does not appear very often. Instead, the publisher will likely give you a list of necessary revisions based on peer review feedback (these revisions could be major, minor, or a combination of the two). The purpose of the feedback is to verify and strengthen your research. When you respond to the feedback , keep these tips in mind:

●  Always be respectful and polite in your responses, even if you disagree.

●  If you do disagree, be prepared to provide supporting evidence.

●  Respond to all the comments, questions, and feedback in a clear and organized manner.

●  Make sure you have sufficient time to make any changes (e.g., whether you will need to conduct additional experiments).

After Publication

Once the journal accepts your article officially, with no further revisions needed, take a moment to enjoy the fruits of your hard work. After all, having your work appear in a distinguished journal is not an easy feat. Once you’ve finished celebrating, it’s time to promote your work. Here’s how you can do that:

●  Connect with other experts online (like their posts, follow them, and comment on their work).

●  Email your academic mentors.

●  Share your article on social media so others in your field may see your work.

●  Add the article to your LinkedIn publications.

●  Respond to any comments with a “Thank you.”

Getting your thesis research published in a journal is a long process that goes from reworking your thesis to promoting your article online. Be sure you take your time in the pre-publication process so you don’t have to make lots of revisions. You can do this by thoroughly revising, editing, formatting, and proofreading your article.

During this process, make sure you and your co-authors (if any) are going over one another’s work and having outsiders read it to make sure no comma is out of place.

What are the benefits of getting your thesis published?

Having your thesis published builds your reputation as a scholar in your field. It also means you are contributing to the body of work in your field by promoting research and communication with other scholars.

How long does it typically take to get a thesis published?

Once you have finished writing, revising, editing, formatting, and proofreading your thesis – processes that can add up to months or years of work – publication can take around three months. The exact length of time will depend on the journal you submit your work to and the peer review feedback timeline.

How can I ensure the quality of my thesis when attempting to get it published?

If you want to make sure your thesis is of the highest quality, consider having professionals proofread it before submission (some journals even require submissions to be professionally proofread). Proofed has helped thousands of researchers proofread their theses. Check out our free trial today.

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Publishing Your Dissertation in a Scholarly Journal

So you’ve decided you want to earn a PhD. You have read about the road blocks , you’ve selected your committee, and you’ve started writing your dissertation. But why start thinking about a publication? What does that have to do with earning the ultimate degree?

Writing a dissertation without a publication is like going to the trouble of making a cake but not baking it. No one can taste your cake, no one can benefit from your hard work—of course, no one can criticize your work either. But without a publication, or two or three, the dissertation is not technically a total success. You’d be amazed at how many people don’t get a publication out of their dissertation. Without advanced planning, a publication likely won’t happen, because, once again, there are often unanticipated roadblocks.

1. Publication will be completely driven by you and no one else. A publication will not be on the priority list of your dissertation committee. And you will likely be the only one to understand where to publish.

2. Planning is the most important step and the only way to be successful. If you wait until after you go through the dissertation process, you will be too exhausted to publish, and it won’t happen for a year or two. You must plan.

3. Configure your dissertation for three separate publications. This may be three separate chapters, or it may be three different data sets or arms of your data. Link this to the selection of your committee. In my previous articles, I recommended choosing a committee wisely, with different members being associated with different jobs. Committee members should not have similar areas of expertise. Their “jobs” should not overlap. There should be a content expert or literature review expert, a methods person, a results person and a “whip.” Ideally, the “whip” (think politics, as in majority whip or minority whip in Congress) is your dissertation chair. The jobs of each member should be distinct to avoid having members fighting or making conflicting suggestions. Each article should be aligned with a separate expert. So there can be a Review article, a Methods article, and a Results article.

4. You get to decide who is listed as an author on your articles. You will be first author, and your mentor should be last author (a position of honor). If a committee member does not contribute, they ethically should not be included in the list of authors. Many journals now ask you to list the authors along with their meaningful contributions.

5. Decide ahead of time the journals in which you wish to publish. Full disclosure — I am on the board of the Journal of the American Academy of PAs (JAAPA), and I’m a reviewer for the Journal of Physician Assistant Education (JPAE). I’m going to recommend these PA journals for one of your publications. Here is my pitch (although biased): We are THE scholarly journals for the profession. If your data is completely focused on PA education, then select JPAE. Think about JAAPA for any research on PAs themselves or PA analogues. Select a PA journal for a personal touch and some really important feedback. Your article will be on a stage with your peers. This gives you the home crowd advantage.

6. Lose ownership. Remember how I said your dissertation is like your baby? Well, your baby now has gone through elementary school and the tumultuous teenage years and currently is entering college. Your publication needs you to back off and give it some space. It will leave home for a while (often for the long review process). When it comes back, it might need to do some laundry, but it should essentially not look at all like the baby you once knew. A publication should look like a publication, not a dissertation. It should be neat and mature and all grown up.

7. Try for the highest level journal you can realistically get published in. Here is the main problem: time. You cannot ethically submit the same article to multiple journals. You will need to make sure you have three completely separate articles in order to submit to multiple journals. There are many people who believe you should publish in the most prestigious journal you can make it into. I do not disagree with this philosophy; however, the alternative is that your work might not get read in a higher scholarly journal because PAs and PA educators don’t tend to read these other journals. This is for you to decide. There are websites that can help you determine where to publish. But be careful and check out Beall’s List, a list of potentially predatory “scholarly” open-access publishers.

8. Best of luck — and don’t fail to publish. Don’t bake your cake and not put it in the oven. Remember to reach out to your peers within the profession to aid in your success. Ultimately, your committee will be pleased to add a publication to their CVs. They will remember this as their reward for all the hard work that they (and you) put into your PhD.

A publication is the lasting legacy for all of your tough efforts and sacrifice. It is the “so what” of all you have put into this academic Mt. Everest. Consider the impact that your work will have on the profession. Don’t run the marathon (or climb the mountain) and not cross the finish line!

Jennifer Coombs, PhD, MPAS, PA-C

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FAQ: Can I use a dissertation as a scholarly source for my research?

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Last Updated: Oct 16, 2023 Views: 15324

When you use the Multi-Search, you may see dissertations and theses in your search results, even when you apply the “Peer Reviewed (Scholarly)” limiter to your search. This is because even though dissertations are not peer-reviewed (published in peer-reviewed journals), they are often considered scholarly because they were written for an academic audience. For more information on the difference between scholarly and peer-reviewed sources, see the FAQ: What’s the difference between a scholarly and peer reviewed journal?

Dissertations and theses have value as research material, and they are an important form of scholarly communication. Here are a few reasons why:

• They may reveal emerging trends and voices in a field of study.
• Because of their length, they frequently offer more substantial coverage of a topic than a traditional journal article can.
• They might be the only research or literature on an uncommon or niche topic.
• They often have up-to-date and thorough literature reviews.
• They almost always have extensive bibliographies of important sources in the field of study.
• In the sciences, they may have additional datasets, graphs, and field data that is sometimes excluded from future article publications by the author.

If your assignment requires you to use articles from peer-reviewed journals, then a dissertation is not a good fit as one of your sources. However, you can certainly comb through the References or Bibliography at the end of the dissertation to see if any of the sources they used might qualify for your research. You can then use the instructions in this FAQ to see if we have the full text for those articles in our library:  How do I find a specific article in the library?

If your assignment calls for scholarly sources, a dissertation may be a great contribution to your resources. Remember that all sources should be evaluated to determine not just if they are scholarly, but whether they are relevant and current enough to be used in your research. You should check with your professor if you have any questions or concerns about your ability to use dissertations as sources for your research assignment.

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Revising Your Dissertation for Publication

While a dissertation’s in-depth research and analysis can provide a strong foundation for a book, the dissertation itself is not a book and will not be published by an academic press without substantial revisions. Some acquisitions editors are interested first books, especially if they bring new perspectives and fresh ideas to a field, while others do not often publish first books. If you are considering submitting your dissertation for publication, we recommend that you contact editors at university presses that publish in your subject area for guidance on revising your work. Many editors prefer to be involved in the early stages of this process so they can advise you on how to structure the book and your arguments to create a publishable book. Editors generally require changes in the length, content, tone, and style of a dissertation in order to produce a book that will appeal to buyers in the academic market. Read more about submitting a proposal in our Scholarly Publishing Guide .

Below are selected resources to help you revise your dissertation for publication as a book or journal article(s).

Advice from publishers

• Harvard University Press
• Palgrave Macmillan
• Rowman & Littlefield
• Taylor & Francis
• University of North Carolina Press
• Yale University Press
• Publisher Policies on using content in both a thesis or dissertation and an article (from MIT Libraries)
• From Dissertation to Book by William Germano (Lauinger Library, 4th Floor, PN162 .G37 2013)
• Revising Your Dissertation, Updated Edition : Advice from Leading Editors (updated edition, 2008) edited by Beth Luey (online; GU NetID and password required)
• From Dissertation to Book , Duke University (February 27, 2018)
• From Dissertation to Book ( full transcript ), Harvard University (December 17, 2010)
• How To Turn Your Dissertation into a Book , Yale University (April 6, 2016)
• From Dissertation to Book by Leonard Cassuto (Chronicle of Higher Education, May 30, 2011)
• From Dissertation to Published Book (lanugageandphilosophy.com report on an American Comparative Literature Association workshop)
• Give It a Rest by Laura Portwood-Stacer (Inside Higher Ed, August 6, 2019)
• The Stages of Revising a Dissertation into a Book by Amy Benson Brown (Journal of Scholarly Publishing, vol. 52 no. 2, 2021, p. 127-140) (GU NetID and password required)
• Turning Your Dissertation into a Book (University of Washington)
• Publishing your Dissertation (American Psychological Association)

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Copyright Questions?

The University of Michigan Library Copyright Office provides help with copyright questions for University of Michigan faculty, staff and students. Please email us with questions or visit our website for more information.

Legal Advice

The information presented here is intended for informational purposes and should not be construed as legal advice. If you have specific legal questions pertaining to the University of Michigan, please contact the Office of the General Counsel .

If you require legal advice in your personal capacity, the lawyer referral services operated by the Washtenaw County Bar Association and the State Bar of Michigan may be helpful to you.

Preparing for Publication

Norms around publishing dissertation material vary from one field to another. For instance, in some scientific fields, it is common to publish individual chapters from the dissertation before it is submitted. In the humanities, it is common to develop a monograph from the dissertation after completing the graduate degree.

Whether you publish before or after submitting your dissertation, it is important to plan ahead when signing publishing contracts or submitting your dissertation. Will the publishing contract you sign allow you to use the article in your dissertation later? How does depositing your dissertation in Deep Blue impact this? Can you use material that you've coauthored in your dissertation or thesis? For questions about the norms in your field, talk with your advisors. With copyright questions, contact the library copyright office.

If you are about to sign a publishing agreement, consider using the U-M Author's Addenda , which may help you negotiate and keep the rights you need in your work.

From Dissertation to Book

Thinking about transforming your dissertation into your first book? Hardly any dissertations are published as books without significant work on the author's part to refocus the manuscript for an audience beyond the dissertation committee.

Here are a few resources to help you understand the process of reworking a dissertation for publication as a monograph:

• Dear First-Time Author: How to Turn Your Dissertation Into a Book, by Theresa MacPhail MacPhail shares advice from writing her own first book as well as advice from editors at university presses.

In reading some of the resources listed above, you might encounter discussions of how having your dissertation available online (for example, in  Deep Blue ) could negatively impact a publisher's willingness to look at your manuscript. Some authors assert that you should not put your dissertation online if you hope to sign a publishing contract. However, please note there is very little evidence to support this view. In fact, research has shown that publishers will indeed consider manuscripts that are revised versions of openly-accessible dissertations.

• Do Open Access Electronic Theses and Dissertations Diminish Publishing Opportunities in the Social Sciences and Humanities? Findings from a 2011 Survey of Academic Publishers, by Ramirez, et al.

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Preparing for Publication

Norms around publishing thesis or dissertation material vary from one field to another. For instance, in some science and engineering fields, it is common to publish individual chapters from the thesis or dissertation before it is submitted. In the humanities, it is common to develop a monograph from the dissertation after completing a doctoral degree.

Whether you publish before or after submitting your thesis or dissertation, it is important to plan ahead when signing publishing contracts or submitting your dissertation. Will the publishing contract you sign allow you to use the article in your thesis or dissertation later? How does depositing in the ETD repository impact this? Can you use material that you've coauthored in your dissertation or thesis? For questions about the norms in your field, talk with your advisors. With Graduate School policy questions, consult the Graduate School's Thesis and Dissertation Guide . With copyright questions, contact the Office of Scholarly Communications and Copyright .

From Dissertation to Book

Thinking about transforming your dissertation into your first book? Hardly any dissertations are published as books without significant work on the author's part to refocus the manuscript for an audience beyond the dissertation committee.

Here are a few resources to help you understand the process of reworking a dissertation for publication as a monograph:

• Dear First-Time Author: How to Turn Your Dissertation Into a Book, by Theresa MacPhail MacPhail shares advice from writing her own first book as well as advice from editors at university presses.

In reading some of the resources listed above, you might encounter discussions of how having your dissertation available online (for example, in Penn State's ETD repository ) could negatively impact a publisher's willingness to look at your manuscript. Some authors assert that you should not put your dissertation online if you hope to sign a publishing contract. However, please note there is very little evidence to support this view. In fact, research has shown that publishers will indeed consider manuscripts that are revised versions of openly-accessible dissertations:

• Do Open Access Electronic Theses and Dissertations Diminish Publishing Opportunities in the Social Sciences and Humanities? Findings from a 2011 Survey of Academic Publishers, by Ramirez, et al.

Attribution

This guide is based in part on Copyright for Dissertations , a guide from the University of Michigan Library Copyright Office, which is licensed under the Creative Commons Attribution 4.0 license .

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Are dissertations and theses considered scholarly or peer-reviewed resources?

Dissertations and theses may be considered scholarly sources since they are closely supervised by a dissertation committee made up of scholars, are directed at an academic audience, are extensively researched, follow research methodology, and are cited in other scholarly work.

However, dissertations are still considered student work and are  not  peer-reviewed. Always clarify with your instructor or chair as to whether you can include and cite dissertations and theses in your research.

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Incorporating publications in your thesis

Publications and your doctorate thesis.

This resource provides a brief introduction to incorporating publications in your thesis. It includes activities to help you apply tips and reflect on your learning, and should take you 15-20 minutes to read and complete. Check out the further resources at the bottom of each section and references on the last page for more information on this topic.

Including papers that you have written for publication as part of your thesis shows your achievements and impact as a researcher.

This page looks at some key considerations for including publications in your thesis and connecting them into a unified narrative.

Approaching a thesis that includes publication

There are several approaches to incorporating publications into your thesis. You might:

• include individual papers that you have already prepared, or start with a broad thesis plan that sets out the individual papers you wish to submit for publication as you work on your research project.
• finalise your publications before or after you’ve written the related thesis chapters.
• be modifying your publications to fit the thesis or adapting your thesis into publications.

No matter what your circumstances, the university offers a wide range of options for putting together a graduate research thesis. Keep in mind:

• The same criteria, including the required volume of work, apply to theses with or without publication, and theses with small or large publication proportions.
• Focus on the thesis as a whole and the integration of any publication to strengthen the thesis, rather than the number or status of your publications.
• Your thesis, first and foremost, should provide a clear and cohesive narrative of your research to your readers.

Challenges of a thesis that includes publication

Although any form of thesis will have its challenges, writing a thesis that includes publication may create extra demands on you.

For example, choosing to get your work published early in your candidature might mean you feel the pressure to write like an expert, even when you don’t yet feel like one.

Also, your papers might speak to different audiences with different purposes at different stages of your research, and follow different journal conventions. This means that, when it comes time to incorporate your publications into a longer piece of work, you will need to align them and make them fit the purpose and audience of your thesis.

To help you start tackling these challenges, it’s useful to know what qualities a doctorate thesis needs to demonstrate and think about how to curate your publications to show these.

Showing doctorate qualities using your publications

High standards apply to the examination of a doctorate thesis. Nygaard and Solli (2021) synthesise these standards into five qualities:

Your thesis writing needs to be of a publishable standard. While this can be evaluated in terms of potential publishability, including published work or papers intended for publication in your thesis can provide clear evidence of this.

• How many publications do you intend to include in your thesis? What are they?
• What are the publication statuses of these papers (intended/under review/published)?
• What journals are your works published in/intended for? Are they peer-reviewed?

While your publications need to speak to the scholarly communities of the journals you submit them to, which may or may not fit neatly in a single discipline, your thesis will need to show that it belongs in the discipline it sits within. Show awareness of the terminology, conventions, key conversations or debates of your field, even when you’re deviating from these.

If your thesis is interdisciplinary, state early in your writing what disciplines it brings together and why; you will also need to deal with the terminology and conventions of these disciplines for readers who may not be familiar with them.

• What discipline(s) does your thesis belong in?
• How do your publications relate to this discipline?
• What disciplinary terminology, conventions, conversations or debates are you drawing on in your thesis?

Your thesis needs to show you’re making a new and significant contribution to your field.

This could be providing a new understanding of or solution to an existing problem, building a new model, framework or methodology for tackling an old issue, or continuing or investigating someone else’s work. Originality involves finding your own angle or position on your research problem, not just reporting new data. This angle or position should be embedded in your whole thesis, including your publications.

• What contribution will your thesis make to your field?
• In what ways will this contribution be new and significant?
• What are the contributions of your publications? How do they align with the overall contribution of the thesis?

While you can draw extensively on your discipline, your examiners will be looking for clear evidence of your ability to think independently and express your own ideas confidently as a researcher and writer.

If your research is part of a bigger team project, or if you intend to include co-authored papers in your thesis, indicate clearly which part of the work you undertook, how your work shaped the bigger project and what you learned from working with others.

• Is your research part of a bigger project involving a team of researchers?
• Are you including co-authored papers in your thesis? If so, do they meet the University’s authorship requirements for inclusion ?
• If you answered ‘yes’ to either of the above questions, what is your part of the work? How has it shaped the bigger work? What have you learned from the collaboration?

Your thesis, whether with or without publication, needs to form a cohesive text from beginning to end. All its elements need to align effectively with one another to make a unified overarching argument.

For example, your conclusion should address at a high level the research problem described in the introduction, whereas the middle chapters should pace the answer to the research question or hypothesis in a way that draws on the foregoing chapters and builds up to the more conceptual discussion at the end.

• Can you identify an overarching argument in your thesis? If so, what is it?
• What are the key messages of your thesis chapters, including publications?
• How do these messages relate to one another and the overarching argument?

For information on how to write a paper for publication and on policy questions about formal requirements for a thesis that includes publications, click on ‘Further resources’.

Writing a paper for publication

Graduate Research Training Policy

Graduate Research Hub: Incorporating publications

Use the side menu to go the next section: Planning your thesis including publications , where we explore thesis and publication mapping tools.

Planning your thesis including publications

Aim to plan your publications as part of initial planning of the whole thesis. This reduces duplication or gaps between the papers, and involves less work than retrofitting publications to your thesis later on. Nevertheless, it’s never too late to recalibrate your plan with emerging publications in mind.

Use planning tools

Planning tools such as a thesis map and publication map  can be used both prospectively and retrospectively. It’s a good idea to go through this process in the thesis planning phase, and review the results regularly throughout your candidature.

This video shows you how to use a thesis mapping template and publication mapping tool to plan your thesis and publications. You can download the  thesis mapping template (DOCX 23.0 KB) and publication mapping template  (DOCX 19.9 KB) that are shown in the video.

Consider how publications relate to the thesis

It's rare to have a linear, one-to-one relationship whereby each publication answers one research question completely. An example of this might be that each publication reports one experiment in a series of experiments that correspond neatly to the list of aims and hypotheses in a thesis. Even if your thesis fits this category, you still need to demonstrate how these aims and hypotheses relate together as part of a whole narrative.

More often, though, your publications will address the overarching research question in a complementary manner, for example by using different methods or focusing on different aspects of the problem. Ask:

• How do the papers complement one another and provide a nuanced answer to the research question?
• If they are in conflict, how could you resolve it or justify a more complex answer?

Sequence publications logically

Incorporate publications in an order that progresses your argument, not necessarily in the order of the writing or publication dates. It is usual to have one publication as one chapter in the thesis.

However, if it makes more sense to combine two shorter papers into one chapter, or to omit part of a publication from a chapter, explain and justify your choice clearly in the introduction to the chapter.

Learn from example theses

As part of your planning, you may find it valuable to look through a few examples of theses that include publications. Use the prompts below to help you reflect on how you could learn from examples.

1. Explore examples of thesis and chapter formats when including publications . Which thesis and chapter format resonates the most with your thesis plan?

2. Have a look at a few theses that include publications in your field or as close to your field as you can find. You can use the example theses on the Graduate Research Hub or find your own examples on Minerva . Ask:

• How many papers for publication are included as part of the thesis?
• What kind of papers are included? Empirical, theoretical, methodological or review?
• What structure does the thesis have? Does it follow an IMRAD (Introduction, Methods, Results and Discussion) structure, a variation of this or a different structure? Note down its key parts.
• How would you like your thesis to be structured?

Compare you answers to the above questions to your thesis plan or map. Would you like to change anything about it?

Examples of thesis and chapter formats when including publications

Examples of theses with publications

Minerva Access: University of Melbourne’s institutional repository

Publishing from the PhD – make a publication plan

Co-authoring a PhD by publication: Assigning percentages to who did what

Use the side menu to go the next section: Relating publications to thesis sections , where we look at the role of different thesis sections in integrating publications.

Relating publications to thesis sections

Sections of your writing that are exclusive to your thesis, which do not appear in your publications, can help integrate your publications by guiding readers to see links between your thesis and those publications. These links can demonstrate a strong sense of control over the design of your thesis and show examiners that you can connect the parts to the whole seamlessly.

The role of thesis sections in integrating your publications

Gives you the chance to frame, explicitly, the relationship between your publications and the thesis (the examples given below this presentation will indicate some ways to do this).

• Relates directly to your overarching research question
• Is more comprehensive and contains more detail than the background sections of publications
• Can include a paper for publication, which may need modifying so that it addresses your thesis question with an appropriate breadth and depth.

If the methods in your included publications don’t demonstrate the overarching approach of the thesis, or if they have evolved since, consider:

• Writing an overview of the methodology and its development in the introduction or a separate methodology chapter.
• Discussing how the methods reported in the publications link to the overarching methodology in the introduction or reflection sections of the chapters that contain the publications.

A chapter that contains publication typically begins with an added introductory section. In this section, you can:

• List the paper(s) included in the chapter.
• Briefly overview its specific aims or hypotheses in the context of the whole thesis.
• State any changes you’ve made to the original paper (additions, deletions and other modifications) and briefly give reasons for these changes.

If a publication forms sufficient material for a chapter, a basic chapter structure including an introductory section followed by the paper is a great choice. However, if the publication forms only part of the chapter, consider a more complex chapter structure, such as the following:

• Introduction – including specific aims and hypotheses
• Methods not included in the paper
• Results not included in the paper
• Discussion – extension of the paper’s discussion, further method development

While chapters that include publications usually highlight their specific contributions, the overall thesis discussion or conclusion should state the combined significance of all the findings at a more conceptual level.

You can synthesise findings from your papers using visualisation, such as in this example:

Visualising integration of findings across publications using bullet points and arrows (Bjerke, 2017, cited in Nygaard & Solli, 2021, p. 145)

Explore an example

This example raises your awareness of the different roles the thesis introduction plays in connecting publications to the thesis. In the presentation below, you will read three introduction excerpts from a history thesis (adapted from Mody, 2018, pp. 1–19). Answer the question on each slide, then turn the card to read the analysis. Some key language has been bolded to aid you.

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Use the side menu to go the next section: Establishing a cohesive narrative , where we look at how to approach the narrative for a thesis that includes publications.

Establishing a cohesive narrative

The narrative of a thesis refers to the broad enquiry that develops through and connects the more data-focused parts of the thesis, which can include publications.

The narrative typically includes the thesis introduction and thesis discussion/conclusion, as well as the text that introduces and reflects on the data chapters.

Establishing an effective narrative can help you:

• Transition between ideas smoothly
• Create a unified whole for your thesis
• Emphasise aspects of a publication to both differentiate and connect it to the thesis
• Resolve gaps, repetitions or tensions between publications or other thesis components
• Address issues that publications don’t accommodate but which are key to thesis examination, such as a detailed exploration of ethical challenges or your journey of learning and development as a researcher
• Develop new publication ideas, which may emerge from a comprehensive view of the whole thesis.

Engaging in crafting the narrative throughout your candidature can strengthen both your work and your researcher identity.

Overarching argument

Use the table of contents to place your publications in the thesis and gauge whether you can see a clear argument across all thesis components. The following example demonstrates how publications sit alongside chapters written for the thesis as equal components making up a whole.

While acknowledgement of a publication should be made, it’s important to integrate it into the thesis and avoid over-emphasising the role of publications to the extent that they may undermine any non-publication material.

Examine example narratives

Work through the following examples of thesis narratives and complete the associated activities to find out more about the features of an effective narrative. Some critical language has been bolded to help with your observations.

Reflect on the role of your publications, whether completed or intended, throughout the planning and writing of your thesis. This helps you to approach both your publications and your thesis proactively, and build strong research outputs and skills as a researcher-writer.

For more information and support in your writing, Explore: Academic Skills Graduate Research services

The “exegesis” in PhD by publication

Arundel, J. (2015). The spatio-temporal distribution of honey bees and floral resources in Australia [PhD thesis, University of Melbourne]. http://hdl.handle.net/11343/59612

Bibb, J. (2016). Musical recovery: The role of group singing in regaining healthy relationships with music to promote mental health recovery [PhD thesis, University of Melbourne]. http://hdl.handle.net/11343/124271

Mody, F. (2018). Doctors down under: European medical migrants in Victoria (Australia), 1930-60 [PhD thesis, University of Melbourne]. http://hdl.handle.net/11343/221550

Nygaard, L., & Solli, K. (2021). Strategies for writing a thesis by publication in the social sciences and humanities . Routledge.

Frequently asked questions

How long is a dissertation.

Dissertation word counts vary widely across different fields, institutions, and levels of education:

• An undergraduate dissertation is typically 8,000–15,000 words
• A master’s dissertation is typically 12,000–50,000 words
• A PhD thesis is typically book-length: 70,000–100,000 words

However, none of these are strict guidelines – your word count may be lower or higher than the numbers stated here. Always check the guidelines provided by your university to determine how long your own dissertation should be.

Frequently asked questions: Dissertation

A dissertation prospectus or proposal describes what or who you plan to research for your dissertation. It delves into why, when, where, and how you will do your research, as well as helps you choose a type of research to pursue. You should also determine whether you plan to pursue qualitative or quantitative methods and what your research design will look like.

It should outline all of the decisions you have taken about your project, from your dissertation topic to your hypotheses and research objectives , ready to be approved by your supervisor or committee.

Note that some departments require a defense component, where you present your prospectus to your committee orally.

A thesis is typically written by students finishing up a bachelor’s or Master’s degree. Some educational institutions, particularly in the liberal arts, have mandatory theses, but they are often not mandatory to graduate from bachelor’s degrees. It is more common for a thesis to be a graduation requirement from a Master’s degree.

Even if not mandatory, you may want to consider writing a thesis if you:

• Plan to attend graduate school soon
• Have a particular topic you’d like to study more in-depth
• Are considering a career in research
• Would like a capstone experience to tie up your academic experience

The conclusion of your thesis or dissertation should include the following:

• A restatement of your research question
• A summary of your key arguments and/or results
• A short discussion of the implications of your research

The conclusion of your thesis or dissertation shouldn’t take up more than 5–7% of your overall word count.

For a stronger dissertation conclusion , avoid including:

• Important evidence or analysis that wasn’t mentioned in the discussion section and results section
• Generic concluding phrases (e.g. “In conclusion …”)
• Weak statements that undermine your argument (e.g., “There are good points on both sides of this issue.”)

Your conclusion should leave the reader with a strong, decisive impression of your work.

While it may be tempting to present new arguments or evidence in your thesis or disseration conclusion , especially if you have a particularly striking argument you’d like to finish your analysis with, you shouldn’t. Theses and dissertations follow a more formal structure than this.

All your findings and arguments should be presented in the body of the text (more specifically in the discussion section and results section .) The conclusion is meant to summarize and reflect on the evidence and arguments you have already presented, not introduce new ones.

A theoretical framework can sometimes be integrated into a  literature review chapter , but it can also be included as its own chapter or section in your dissertation . As a rule of thumb, if your research involves dealing with a lot of complex theories, it’s a good idea to include a separate theoretical framework chapter.

A literature review and a theoretical framework are not the same thing and cannot be used interchangeably. While a theoretical framework describes the theoretical underpinnings of your work, a literature review critically evaluates existing research relating to your topic. You’ll likely need both in your dissertation .

While a theoretical framework describes the theoretical underpinnings of your work based on existing research, a conceptual framework allows you to draw your own conclusions, mapping out the variables you may use in your study and the interplay between them.

A thesis or dissertation outline is one of the most critical first steps in your writing process. It helps you to lay out and organize your ideas and can provide you with a roadmap for deciding what kind of research you’d like to undertake.

Generally, an outline contains information on the different sections included in your thesis or dissertation , such as:

• Your anticipated title
• Your abstract
• Your chapters (sometimes subdivided into further topics like literature review , research methods , avenues for future research, etc.)

When you mention different chapters within your text, it’s considered best to use Roman numerals for most citation styles. However, the most important thing here is to remain consistent whenever using numbers in your dissertation .

In most styles, the title page is used purely to provide information and doesn’t include any images. Ask your supervisor if you are allowed to include an image on the title page before doing so. If you do decide to include one, make sure to check whether you need permission from the creator of the image.

Include a note directly beneath the image acknowledging where it comes from, beginning with the word “ Note .” (italicized and followed by a period). Include a citation and copyright attribution . Don’t title, number, or label the image as a figure , since it doesn’t appear in your main text.

Definitional terms often fall into the category of common knowledge , meaning that they don’t necessarily have to be cited. This guidance can apply to your thesis or dissertation glossary as well.

However, if you’d prefer to cite your sources , you can follow guidance for citing dictionary entries in MLA or APA style for your glossary.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. In contrast, an index is a list of the contents of your work organized by page number.

The title page of your thesis or dissertation goes first, before all other content or lists that you may choose to include.

The title page of your thesis or dissertation should include your name, department, institution, degree program, and submission date.

Glossaries are not mandatory, but if you use a lot of technical or field-specific terms, it may improve readability to add one to your thesis or dissertation. Your educational institution may also require them, so be sure to check their specific guidelines.

A glossary or “glossary of terms” is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. Your glossary only needs to include terms that your reader may not be familiar with, and is intended to enhance their understanding of your work.

A glossary is a collection of words pertaining to a specific topic. In your thesis or dissertation, it’s a list of all terms you used that may not immediately be obvious to your reader. In contrast, dictionaries are more general collections of words.

An abbreviation is a shortened version of an existing word, such as Dr. for Doctor. In contrast, an acronym uses the first letter of each word to create a wholly new word, such as UNESCO (an acronym for the United Nations Educational, Scientific and Cultural Organization).

As a rule of thumb, write the explanation in full the first time you use an acronym or abbreviation. You can then proceed with the shortened version. However, if the abbreviation is very common (like PC, USA, or DNA), then you can use the abbreviated version from the get-go.

Be sure to add each abbreviation in your list of abbreviations !

If you only used a few abbreviations in your thesis or dissertation , you don’t necessarily need to include a list of abbreviations .

If your abbreviations are numerous, or if you think they won’t be known to your audience, it’s never a bad idea to add one. They can also improve readability, minimizing confusion about abbreviations unfamiliar to your reader.

A list of abbreviations is a list of all the abbreviations that you used in your thesis or dissertation. It should appear at the beginning of your document, with items in alphabetical order, just after your table of contents .

Your list of tables and figures should go directly after your table of contents in your thesis or dissertation.

Lists of figures and tables are often not required, and aren’t particularly common. They specifically aren’t required for APA-Style, though you should be careful to follow their other guidelines for figures and tables .

If you have many figures and tables in your thesis or dissertation, include one may help you stay organized. Your educational institution may require them, so be sure to check their guidelines.

A list of figures and tables compiles all of the figures and tables that you used in your thesis or dissertation and displays them with the page number where they can be found.

The table of contents in a thesis or dissertation always goes between your abstract and your introduction .

You may acknowledge God in your dissertation acknowledgements , but be sure to follow academic convention by also thanking the members of academia, as well as family, colleagues, and friends who helped you.

A literature review is a survey of credible sources on a topic, often used in dissertations , theses, and research papers . Literature reviews give an overview of knowledge on a subject, helping you identify relevant theories and methods, as well as gaps in existing research. Literature reviews are set up similarly to other  academic texts , with an introduction , a main body, and a conclusion .

An  annotated bibliography is a list of  source references that has a short description (called an annotation ) for each of the sources. It is often assigned as part of the research process for a  paper .  

In a thesis or dissertation, the discussion is an in-depth exploration of the results, going into detail about the meaning of your findings and citing relevant sources to put them in context.

The conclusion is more shorter and more general: it concisely answers your main research question and makes recommendations based on your overall findings.

In the discussion , you explore the meaning and relevance of your research results , explaining how they fit with existing research and theory. Discuss:

• Your  interpretations : what do the results tell us?
• The  implications : why do the results matter?
• The  limitation s : what can’t the results tell us?

The results chapter or section simply and objectively reports what you found, without speculating on why you found these results. The discussion interprets the meaning of the results, puts them in context, and explains why they matter.

In qualitative research , results and discussion are sometimes combined. But in quantitative research , it’s considered important to separate the objective results from your interpretation of them.

Results are usually written in the past tense , because they are describing the outcome of completed actions.

The results chapter of a thesis or dissertation presents your research results concisely and objectively.

In quantitative research , for each question or hypothesis , state:

• The type of analysis used
• Relevant results in the form of descriptive and inferential statistics
• Whether or not the alternative hypothesis was supported

In qualitative research , for each question or theme, describe:

• Recurring patterns
• Significant or representative individual responses
• Relevant quotations from the data

Don’t interpret or speculate in the results chapter.

To automatically insert a table of contents in Microsoft Word, follow these steps:

• Apply heading styles throughout the document.
• In the references section in the ribbon, locate the Table of Contents group.
• Click the arrow next to the Table of Contents icon and select Custom Table of Contents.
• Select which levels of headings you would like to include in the table of contents.

Make sure to update your table of contents if you move text or change headings. To update, simply right click and select Update Field.

All level 1 and 2 headings should be included in your table of contents . That means the titles of your chapters and the main sections within them.

The contents should also include all appendices and the lists of tables and figures, if applicable, as well as your reference list .

Do not include the acknowledgements or abstract in the table of contents.

The abstract appears on its own page in the thesis or dissertation , after the title page and acknowledgements but before the table of contents .

An abstract for a thesis or dissertation is usually around 200–300 words. There’s often a strict word limit, so make sure to check your university’s requirements.

In a thesis or dissertation, the acknowledgements should usually be no longer than one page. There is no minimum length.

The acknowledgements are generally included at the very beginning of your thesis , directly after the title page and before the abstract .

Yes, it’s important to thank your supervisor(s) in the acknowledgements section of your thesis or dissertation .

Even if you feel your supervisor did not contribute greatly to the final product, you must acknowledge them, if only for a very brief thank you. If you do not include your supervisor, it may be seen as a snub.

In the acknowledgements of your thesis or dissertation, you should first thank those who helped you academically or professionally, such as your supervisor, funders, and other academics.

Then you can include personal thanks to friends, family members, or anyone else who supported you during the process.

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