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Research Paper Examples

Research paper examples are of great value for students who want to complete their assignments timely and efficiently. If you are a student in the university, your first stop in the quest for research paper examples will be the campus library where you can get to view the research sample papers of lecturers and other professionals in diverse fields plus those of fellow students who preceded you in the campus. Many college departments maintain libraries of previous student work, including large research papers, which current students can examine.

Embark on a journey of academic excellence with iResearchNet, your premier destination for research paper examples that illuminate the path to scholarly success. In the realm of academia, where the pursuit of knowledge is both a challenge and a privilege, the significance of having access to high-quality research paper examples cannot be overstated. These exemplars are not merely papers; they are beacons of insight, guiding students and scholars through the complex maze of academic writing and research methodologies.

At iResearchNet, we understand that the foundation of academic achievement lies in the quality of resources at one’s disposal. This is why we are dedicated to offering a comprehensive collection of research paper examples across a multitude of disciplines. Each example stands as a testament to rigorous research, clear writing, and the deep understanding necessary to advance in one’s academic and professional journey.

Access to superior research paper examples equips learners with the tools to develop their own ideas, arguments, and hypotheses, fostering a cycle of learning and discovery that transcends traditional boundaries. It is with this vision that iResearchNet commits to empowering students and researchers, providing them with the resources to not only meet but exceed the highest standards of academic excellence. Join us on this journey, and let iResearchNet be your guide to unlocking the full potential of your academic endeavors.

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Importance of Research Paper Examples

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A Sample Research Paper on Child Abuse

A research paper represents the pinnacle of academic investigation, a scholarly manuscript that encapsulates a detailed study, analysis, or argument based on extensive independent research. It is an embodiment of the researcher’s ability to synthesize a wealth of information, draw insightful conclusions, and contribute novel perspectives to the existing body of knowledge within a specific field. At its core, a research paper strives to push the boundaries of what is known, challenging existing theories and proposing new insights that could potentially reshape the understanding of a particular subject area.

The objective of writing a research paper is manifold, serving both educational and intellectual pursuits. Primarily, it aims to educate the author, providing a rigorous framework through which they engage deeply with a topic, hone their research and analytical skills, and learn the art of academic writing. Beyond personal growth, the research paper serves the broader academic community by contributing to the collective pool of knowledge, offering fresh perspectives, and stimulating further research. It is a medium through which scholars communicate ideas, findings, and theories, thereby fostering an ongoing dialogue that propels the advancement of science, humanities, and other fields of study.

Research papers can be categorized into various types, each with distinct objectives and methodologies. The most common types include:

• Analytical Research Paper: This type focuses on analyzing different viewpoints represented in the scholarly literature or data. The author critically evaluates and interprets the information, aiming to provide a comprehensive understanding of the topic.
• Argumentative or Persuasive Research Paper: Here, the author adopts a stance on a contentious issue and argues in favor of their position. The objective is to persuade the reader through evidence and logic that the author’s viewpoint is valid or preferable.
• Experimental Research Paper: Often used in the sciences, this type documents the process, results, and implications of an experiment conducted by the author. It provides a detailed account of the methodology, data collected, analysis performed, and conclusions drawn.
• Survey Research Paper: This involves collecting data from a set of respondents about their opinions, behaviors, or characteristics. The paper analyzes this data to draw conclusions about the population from which the sample was drawn.
• Comparative Research Paper: This type involves comparing and contrasting different theories, policies, or phenomena. The aim is to highlight similarities and differences, thereby gaining a deeper understanding of the subjects under review.
• Cause and Effect Research Paper: It explores the reasons behind specific actions, events, or conditions and the consequences that follow. The goal is to establish a causal relationship between variables.
• Review Research Paper: This paper synthesizes existing research on a particular topic, offering a comprehensive analysis of the literature to identify trends, gaps, and consensus in the field.

Understanding the nuances and objectives of these various types of research papers is crucial for scholars and students alike, as it guides their approach to conducting and writing up their research. Each type demands a unique set of skills and perspectives, pushing the author to think critically and creatively about their subject matter. As the academic landscape continues to evolve, the research paper remains a fundamental tool for disseminating knowledge, encouraging innovation, and fostering a culture of inquiry and exploration.

Browse Sample Research Papers

iResearchNet prides itself on offering a wide array of research paper examples across various disciplines, meticulously curated to support students, educators, and researchers in their academic endeavors. Each example embodies the hallmarks of scholarly excellence—rigorous research, analytical depth, and clear, precise writing. Below, we explore the diverse range of research paper examples available through iResearchNet, designed to inspire and guide users in their quest for academic achievement.

Anthropology Research Paper Examples

Our anthropology research paper examples delve into the study of humanity, exploring cultural, social, biological, and linguistic variations among human populations. These papers offer insights into human behavior, traditions, and evolution, providing a comprehensive overview of anthropological research methods and theories.

• Archaeology Research Paper
• Forensic Anthropology Research Paper
• Linguistics Research Paper
• Medical Anthropology Research Paper
• Social Problems Research Paper

Art Research Paper Examples

The art research paper examples feature analyses of artistic expressions across different cultures and historical periods. These papers cover a variety of topics, including art history, criticism, and theory, as well as the examination of specific artworks or movements.

• Performing Arts Research Paper
• Music Research Paper
• Architecture Research Paper
• Theater Research Paper
• Visual Arts Research Paper

Cancer Research Paper Examples

Our cancer research paper examples focus on the latest findings in the field of oncology, discussing the biological mechanisms of cancer, advancements in diagnostic techniques, and innovative treatment strategies. These papers aim to contribute to the ongoing battle against cancer by sharing cutting-edge research.

• Breast Cancer Research Paper
• Leukemia Research Paper
• Lung Cancer Research Paper
• Ovarian Cancer Research Paper
• Prostate Cancer Research Paper

Communication Research Paper Examples

These examples explore the complexities of human communication, covering topics such as media studies, interpersonal communication, and public relations. The papers examine how communication processes affect individuals, societies, and cultures.

• Advertising Research Paper
• Journalism Research Paper
• Media Research Paper
• Public Relations Research Paper
• Public Speaking Research Paper

Crime Research Paper Examples

The crime research paper examples provided by iResearchNet investigate various aspects of criminal behavior and the factors contributing to crime. These papers cover a range of topics, from theoretical analyses of criminality to empirical studies on crime prevention strategies.

• Computer Crime Research Paper
• Domestic Violence Research Paper
• Hate Crimes Research Paper
• Organized Crime Research Paper
• White-Collar Crime Research Paper

Criminal Justice Research Paper Examples

Our criminal justice research paper examples delve into the functioning of the criminal justice system, exploring issues related to law enforcement, the judiciary, and corrections. These papers critically examine policies, practices, and reforms within the criminal justice system.

• Capital Punishment Research Paper
• Community Policing Research Paper
• Corporal Punishment Research Paper
• Criminal Investigation Research Paper
• Criminal Justice System Research Paper
• Plea Bargaining Research Paper
• Restorative Justice Research Paper

Criminal Law Research Paper Examples

These examples focus on the legal aspects of criminal behavior, discussing laws, regulations, and case law that govern criminal proceedings. The papers provide an in-depth analysis of criminal law principles, legal defenses, and the implications of legal decisions.

• Actus Reus Research Paper
• Gun Control Research Paper
• Insanity Defense Research Paper
• International Criminal Law Research Paper
• Self-Defense Research Paper

Criminology Research Paper Examples

iResearchNet’s criminology research paper examples study the causes, prevention, and societal impacts of crime. These papers employ various theoretical frameworks to analyze crime trends and propose effective crime reduction strategies.

• Cultural Criminology Research Paper
• Education and Crime Research Paper
• Marxist Criminology Research Paper
• School Crime Research Paper
• Urban Crime Research Paper

Culture Research Paper Examples

The culture research paper examples examine the beliefs, practices, and artifacts that define different societies. These papers explore how culture shapes identities, influences behaviors, and impacts social interactions.

• Advertising and Culture Research Paper
• Material Culture Research Paper
• Popular Culture Research Paper
• Cross-Cultural Studies Research Paper
• Culture Change Research Paper

Economics Research Paper Examples

Our economics research paper examples offer insights into the functioning of economies at both the micro and macro levels. Topics include economic theory, policy analysis, and the examination of economic indicators and trends.

• Budget Research Paper
• Cost-Benefit Analysis Research Paper
• Fiscal Policy Research Paper
• Labor Market Research Paper

Education Research Paper Examples

These examples address a wide range of issues in education, from teaching methods and curriculum design to educational policy and reform. The papers aim to enhance understanding and improve outcomes in educational settings.

• Early Childhood Education Research Paper
• Information Processing Research Paper
• Multicultural Education Research Paper
• Special Education Research Paper
• Standardized Tests Research Paper

Health Research Paper Examples

The health research paper examples focus on public health issues, healthcare systems, and medical interventions. These papers contribute to the discourse on health promotion, disease prevention, and healthcare management.

• AIDS Research Paper
• Alcoholism Research Paper
• Disease Research Paper
• Health Economics Research Paper
• Health Insurance Research Paper
• Nursing Research Paper

History Research Paper Examples

Our history research paper examples cover significant events, figures, and periods, offering critical analyses of historical narratives and their impact on present-day society.

• Adolf Hitler Research Paper
• American Revolution Research Paper
• Ancient Greece Research Paper
• Apartheid Research Paper
• Christopher Columbus Research Paper
• Climate Change Research Paper
• Cold War Research Paper
• Columbian Exchange Research Paper
• Deforestation Research Paper
• Diseases Research Paper
• Earthquakes Research Paper
• Egypt Research Paper

Leadership Research Paper Examples

These examples explore the theories and practices of effective leadership, examining the qualities, behaviors, and strategies that distinguish successful leaders in various contexts.

• Implicit Leadership Theories Research Paper
• Judicial Leadership Research Paper
• Leadership Styles Research Paper
• Police Leadership Research Paper
• Political Leadership Research Paper
• Remote Leadership Research Paper

Mental Health Research Paper Examples

The mental health research paper examples provided by iResearchNet discuss psychological disorders, therapeutic interventions, and mental health advocacy. These papers aim to raise awareness and improve mental health care practices.

• ADHD Research Paper
• Anxiety Research Paper
• Autism Research Paper
• Depression Research Paper
• Eating Disorders Research Paper
• PTSD Research Paper
• Schizophrenia Research Paper
• Stress Research Paper

Political Science Research Paper Examples

Our political science research paper examples analyze political systems, behaviors, and ideologies. Topics include governance, policy analysis, and the study of political movements and institutions.

• American Government Research Paper
• Civil War Research Paper
• Communism Research Paper
• Democracy Research Paper
• Game Theory Research Paper
• Human Rights Research Paper
• International Relations Research Paper
• Terrorism Research Paper

Psychology Research Paper Examples

These examples delve into the study of the mind and behavior, covering a broad range of topics in clinical, cognitive, developmental, and social psychology.

• Artificial Intelligence Research Paper
• Assessment Psychology Research Paper
• Biological Psychology Research Paper
• Clinical Psychology Research Paper
• Cognitive Psychology Research Paper
• Developmental Psychology Research Paper
• Discrimination Research Paper
• Educational Psychology Research Paper
• Environmental Psychology Research Paper
• Experimental Psychology Research Paper
• Intelligence Research Paper
• Learning Disabilities Research Paper
• Personality Psychology Research Paper
• Psychiatry Research Paper
• Psychotherapy Research Paper
• Social Cognition Research Paper
• Social Psychology Research Paper

Sociology Research Paper Examples

The sociology research paper examples examine societal structures, relationships, and processes. These papers provide insights into social phenomena, inequality, and change.

• Family Research Paper
• Demography Research Paper
• Group Dynamics Research Paper
• Quality of Life Research Paper
• Social Change Research Paper
• Social Movements Research Paper
• Social Networks Research Paper

Technology Research Paper Examples

Our technology research paper examples address the impact of technological advancements on society, exploring issues related to digital communication, cybersecurity, and innovation.

• Computer Forensics Research Paper
• Genetic Engineering Research Paper
• History of Technology Research Paper
• Internet Research Paper
• Nanotechnology Research Paper

Other Research Paper Examples

• Abortion Research Paper
• Adoption Research Paper
• Animal Testing Research Paper
• Bullying Research Paper
• Diversity Research Paper
• Divorce Research Paper
• Drugs Research Paper
• Environmental Issues Research Paper
• Ethics Research Paper
• Evolution Research Paper
• Feminism Research Paper
• Food Research Paper
• Gender Research Paper
• Globalization Research Paper
• Juvenile Justice Research Paper
• Law Research Paper
• Management Research Paper
• Philosophy Research Paper
• Public Health Research Paper
• Religion Research Paper
• Science Research Paper
• Social Sciences Research Paper
• Statistics Research Paper
• Other Sample Research Papers

Each category of research paper examples provided by iResearchNet serves as a valuable resource for students and researchers seeking to deepen their understanding of a specific field. By offering a comprehensive collection of well-researched and thoughtfully written papers, iResearchNet aims to support academic growth and encourage scholarly inquiry across diverse disciplines.

Sample Research Papers: To Read or Not to Read?

When you get an assignment to write a research paper, the first question you ask yourself is ‘Should I look for research paper examples?’ Maybe, I can deal with this task on my own without any help. Is it that difficult?

Thousands of students turn to our service every day for help. It does not mean that they cannot do their assignments on their own. They can, but the reason is different. Writing a research paper demands so much time and energy that asking for assistance seems to be a perfect solution. As the matter of fact, it is a perfect solution, especially, when you need to work to pay for your studying as well.

Firstly, if you search for research paper examples before you start writing, you can save your time significantly. You look at the example and you understand the gist of your assignment within several minutes. Secondly, when you examine some sample paper, you get to know all the requirements. You analyze the structure, the language, and the formatting details. Finally, reading examples helps students to overcome writer’s block, as other people’s ideas can motivate you to discover your own ideas.

The significance of research paper examples in the academic journey of students cannot be overstated. These examples serve not only as a blueprint for structuring and formatting academic papers but also as a beacon guiding students through the complex landscape of academic writing standards. iResearchNet recognizes the pivotal role that high-quality research paper examples play in fostering academic success and intellectual growth among students.

Blueprint for Academic Success

Research paper examples provided by iResearchNet are meticulously crafted to demonstrate the essential elements of effective academic writing. These examples offer clear insights into how to organize a paper, from the introductory paragraph, through the development of arguments and analysis, to the concluding remarks. They showcase the appropriate use of headings, subheadings, and the integration of tables, figures, and appendices, which collectively contribute to a well-organized and coherent piece of scholarly work. By studying these examples, students can gain a comprehensive understanding of the structure and formatting required in academic papers, which is crucial for meeting the rigorous standards of academic institutions.

Sparking Ideas and Providing Evidence

Beyond serving as a structural guide, research paper examples act as a source of inspiration for students embarking on their research projects. These examples illuminate a wide array of topics, methodologies, and analytical frameworks, thereby sparking ideas for students’ own research inquiries. They demonstrate how to effectively engage with existing literature, frame research questions, and develop a compelling thesis statement. Moreover, by presenting evidence and arguments in a logical and persuasive manner, these examples illustrate the art of substantiating claims with solid research, encouraging students to adopt a similar level of rigor and depth in their work.

Enhancing Research Skills

Engagement with high-quality research paper examples is instrumental in improving research skills among students. These examples expose students to various research methodologies, from qualitative case studies to quantitative analyses, enabling them to appreciate the breadth of research approaches applicable to their fields of study. By analyzing these examples, students learn how to critically evaluate sources, differentiate between primary and secondary data, and apply ethical considerations in research. Furthermore, these papers serve as a model for effectively citing sources, thereby teaching students the importance of academic integrity and the avoidance of plagiarism.

In essence, research paper examples are a fundamental resource that can significantly enhance the academic writing and research capabilities of students. iResearchNet’s commitment to providing access to a diverse collection of exemplary papers reflects its dedication to supporting academic excellence. Through these examples, students are equipped with the tools necessary to navigate the challenges of academic writing, foster innovative thinking, and contribute meaningfully to the scholarly community. By leveraging these resources, students can elevate their academic pursuits, ensuring their research is not only rigorous but also impactful.

Custom Research Paper Writing Services

In the academic journey, the ability to craft a compelling and meticulously researched paper is invaluable. Recognizing the challenges and pressures that students face, iResearchNet has developed a suite of research paper writing services designed to alleviate the burden of academic writing and research. Our services are tailored to meet the diverse needs of students across all academic disciplines, ensuring that every research paper not only meets but exceeds the rigorous standards of scholarly excellence. Below, we detail the multifaceted aspects of our research paper writing services, illustrating how iResearchNet stands as a beacon of support in the academic landscape.

At iResearchNet, we understand the pivotal role that research papers play in the academic and professional development of students. With this understanding at our core, we offer comprehensive writing services that cater to the intricate process of research paper creation. Our services are designed to guide students through every stage of the writing process, from initial research to final submission, ensuring clarity, coherence, and scholarly rigor.

The Need for Research Paper Writing Services

Navigating the complexities of academic writing and research can be a daunting task for many students. The challenges of identifying credible sources, synthesizing information, adhering to academic standards, and articulating arguments cohesively are significant. Furthermore, the pressures of tight deadlines and the high stakes of academic success can exacerbate the difficulties faced by students. iResearchNet’s research paper writing services are crafted to address these challenges head-on, providing expert assistance that empowers students to achieve their academic goals with confidence.

Why Choose iResearchNet

Selecting the right partner for research paper writing is a pivotal decision for students and researchers aiming for academic excellence. iResearchNet stands out as the premier choice for several compelling reasons, each designed to meet the diverse needs of our clientele and ensure their success.

• Expert Writers : At iResearchNet, we pride ourselves on our team of expert writers who are not only masters in their respective fields but also possess a profound understanding of academic writing standards. With advanced degrees and extensive experience, our writers bring depth, insight, and precision to each paper, ensuring that your work is informed by the latest research and methodologies.
• Top Quality : Quality is the cornerstone of our services. We adhere to rigorous quality control processes to ensure that every paper we deliver meets the highest standards of academic excellence. Our commitment to quality means thorough research, impeccable writing, and meticulous proofreading, resulting in work that not only meets but exceeds expectations.
• Customized Solutions : Understanding that each research project has its unique challenges and requirements, iResearchNet offers customized solutions tailored to your specific needs. Whether you’re grappling with a complex research topic, a tight deadline, or specific formatting guidelines, our team is equipped to provide personalized support that aligns with your objectives.
• Affordable Prices : We believe that access to high-quality research paper writing services should not be prohibitive. iResearchNet offers competitive pricing structures designed to provide value without compromising on quality. Our transparent pricing model ensures that you know exactly what you are paying for, with no hidden costs or surprises.
• Timely Delivery : Meeting deadlines is critical in academic writing, and at iResearchNet, we take this seriously. Our efficient processes and dedicated team ensure that your paper is delivered on time, every time, allowing you to meet your academic deadlines with confidence.
• 24/7 Support : Our commitment to your success is reflected in our round-the-clock support. Whether you have a question about your order, need to communicate with your writer, or require assistance with any aspect of our service, our friendly and knowledgeable support team is available 24/7 to assist you.
• Money-Back Guarantee : Your satisfaction is our top priority. iResearchNet offers a money-back guarantee, ensuring that if for any reason you are not satisfied with the work delivered, you are entitled to a refund. This policy underscores our confidence in the quality of our services and our dedication to your success.

Choosing iResearchNet for your research paper writing needs means partnering with a trusted provider committed to excellence, innovation, and customer satisfaction. Our unparalleled blend of expert writers, top-quality work, customized solutions, affordability, timely delivery, 24/7 support, and a money-back guarantee makes us the ideal choice for students and researchers seeking to elevate their academic performance.

How It Works: iResearchNet’s Streamlined Process

Navigating the process of obtaining a top-notch research paper has never been more straightforward, thanks to iResearchNet’s streamlined approach. Our user-friendly system ensures that from the moment you decide to place your order to the final receipt of your custom-written paper, every step is seamless, transparent, and tailored to your needs. Here’s how our comprehensive process works:

• Place Your Order : Begin your journey to academic success by visiting our website and filling out the order form. Here, you’ll provide details about your research paper, including the topic, academic level, number of pages, formatting style, and any specific instructions or requirements. This initial step is crucial for us to understand your needs fully and match you with the most suitable writer.
• Make Payment : Once your order details are confirmed, you’ll proceed to the payment section. Our platform offers a variety of secure payment options, ensuring that your transaction is safe and hassle-free. Our transparent pricing policy means you’ll know exactly what you’re paying for upfront, with no hidden fees.
• Choose Your Writer : After payment, you’ll have the opportunity to choose a writer from our team of experts. Our writers are categorized based on their fields of expertise, academic qualifications, and customer feedback ratings. This step empowers you to select the writer who best matches your research paper’s requirements, ensuring a personalized and targeted approach to your project.
• Receive Your Work : Our writer will commence work on your research paper, adhering to the specified guidelines and timelines. Throughout this process, you’ll have the ability to communicate directly with your writer, allowing for updates, revisions, and clarifications to ensure the final product meets your expectations. Once completed, your research paper will undergo a thorough quality check before being delivered to you via your chosen method.
• Free Revisions : Your satisfaction is our priority. Upon receiving your research paper, you’ll have the opportunity to review the work and request any necessary revisions. iResearchNet offers free revisions within a specified period, ensuring that your final paper perfectly aligns with your academic requirements and expectations.

Our process is designed to provide you with a stress-free experience and a research paper that reflects your academic goals. From placing your order to enjoying the success of a well-written paper, iResearchNet is here to support you every step of the way.

Our Extras: Enhancing Your iResearchNet Experience

At iResearchNet, we are committed to offering more than just standard research paper writing services. We understand the importance of providing a comprehensive and personalized experience for each of our clients. That’s why we offer a range of additional services designed to enhance your experience and ensure your academic success. Here are the exclusive extras you can benefit from:

• VIP Service : Elevate your iResearchNet experience with our VIP service, offering you priority treatment from the moment you place your order. This service ensures your projects are given first priority, with immediate attention from our team, and direct access to our top-tier writers and editors. VIP clients also benefit from our highest level of customer support, available to address any inquiries or needs with utmost urgency and personalized care.
• Plagiarism Report : Integrity and originality are paramount in academic writing. To provide you with peace of mind, we offer a detailed plagiarism report with every research paper. This report is generated using advanced plagiarism detection software, ensuring that your work is unique and adheres to the highest standards of academic honesty.
• Text Messages : Stay informed about your order’s progress with real-time updates sent directly to your phone. This service ensures you’re always in the loop, providing immediate notifications about key milestones, writer assignments, and any changes to your order status. With this added layer of communication, you can relax knowing that you’ll never miss an important update about your research paper.
• Table of Contents : A well-organized research paper is key to guiding readers through your work. Our service includes the creation of a detailed table of contents, meticulously structured to reflect the main sections and subsections of your paper. This not only enhances the navigability of your document but also presents your research in a professional and academically appropriate format.
• Abstract Page : The abstract page is your research paper’s first impression, summarizing the essential points of your study and its conclusions. Crafting a compelling abstract is an art, and our experts are skilled in highlighting the significance, methodology, results, and implications of your research succinctly and effectively. This service ensures that your paper makes a strong impact from the very beginning.
• Editor’s Check : Before your research paper reaches you, it undergoes a final review by our team of experienced editors. This editor’s check is a comprehensive process that includes proofreading for grammar, punctuation, and spelling errors, as well as ensuring that the paper meets all your specifications and academic standards. This meticulous attention to detail guarantees that your paper is polished, professional, and ready for submission.

To ensure your research paper is of the highest quality and ready for submission, it undergoes a rigorous editor’s check. This final review process includes a thorough examination for any grammatical, punctuation, or spelling errors, as well as a verification that the paper meets all your specified requirements and academic standards. Our editors’ meticulous approach guarantees that your paper is polished, accurate, and exemplary.

By choosing iResearchNet and leveraging our extras, you can elevate the quality of your research paper and enjoy a customized, worry-free academic support experience.

A research paper is an academic piece of writing, so you need to follow all the requirements and standards. Otherwise, it will be impossible to get the high results. To make it easier for you, we have analyzed the structure and peculiarities of a sample research paper on the topic ‘Child Abuse’.

The paper includes 7300+ words, a detailed outline, citations are in APA formatting style, and bibliography with 28 sources.

To write any paper you need to write a great outline. This is the key to a perfect paper. When you organize your paper, it is easier for you to present the ideas logically, without jumping from one thought to another.

In the outline, you need to name all the parts of your paper. That is to say, an introduction, main body, conclusion, bibliography, some papers require abstract and proposal as well.

A good outline will serve as a guide through your paper making it easier for the reader to follow your ideas.

I. Introduction

Ii. estimates of child abuse: methodological limitations, iii. child abuse and neglect: the legalities, iv. corporal punishment versus child abuse, v. child abuse victims: the patterns, vi. child abuse perpetrators: the patterns, vii. explanations for child abuse, viii. consequences of child abuse and neglect, ix. determining abuse: how to tell whether a child is abused or neglected, x. determining abuse: interviewing children, xi. how can society help abused children and abusive families, introduction.

An introduction should include a thesis statement and the main points that you will discuss in the paper.

A thesis statement is one sentence in which you need to show your point of view. You will then develop this point of view through the whole piece of work:

‘The impact of child abuse affects more than one’s childhood, as the psychological and physical injuries often extend well into adulthood.’

Child abuse is a very real and prominent social problem today. The impact of child abuse affects more than one’s childhood, as the psychological and physical injuries often extend well into adulthood. Most children are defenseless against abuse, are dependent on their caretakers, and are unable to protect themselves from these acts.

Childhood serves as the basis for growth, development, and socialization. Throughout adolescence, children are taught how to become productive and positive, functioning members of society. Much of the socializing of children, particularly in their very earliest years, comes at the hands of family members. Unfortunately, the messages conveyed to and the actions against children by their families are not always the positive building blocks for which one would hope.

In 2008, the Children’s Defense Fund reported that each day in America, 2,421 children are confirmed as abused or neglected, 4 children are killed by abuse or neglect, and 78 babies die before their first birthday. These daily estimates translate into tremendous national figures. In 2006, caseworkers substantiated an estimated 905,000 reports of child abuse or neglect. Of these, 64% suffered neglect, 16% were physically abused, 9% were sexually abused, 7% were emotionally or psychologically maltreated, and 2% were medically neglected. In addition, 15% of the victims experienced “other” types of maltreatment such as abandonment, threats of harm to the child, and congenital drug addiction (National Child Abuse and Neglect Data System, 2006). Obviously, this problem is a substantial one.

In the main body, you dwell upon the topic of your paper. You provide your ideas and support them with evidence. The evidence include all the data and material you have found, analyzed and systematized. You can support your point of view with different statistical data, with surveys, and the results of different experiments. Your task is to show that your idea is right, and make the reader interested in the topic.

In this example, a writer analyzes the issue of child abuse: different statistical data, controversies regarding the topic, examples of the problem and the consequences.

Several issues arise when considering the amount of child abuse that occurs annually in the United States. Child abuse is very hard to estimate because much (or most) of it is not reported. Children who are abused are unlikely to report their victimization because they may not know any better, they still love their abusers and do not want to see them taken away (or do not themselves want to be taken away from their abusers), they have been threatened into not reporting, or they do not know to whom they should report their victimizations. Still further, children may report their abuse only to find the person to whom they report does not believe them or take any action on their behalf. Continuing to muddy the waters, child abuse can be disguised as legitimate injury, particularly because young children are often somewhat uncoordinated and are still learning to accomplish physical tasks, may not know their physical limitations, and are often legitimately injured during regular play. In the end, children rarely report child abuse; most often it is an adult who makes a report based on suspicion (e.g., teacher, counselor, doctor, etc.).

Even when child abuse is reported, social service agents and investigators may not follow up or substantiate reports for a variety of reasons. Parents can pretend, lie, or cover up injuries or stories of how injuries occurred when social service agents come to investigate. Further, there is not always agreement about what should be counted as abuse by service providers and researchers. In addition, social service agencies/agents have huge caseloads and may only be able to deal with the most serious forms of child abuse, leaving the more “minor” forms of abuse unsupervised and unmanaged (and uncounted in the statistical totals).

While most laws about child abuse and neglect fall at the state levels, federal legislation provides a foundation for states by identifying a minimum set of acts and behaviors that define child abuse and neglect. The Federal Child Abuse Prevention and Treatment Act (CAPTA), which stems from the Keeping Children and Families Safe Act of 2003, defines child abuse and neglect as, at minimum, “(1) any recent act or failure to act on the part of a parent or caretaker which results in death, serious physical or emotional harm, sexual abuse, or exploitation; or (2) an act or failure to act which presents an imminent risk or serious harm.”

Using these minimum standards, each state is responsible for providing its own definition of maltreatment within civil and criminal statutes. When defining types of child abuse, many states incorporate similar elements and definitions into their legal statutes. For example, neglect is often defined as failure to provide for a child’s basic needs. Neglect can encompass physical elements (e.g., failure to provide necessary food or shelter, or lack of appropriate supervision), medical elements (e.g., failure to provide necessary medical or mental health treatment), educational elements (e.g., failure to educate a child or attend to special educational needs), and emotional elements (e.g., inattention to a child’s emotional needs, failure to provide psychological care, or permitting the child to use alcohol or other drugs). Failure to meet needs does not always mean a child is neglected, as situations such as poverty, cultural values, and community standards can influence the application of legal statutes. In addition, several states distinguish between failure to provide based on financial inability and failure to provide for no apparent financial reason.

Statutes on physical abuse typically include elements of physical injury (ranging from minor bruises to severe fractures or death) as a result of punching, beating, kicking, biting, shaking, throwing, stabbing, choking, hitting (with a hand, stick, strap, or other object), burning, or otherwise harming a child. Such injury is considered abuse regardless of the intention of the caretaker. In addition, many state statutes include allowing or encouraging another person to physically harm a child (such as noted above) as another form of physical abuse in and of itself. Sexual abuse usually includes activities by a parent or caretaker such as fondling a child’s genitals, penetration, incest, rape, sodomy, indecent exposure, and exploitation through prostitution or the production of pornographic materials.

Finally, emotional or psychological abuse typically is defined as a pattern of behavior that impairs a child’s emotional development or sense of self-worth. This may include constant criticism, threats, or rejection, as well as withholding love, support, or guidance. Emotional abuse is often the most difficult to prove and, therefore, child protective services may not be able to intervene without evidence of harm to the child. Some states suggest that harm may be evidenced by an observable or substantial change in behavior, emotional response, or cognition, or by anxiety, depression, withdrawal, or aggressive behavior. At a practical level, emotional abuse is almost always present when other types of abuse are identified.

Some states include an element of substance abuse in their statutes on child abuse. Circumstances that can be considered substance abuse include (a) the manufacture of a controlled substance in the presence of a child or on the premises occupied by a child (Colorado, Indiana, Iowa, Montana, South Dakota, Tennessee, and Virginia); (b) allowing a child to be present where the chemicals or equipment for the manufacture of controlled substances are used (Arizona, New Mexico); (c) selling, distributing, or giving drugs or alcohol to a child (Florida, Hawaii, Illinois, Minnesota, and Texas); (d) use of a controlled substance by a caregiver that impairs the caregiver’s ability to adequately care for the child (Kentucky, New York, Rhode Island, and Texas); and (e) exposure of the child to drug paraphernalia (North Dakota), the criminal sale or distribution of drugs (Montana, Virginia), or drug-related activity (District of Columbia).

One of the most difficult issues with which the U.S. legal system must contend is that of allowing parents the right to use corporal punishment when disciplining a child, while not letting them cross over the line into the realm of child abuse. Some parents may abuse their children under the guise of discipline, and many instances of child abuse arise from angry parents who go too far when disciplining their children with physical punishment. Generally, state statutes use terms such as “reasonable discipline of a minor,” “causes only temporary, short-term pain,” and may cause “the potential for bruising” but not “permanent damage, disability, disfigurement or injury” to the child as ways of indicating the types of discipline behaviors that are legal. However, corporal punishment that is “excessive,” “malicious,” “endangers the bodily safety of,” or is “an intentional infliction of injury” is not allowed under most state statutes (e.g., state of Florida child abuse statute).

Most research finds that the use of physical punishment (most often spanking) is not an effective method of discipline. The literature on this issue tends to find that spanking stops misbehavior, but no more effectively than other firm measures. Further, it seems to hinder rather than improve general compliance/obedience (particularly when the child is not in the presence of the punisher). Researchers have also explained why physical punishment is not any more effective at gaining child compliance than nonviolent forms of discipline. Some of the problems that arise when parents use spanking or other forms of physical punishment include the fact that spanking does not teach what children should do, nor does it provide them with alternative behavior options should the circumstance arise again. Spanking also undermines reasoning, explanation, or other forms of parental instruction because children cannot learn, reason, or problem solve well while experiencing threat, pain, fear, or anger. Further, the use of physical punishment is inconsistent with nonviolent principles, or parental modeling. In addition, the use of spanking chips away at the bonds of affection between parents and children, and tends to induce resentment and fear. Finally, it hinders the development of empathy and compassion in children, and they do not learn to take responsibility for their own behavior (Pitzer, 1997).

One of the biggest problems with the use of corporal punishment is that it can escalate into much more severe forms of violence. Usually, parents spank because they are angry (and somewhat out of control) and they can’t think of other ways to discipline. When parents are acting as a result of emotional triggers, the notion of discipline is lost while punishment and pain become the foci.

In 2006, of the children who were found to be victims of child abuse, nearly 75% of them were first-time victims (or had not come to the attention of authorities prior). A slight majority of child abuse victims were girls—51.5%, compared to 48% of abuse victims being boys. The younger the child, the more at risk he or she is for child abuse and neglect victimization. Specifically, the rate for infants (birth to 1 year old) was approximately 24 per 1,000 children of the same age group. The victimization rate for children 1–3 years old was 14 per 1,000 children of the same age group. The abuse rate for children aged 4– 7 years old declined further to 13 per 1,000 children of the same age group. African American, American Indian, and Alaska Native children, as well as children of multiple races, had the highest rates of victimization. White and Latino children had lower rates, and Asian children had the lowest rates of child abuse and neglect victimization. Regarding living arrangements, nearly 27% of victims were living with a single mother, 20% were living with married parents, while 22% were living with both parents but the marital status was unknown. (This reporting element had nearly 40% missing data, however.) Regarding disability, nearly 8% of child abuse victims had some degree of mental retardation, emotional disturbance, visual or hearing impairment, learning disability, physical disability, behavioral problems, or other medical problems. Unfortunately, data indicate that for many victims, the efforts of the child protection services system were not successful in preventing subsequent victimization. Children who had been prior victims of maltreatment were 96% more likely to experience another occurrence than those who were not prior victims. Further, child victims who were reported to have a disability were 52% more likely to experience recurrence than children without a disability. Finally, the oldest victims (16–21 years of age) were the least likely to experience a recurrence, and were 51% less likely to be victimized again than were infants (younger than age 1) (National Child Abuse and Neglect Data System, 2006).

Child fatalities are the most tragic consequence of maltreatment. Yet, each year, children die from abuse and neglect. In 2006, an estimated 1,530 children in the United States died due to abuse or neglect. The overall rate of child fatalities was 2 deaths per 100,000 children. More than 40% of child fatalities were attributed to neglect, but physical abuse also was a major contributor. Approximately 78% of the children who died due to child abuse and neglect were younger than 4 years old, and infant boys (younger than 1) had the highest rate of fatalities at 18.5 deaths per 100,000 boys of the same age in the national population. Infant girls had a rate of 14.7 deaths per 100,000 girls of the same age (National Child Abuse and Neglect Data System, 2006).

One question to be addressed regarding child fatalities is why infants have such a high rate of death when compared to toddlers and adolescents. Children under 1 year old pose an immense amount of responsibility for their caretakers: they are completely dependent and need constant attention. Children this age are needy, impulsive, and not amenable to verbal control or effective communication. This can easily overwhelm vulnerable parents. Another difficulty associated with infants is that they are physically weak and small. Injuries to infants can be fatal, while similar injuries to older children might not be. The most common cause of death in children less than 1 year is cerebral trauma (often the result of shaken-baby syndrome). Exasperated parents can deliver shakes or blows without realizing how little it takes to cause irreparable or fatal damage to an infant. Research informs us that two of the most common triggers for fatal child abuse are crying that will not cease and toileting accidents. Both of these circumstances are common in infants and toddlers whose only means of communication often is crying, and who are limited in mobility and cannot use the toilet. Finally, very young children cannot assist in injury diagnoses. Children who have been injured due to abuse or neglect often cannot communicate to medical professionals about where it hurts, how it hurts, and so forth. Also, nonfatal injuries can turn fatal in the absence of care by neglectful parents or parents who do not want medical professionals to possibly identify an injury as being the result of abuse.

Estimates reveal that nearly 80% of perpetrators of child abuse were parents of the victim. Other relatives accounted for nearly 7%, and unmarried partners of parents made up 4% of perpetrators. Of those perpetrators that were parents, over 90% were biological parents, 4% were stepparents, and 0.7% were adoptive parents. Of this group, approximately 58% of perpetrators were women and 42% were men. Women perpetrators are typically younger than men. The average age for women abusers was 31 years old, while for men the average was 34 years old. Forty percent of women who abused were younger than 30 years of age, compared with 33% of men being under 30. The racial distribution of perpetrators is similar to that of victims. Fifty-four percent were white, 21% were African American, and 20% were Hispanic/Latino (National Child Abuse and Neglect Data System, 2006).

There are many factors that are associated with child abuse. Some of the more common/well-accepted explanations are individual pathology, parent–child interaction, past abuse in the family (or social learning), situational factors, and cultural support for physical punishment along with a lack of cultural support for helping parents here in the United States.

The first explanation centers on the individual pathology of a parent or caretaker who is abusive. This theory focuses on the idea that people who abuse their children have something wrong with their individual personality or biological makeup. Such psychological pathologies may include having anger control problems; being depressed or having post-partum depression; having a low tolerance for frustration (e.g., children can be extremely frustrating: they don’t always listen; they constantly push the line of how far they can go; and once the line has been established, they are constantly treading on it to make sure it hasn’t moved. They are dependent and self-centered, so caretakers have very little privacy or time to themselves); being rigid (e.g., having no tolerance for differences—for example, what if your son wanted to play with dolls? A rigid father would not let him, laugh at him for wanting to, punish him when he does, etc.); having deficits in empathy (parents who cannot put themselves in the shoes of their children cannot fully understand what their children need emotionally); or being disorganized, inefficient, and ineffectual. (Parents who are unable to manage their own lives are unlikely to be successful at managing the lives of their children, and since many children want and need limits, these parents are unable to set them or adhere to them.)

Biological pathologies that may increase the likelihood of someone becoming a child abuser include having substance abuse or dependence problems, or having persistent or reoccurring physical health problems (especially health problems that can be extremely painful and can cause a person to become more self-absorbed, both qualities that can give rise to a lack of patience, lower frustration tolerance, and increased stress).

The second explanation for child abuse centers on the interaction between the parent and the child, noting that certain types of parents are more likely to abuse, and certain types of children are more likely to be abused, and when these less-skilled parents are coupled with these more difficult children, child abuse is the most likely to occur. Discussion here focuses on what makes a parent less skilled, and what makes a child more difficult. Characteristics of unskilled parents are likely to include such traits as only pointing out what children do wrong and never giving any encouragement for good behavior, and failing to be sensitive to the emotional needs of children. Less skilled parents tend to have unrealistic expectations of children. They may engage in role reversal— where the parents make the child take care of them—and view the parent’s happiness and well-being as the responsibility of the child. Some parents view the parental role as extremely stressful and experience little enjoyment from being a parent. Finally, less-skilled parents tend to have more negative perceptions regarding their child(ren). For example, perhaps the child has a different shade of skin than they expected and this may disappoint or anger them, they may feel the child is being manipulative (long before children have this capability), or they may view the child as the scapegoat for all the parents’ or family’s problems. Theoretically, parents with these characteristics would be more likely to abuse their children, but if they are coupled with having a difficult child, they would be especially likely to be abusive. So, what makes a child more difficult? Certainly, through no fault of their own, children may have characteristics that are associated with child care that is more demanding and difficult than in the “normal” or “average” situation. Such characteristics can include having physical and mental disabilities (autism, attention deficit hyperactivity disorder [ADHD], hyperactivity, etc.); the child may be colicky, frequently sick, be particularly needy, or cry more often. In addition, some babies are simply unhappier than other babies for reasons that cannot be known. Further, infants are difficult even in the best of circumstances. They are unable to communicate effectively, and they are completely dependent on their caretakers for everything, including eating, diaper changing, moving around, entertainment, and emotional bonding. Again, these types of children, being more difficult, are more likely to be victims of child abuse.

Nonetheless, each of these types of parents and children alone cannot explain the abuse of children, but it is the interaction between them that becomes the key. Unskilled parents may produce children that are happy and not as needy, and even though they are unskilled, they do not abuse because the child takes less effort. At the same time, children who are more difficult may have parents who are skilled and are able to handle and manage the extra effort these children take with aplomb. However, risks for child abuse increase when unskilled parents must contend with difficult children.

Social learning or past abuse in the family is a third common explanation for child abuse. Here, the theory concentrates not only on what children learn when they see or experience violence in their homes, but additionally on what they do not learn as a result of these experiences. Social learning theory in the context of family violence stresses that if children are abused or see abuse (toward siblings or a parent), those interactions and violent family members become the representations and role models for their future familial interactions. In this way, what children learn is just as important as what they do not learn. Children who witness or experience violence may learn that this is the way parents deal with children, or that violence is an acceptable method of child rearing and discipline. They may think when they become parents that “violence worked on me when I was a child, and I turned out fine.” They may learn unhealthy relationship interaction patterns; children may witness the negative interactions of parents and they may learn the maladaptive or violent methods of expressing anger, reacting to stress, or coping with conflict.

What is equally as important, though, is that they are unlikely to learn more acceptable and nonviolent ways of rearing children, interacting with family members, and working out conflict. Here it may happen that an adult who was abused as a child would like to be nonviolent toward his or her own children, but when the chips are down and the child is misbehaving, this abused-child-turned-adult does not have a repertoire of nonviolent strategies to try. This parent is more likely to fall back on what he or she knows as methods of discipline.

Something important to note here is that not all abused children grow up to become abusive adults. Children who break the cycle were often able to establish and maintain one healthy emotional relationship with someone during their childhoods (or period of young adulthood). For instance, they may have received emotional support from a nonabusing parent, or they received social support and had a positive relationship with another adult during their childhood (e.g., teacher, coach, minister, neighbor, etc.). Abused children who participate in therapy during some period of their lives can often break the cycle of violence. In addition, adults who were abused but are able to form an emotionally supportive and satisfying relationship with a mate can make the transition to being nonviolent in their family interactions.

Moving on to a fourth familiar explanation for child abuse, there are some common situational factors that influence families and parents and increase the risks for child abuse. Typically, these are factors that increase family stress or social isolation. Specifically, such factors may include receiving public assistance or having low socioeconomic status (a combination of low income and low education). Other factors include having family members who are unemployed, underemployed (working in a job that requires lower qualifications than an individual possesses), or employed only part time. These financial difficulties cause great stress for families in meeting the needs of the individual members. Other stress-inducing familial characteristics are single-parent households and larger family size. Finally, social isolation can be devastating for families and family members. Having friends to talk to, who can be relied upon, and with whom kids can be dropped off occasionally is tremendously important for personal growth and satisfaction in life. In addition, social isolation and stress can cause individuals to be quick to lose their tempers, as well as cause people to be less rational in their decision making and to make mountains out of mole hills. These situations can lead families to be at greater risk for child abuse.

Finally, cultural views and supports (or lack thereof) can lead to greater amounts of child abuse in a society such as the United States. One such cultural view is that of societal support for physical punishment. This is problematic because there are similarities between the way criminals are dealt with and the way errant children are handled. The use of capital punishment is advocated for seriously violent criminals, and people are quick to use such idioms as “spare the rod and spoil the child” when it comes to the discipline or punishment of children. In fact, it was not until quite recently that parenting books began to encourage parents to use other strategies than spanking or other forms of corporal punishment in the discipline of their children. Only recently, the American Academy of Pediatrics has come out and recommended that parents do not spank or use other forms of violence on their children because of the deleterious effects such methods have on youngsters and their bonds with their parents. Nevertheless, regardless of recommendations, the culture of corporal punishment persists.

Another cultural view in the United States that can give rise to greater incidents of child abuse is the belief that after getting married, couples of course should want and have children. Culturally, Americans consider that children are a blessing, raising kids is the most wonderful thing a person can do, and everyone should have children. Along with this notion is the idea that motherhood is always wonderful; it is the most fulfilling thing a woman can do; and the bond between a mother and her child is strong, glorious, and automatic—all women love being mothers. Thus, culturally (and theoretically), society nearly insists that married couples have children and that they will love having children. But, after children are born, there is not much support for couples who have trouble adjusting to parenthood, or who do not absolutely love their new roles as parents. People look askance at parents who need help, and cannot believe parents who say anything negative about parenthood. As such, theoretically, society has set up a situation where couples are strongly encouraged to have kids, are told they will love kids, but then society turns a blind or disdainful eye when these same parents need emotional, financial, or other forms of help or support. It is these types of cultural viewpoints that increase the risks for child abuse in society.

The consequences of child abuse are tremendous and long lasting. Research has shown that the traumatic experience of childhood abuse is life changing. These costs may surface during adolescence, or they may not become evident until abused children have grown up and become abusing parents or abused spouses. Early identification and treatment is important to minimize these potential long-term effects. Whenever children say they have been abused, it is imperative that they be taken seriously and their abuse be reported. Suspicions of child abuse must be reported as well. If there is a possibility that a child is or has been abused, an investigation must be conducted.

Children who have been abused may exhibit traits such as the inability to love or have faith in others. This often translates into adults who are unable to establish lasting and stable personal relationships. These individuals have trouble with physical closeness and touching as well as emotional intimacy and trust. Further, these qualities tend to cause a fear of entering into new relationships, as well as the sabotaging of any current ones.

Psychologically, children who have been abused tend to have poor self-images or are passive, withdrawn, or clingy. They may be angry individuals who are filled with rage, anxiety, and a variety of fears. They are often aggressive, disruptive, and depressed. Many abused children have flashbacks and nightmares about the abuse they have experienced, and this may cause sleep problems as well as drug and alcohol problems. Posttraumatic stress disorder (PTSD) and antisocial personality disorder are both typical among maltreated children. Research has also shown that most abused children fail to reach “successful psychosocial functioning,” and are thus not resilient and do not resume a “normal life” after the abuse has ended.

Socially (and likely because of these psychological injuries), abused children have trouble in school, will have difficulty getting and remaining employed, and may commit a variety of illegal or socially inappropriate behaviors. Many studies have shown that victims of child abuse are likely to participate in high-risk behaviors such as alcohol or drug abuse, the use of tobacco, and high-risk sexual behaviors (e.g., unprotected sex, large numbers of sexual partners). Later in life, abused children are more likely to have been arrested and homeless. They are also less able to defend themselves in conflict situations and guard themselves against repeated victimizations.

Medically, abused children likely will experience health problems due to the high frequency of physical injuries they receive. In addition, abused children experience a great deal of emotional turmoil and stress, which can also have a significant impact on their physical condition. These health problems are likely to continue occurring into adulthood. Some of these longer-lasting health problems include headaches; eating problems; problems with toileting; and chronic pain in the back, stomach, chest, and genital areas. Some researchers have noted that abused children may experience neurological impairment and problems with intellectual functioning, while others have found a correlation between abuse and heart, lung, and liver disease, as well as cancer (Thomas, 2004).

Victims of sexual abuse show an alarming number of disturbances as adults. Some dislike and avoid sex, or experience sexual problems or disorders, while other victims appear to enjoy sexual activities that are self-defeating or maladaptive—normally called “dysfunctional sexual behavior”—and have many sexual partners.

Abused children also experience a wide variety of developmental delays. Many do not reach physical, cognitive, or emotional developmental milestones at the typical time, and some never accomplish what they are supposed to during childhood socialization. In the next section, these developmental delays are discussed as a means of identifying children who may be abused.

There are two primary ways of identifying children who are abused: spotting and evaluating physical injuries, and detecting and appraising developmental delays. Distinguishing physical injuries due to abuse can be difficult, particularly among younger children who are likely to get hurt or receive injuries while they are playing and learning to become ambulatory. Nonetheless, there are several types of wounds that children are unlikely to give themselves during their normal course of play and exploration. These less likely injuries may signal instances of child abuse.

While it is true that children are likely to get bruises, particularly when they are learning to walk or crawl, bruises on infants are not normal. Also, the back of the legs, upper arms, or on the chest, neck, head, or genitals are also locations where bruises are unlikely to occur during normal childhood activity. Further, bruises with clean patterns, like hand prints, buckle prints, or hangers (to name a few), are good examples of the types of bruises children do not give themselves.

Another area of physical injury where the source of the injury can be difficult to detect is fractures. Again, children fall out of trees, or crash their bikes, and can break limbs. These can be normal parts of growing up. However, fractures in infants less than 12 months old are particularly suspect, as infants are unlikely to be able to accomplish the types of movement necessary to actually break a leg or an arm. Further, multiple fractures, particularly more than one on a bone, should be examined more closely. Spiral or torsion fractures (when the bone is broken by twisting) are suspect because when children break their bones due to play injuries, the fractures are usually some other type (e.g., linear, oblique, compacted). In addition, when parents don’t know about the fracture(s) or how it occurred, abuse should be considered, because when children get these types of injuries, they need comfort and attention.

Head and internal injuries are also those that may signal abuse. Serious blows to the head cause internal head injuries, and this is very different from the injuries that result from bumping into things. Abused children are also likely to experience internal injuries like those to the abdomen, liver, kidney, and bladder. They may suffer a ruptured spleen, or intestinal perforation. These types of damages rarely happen by accident.

Burns are another type of physical injury that can happen by accident or by abuse. Nevertheless, there are ways to tell these types of burn injuries apart. The types of burns that should be examined and investigated are those where the burns are in particular locations. Burns to the bottom of the feet, genitals, abdomen, or other inaccessible spots should be closely considered. Burns of the whole hand or those to the buttocks are also unlikely to happen as a result of an accident.

Turning to the detection and appraisal of developmental delays, one can more readily assess possible abuse by considering what children of various ages should be able to accomplish, than by noting when children are delayed and how many milestones on which they are behind schedule. Importantly, a few delays in reaching milestones can be expected, since children develop individually and not always according to the norm. Nonetheless, when children are abused, their development is likely to be delayed in numerous areas and across many milestones.

As children develop and grow, they should be able to crawl, walk, run, talk, control going to the bathroom, write, set priorities, plan ahead, trust others, make friends, develop a good self-image, differentiate between feeling and behavior, and get their needs met in appropriate ways. As such, when children do not accomplish these feats, their circumstances should be examined.

Infants who are abused or neglected typically develop what is termed failure to thrive syndrome. This syndrome is characterized by slow, inadequate growth, or not “filling out” physically. They have a pale, colorless complexion and dull eyes. They are not likely to spend much time looking around, and nothing catches their eyes. They may show other signs of lack of nutrition such as cuts, bruises that do not heal in a timely way, and discolored fingernails. They are also not trusting and may not cry much, as they are not expecting to have their needs met. Older infants may not have developed any language skills, or these developments are quite slow. This includes both verbal and nonverbal means of communication.

Toddlers who are abused often become hypervigilant about their environments and others’ moods. They are more outwardly focused than a typical toddler (who is quite self-centered) and may be unable to separate themselves as individuals, or consider themselves as distinct beings. In this way, abused toddlers cannot focus on tasks at hand because they are too concerned about others’ reactions. They don’t play with toys, have no interest in exploration, and seem unable to enjoy life. They are likely to accept losses with little reaction, and may have age-inappropriate knowledge of sex and sexual relations. Finally, toddlers, whether they are abused or not, begin to mirror their parents’ behaviors. Thus, toddlers who are abused may mimic the abuse when they are playing with dolls or “playing house.”

Developmental delays can also be detected among abused young adolescents. Some signs include the failure to learn cause and effect, since their parents are so inconsistent. They have no energy for learning and have not developed beyond one- or two-word commands. They probably cannot follow complicated directions (such as two to three tasks per instruction), and they are unlikely to be able to think for themselves. Typically, they have learned that failure is totally unacceptable, but they are more concerned with the teacher’s mood than with learning and listening to instruction. Finally, they are apt to have been inadequately toilet trained and thus may be unable to control their bladders.

Older adolescents, because they are likely to have been abused for a longer period of time, continue to get further and further behind in their developmental achievements. Abused children this age become family nurturers. They take care of their parents and cater to their parents’ needs, rather than the other way around. In addition, they probably take care of any younger siblings and do the household chores. Because of these default responsibilities, they usually do not participate in school activities; they frequently miss days at school; and they have few, if any, friends. Because they have become so hypervigilant and have increasingly delayed development, they lose interest in and become disillusioned with education. They develop low self-esteem and little confidence, but seem old for their years. Children this age who are abused are still likely to be unable to control their bladders and may have frequent toileting accidents.

Other developmental delays can occur and be observed in abused and neglected children of any age. For example, malnutrition and withdrawal can be noticed in infants through teenagers. Maltreated children frequently have persistent or untreated illnesses, and these can become permanent disabilities if medical conditions go untreated for a long enough time. Another example can be the consequences of neurological damage. Beyond being a medical issue, this type of damage can cause problems with social behavior and impulse control, which, again, can be discerned in various ages of children.

Once child abuse is suspected, law enforcement officers, child protection workers, or various other practitioners may need to interview the child about the abuse or neglect he or she may have suffered. Interviewing children can be extremely difficult because children at various stages of development can remember only certain parts or aspects of the events in their lives. Also, interviewers must be careful that they do not put ideas or answers into the heads of the children they are interviewing. There are several general recommendations when interviewing children about the abuse they may have experienced. First, interviewers must acknowledge that even when children are abused, they likely still love their parents. They do not want to be taken away from their parents, nor do they want to see their parents get into trouble. Interviewers must not blame the parents or be judgmental about them or the child’s family. Beyond that, interviews should take place in a safe, neutral location. Interviewers can use dolls and role-play to help children express the types of abuse of which they may be victims.

Finally, interviewers must ask age-appropriate questions. For example, 3-year-olds can probably only answer questions about what happened and who was involved. Four- to five-year-olds can also discuss where the incidents occurred. Along with what, who, and where, 6- to 8-year-olds can talk about the element of time, or when the abuse occurred. Nine- to 10-year-olds are able to add commentary about the number of times the abuse occurred. Finally, 11-year-olds and older children can additionally inform interviewers about the circumstances of abusive instances.

A conclusion is not a summary of what a writer has already mentioned. On the contrary, it is the last point made. Taking every detail of the investigation, the researcher makes the concluding point. In this part of a paper, you need to put a full stop in your research. You need to persuade the reader in your opinion.

Never add any new information in the conclusion. You can present solutions to the problem and you dwell upon the results, but only if this information has been already mentioned in the main body.

Child advocates recommend a variety of strategies to aid families and children experiencing abuse. These recommendations tend to focus on societal efforts as well as more individual efforts. One common strategy advocated is the use of public service announcements that encourage individuals to report any suspected child abuse. Currently, many mandatory reporters (those required by law to report abuse such as teachers, doctors, and social service agency employees) and members of communities feel that child abuse should not be reported unless there is substantial evidence that abuse is indeed occurring. Child advocates stress that this notion should be changed, and that people should report child abuse even if it is only suspected. Public service announcements should stress that if people report suspected child abuse, the worst that can happen is that they might be wrong, but in the grander scheme of things that is really not so bad.

Child advocates also stress that greater interagency cooperation is needed. This cooperation should be evident between women’s shelters, child protection agencies, programs for at-risk children, medical agencies, and law enforcement officers. These agencies typically do not share information, and if they did, more instances of child abuse would come to the attention of various authorities and could be investigated and managed. Along these lines, child protection agencies and programs should receive more funding. When budgets are cut, social services are often the first things to go or to get less financial support. Child advocates insist that with more resources, child protection agencies could hire more workers, handle more cases, conduct more investigations, and follow up with more children and families.

Continuing, more educational efforts must be initiated about issues such as punishment and discipline styles and strategies; having greater respect for children; as well as informing the community about what child abuse is, and how to recognize it. In addition, Americans must alter the cultural orientation about child bearing and child rearing. Couples who wish to remain child-free must be allowed to do so without disdain. And, it must be acknowledged that raising children is very difficult, is not always gloriously wonderful, and that parents who seek help should be lauded and not criticized. These kinds of efforts can help more children to be raised in nonviolent, emotionally satisfying families, and thus become better adults.

Bibliography

When you write a paper, make sure you are aware of all the formatting requirements. Incorrect formatting can lower your mark, so do not underestimate the importance of this part.

Organizing your bibliography is quite a tedious and time-consuming task. Still, you need to do it flawlessly. For this reason, analyze all the standards you need to meet or ask professionals to help you with it. All the comas, colons, brackets etc. matter. They truly do.

Bibliography:

• American Academy of Pediatrics: https://www.aap.org/
• Bancroft, L., & Silverman, J. G. (2002). The batterer as parent. Thousand Oaks, CA: Sage.
• Child Abuse Prevention and Treatment Act, 42 U.S.C.A. § 5106g (1998).
• Childhelp: Child Abuse Statistics: https://www.childhelp.org/child-abuse-statistics/
• Children’s Defense Fund: https://www.childrensdefense.org/
• Child Stats.gov: https://www.childstats.gov/
• Child Welfare League of America: https://www.cwla.org/
• Crosson-Tower, C. (2008). Understanding child abuse and neglect (7th ed.). Boston: Allyn & Bacon.
• DeBecker, G. (1999). Protecting the gift: Keeping children and teenagers safe (and parents sane). New York: Bantam Dell.
• Family Research Laboratory at the University of New Hampshire: https://cola.unh.edu/family-research-laboratory
• Guterman, N. B. (2001). Stopping child maltreatment before it starts: Emerging horizons in early home visitation services. Thousand Oaks, CA: Sage.
• Herman, J. L. (2000). Father-daughter incest. Cambridge, MA: Harvard University Press.
• Medline Plus, Child Abuse: https://medlineplus.gov/childabuse.html
• Myers, J. E. B. (Ed.). (1994). The backlash: Child protection under fire. Newbury Park, CA: Sage.
• National Center for Missing and Exploited Children: https://www.missingkids.org/home
• National Child Abuse and Neglect Data System. (2006). Child maltreatment 2006: Reports from the states to the National Child Abuse and Neglect Data System. Washington, DC: U.S. Department of Health and Human Services, Administration for Children and Families.
• New York University Silver School of Social Work: https://socialwork.nyu.edu/
• Pitzer, R. L. (1997). Corporal punishment in the discipline of children in the home: Research update for practitioners. Paper presented at the National Council on Family Relations Annual Conference, Washington, DC.
• RAND, Child Abuse and Neglect: https://www.rand.org/topics/child-abuse-and-neglect.html
• Richards, C. E. (2001). The loss of innocents: Child killers and their victims. Wilmington, DE: Scholarly Resources.
• Straus, M. A. (2001). Beating the devil out of them: Corporal punishment in American families and its effects on children. Edison, NJ: Transaction.
• Thomas, P. M. (2004). Protection, dissociation, and internal roles: Modeling and treating the effects of child abuse. Review of General Psychology, 7(15).
• U.S. Department of Health and Human Services, Administration for Children and Families: https://www.acf.hhs.gov/

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Research Design | Step-by-Step Guide with Examples

Published on 5 May 2022 by Shona McCombes . Revised on 20 March 2023.

A research design is a strategy for answering your research question  using empirical data. Creating a research design means making decisions about:

• Your overall aims and approach
• The type of research design you’ll use
• Your sampling methods or criteria for selecting subjects
• Your data collection methods
• The procedures you’ll follow to collect data
• Your data analysis methods

A well-planned research design helps ensure that your methods match your research aims and that you use the right kind of analysis for your data.

Table of contents

Step 1: consider your aims and approach, step 2: choose a type of research design, step 3: identify your population and sampling method, step 4: choose your data collection methods, step 5: plan your data collection procedures, step 6: decide on your data analysis strategies, frequently asked questions.

• Introduction

Before you can start designing your research, you should already have a clear idea of the research question you want to investigate.

There are many different ways you could go about answering this question. Your research design choices should be driven by your aims and priorities – start by thinking carefully about what you want to achieve.

The first choice you need to make is whether you’ll take a qualitative or quantitative approach.

Qualitative research designs tend to be more flexible and inductive , allowing you to adjust your approach based on what you find throughout the research process.

Quantitative research designs tend to be more fixed and deductive , with variables and hypotheses clearly defined in advance of data collection.

It’s also possible to use a mixed methods design that integrates aspects of both approaches. By combining qualitative and quantitative insights, you can gain a more complete picture of the problem you’re studying and strengthen the credibility of your conclusions.

Practical and ethical considerations when designing research

As well as scientific considerations, you need to think practically when designing your research. If your research involves people or animals, you also need to consider research ethics .

• How much time do you have to collect data and write up the research?
• Will you be able to gain access to the data you need (e.g., by travelling to a specific location or contacting specific people)?
• Do you have the necessary research skills (e.g., statistical analysis or interview techniques)?
• Will you need ethical approval ?

At each stage of the research design process, make sure that your choices are practically feasible.

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Within both qualitative and quantitative approaches, there are several types of research design to choose from. Each type provides a framework for the overall shape of your research.

Types of quantitative research designs

Quantitative designs can be split into four main types. Experimental and   quasi-experimental designs allow you to test cause-and-effect relationships, while descriptive and correlational designs allow you to measure variables and describe relationships between them.

With descriptive and correlational designs, you can get a clear picture of characteristics, trends, and relationships as they exist in the real world. However, you can’t draw conclusions about cause and effect (because correlation doesn’t imply causation ).

Experiments are the strongest way to test cause-and-effect relationships without the risk of other variables influencing the results. However, their controlled conditions may not always reflect how things work in the real world. They’re often also more difficult and expensive to implement.

Types of qualitative research designs

Qualitative designs are less strictly defined. This approach is about gaining a rich, detailed understanding of a specific context or phenomenon, and you can often be more creative and flexible in designing your research.

The table below shows some common types of qualitative design. They often have similar approaches in terms of data collection, but focus on different aspects when analysing the data.

Your research design should clearly define who or what your research will focus on, and how you’ll go about choosing your participants or subjects.

In research, a population is the entire group that you want to draw conclusions about, while a sample is the smaller group of individuals you’ll actually collect data from.

Defining the population

A population can be made up of anything you want to study – plants, animals, organisations, texts, countries, etc. In the social sciences, it most often refers to a group of people.

For example, will you focus on people from a specific demographic, region, or background? Are you interested in people with a certain job or medical condition, or users of a particular product?

The more precisely you define your population, the easier it will be to gather a representative sample.

Sampling methods

Even with a narrowly defined population, it’s rarely possible to collect data from every individual. Instead, you’ll collect data from a sample.

To select a sample, there are two main approaches: probability sampling and non-probability sampling . The sampling method you use affects how confidently you can generalise your results to the population as a whole.

Probability sampling is the most statistically valid option, but it’s often difficult to achieve unless you’re dealing with a very small and accessible population.

For practical reasons, many studies use non-probability sampling, but it’s important to be aware of the limitations and carefully consider potential biases. You should always make an effort to gather a sample that’s as representative as possible of the population.

Case selection in qualitative research

In some types of qualitative designs, sampling may not be relevant.

For example, in an ethnography or a case study, your aim is to deeply understand a specific context, not to generalise to a population. Instead of sampling, you may simply aim to collect as much data as possible about the context you are studying.

In these types of design, you still have to carefully consider your choice of case or community. You should have a clear rationale for why this particular case is suitable for answering your research question.

For example, you might choose a case study that reveals an unusual or neglected aspect of your research problem, or you might choose several very similar or very different cases in order to compare them.

Data collection methods are ways of directly measuring variables and gathering information. They allow you to gain first-hand knowledge and original insights into your research problem.

You can choose just one data collection method, or use several methods in the same study.

Survey methods

Surveys allow you to collect data about opinions, behaviours, experiences, and characteristics by asking people directly. There are two main survey methods to choose from: questionnaires and interviews.

Observation methods

Observations allow you to collect data unobtrusively, observing characteristics, behaviours, or social interactions without relying on self-reporting.

Observations may be conducted in real time, taking notes as you observe, or you might make audiovisual recordings for later analysis. They can be qualitative or quantitative.

Other methods of data collection

There are many other ways you might collect data depending on your field and topic.

If you’re not sure which methods will work best for your research design, try reading some papers in your field to see what data collection methods they used.

Secondary data

If you don’t have the time or resources to collect data from the population you’re interested in, you can also choose to use secondary data that other researchers already collected – for example, datasets from government surveys or previous studies on your topic.

With this raw data, you can do your own analysis to answer new research questions that weren’t addressed by the original study.

Using secondary data can expand the scope of your research, as you may be able to access much larger and more varied samples than you could collect yourself.

However, it also means you don’t have any control over which variables to measure or how to measure them, so the conclusions you can draw may be limited.

As well as deciding on your methods, you need to plan exactly how you’ll use these methods to collect data that’s consistent, accurate, and unbiased.

Planning systematic procedures is especially important in quantitative research, where you need to precisely define your variables and ensure your measurements are reliable and valid.

Operationalisation

Some variables, like height or age, are easily measured. But often you’ll be dealing with more abstract concepts, like satisfaction, anxiety, or competence. Operationalisation means turning these fuzzy ideas into measurable indicators.

If you’re using observations , which events or actions will you count?

If you’re using surveys , which questions will you ask and what range of responses will be offered?

You may also choose to use or adapt existing materials designed to measure the concept you’re interested in – for example, questionnaires or inventories whose reliability and validity has already been established.

Reliability and validity

Reliability means your results can be consistently reproduced , while validity means that you’re actually measuring the concept you’re interested in.

For valid and reliable results, your measurement materials should be thoroughly researched and carefully designed. Plan your procedures to make sure you carry out the same steps in the same way for each participant.

If you’re developing a new questionnaire or other instrument to measure a specific concept, running a pilot study allows you to check its validity and reliability in advance.

Sampling procedures

As well as choosing an appropriate sampling method, you need a concrete plan for how you’ll actually contact and recruit your selected sample.

That means making decisions about things like:

• How many participants do you need for an adequate sample size?
• What inclusion and exclusion criteria will you use to identify eligible participants?
• How will you contact your sample – by mail, online, by phone, or in person?

If you’re using a probability sampling method, it’s important that everyone who is randomly selected actually participates in the study. How will you ensure a high response rate?

If you’re using a non-probability method, how will you avoid bias and ensure a representative sample?

Data management

It’s also important to create a data management plan for organising and storing your data.

Will you need to transcribe interviews or perform data entry for observations? You should anonymise and safeguard any sensitive data, and make sure it’s backed up regularly.

Keeping your data well organised will save time when it comes to analysing them. It can also help other researchers validate and add to your findings.

On their own, raw data can’t answer your research question. The last step of designing your research is planning how you’ll analyse the data.

Quantitative data analysis

In quantitative research, you’ll most likely use some form of statistical analysis . With statistics, you can summarise your sample data, make estimates, and test hypotheses.

Using descriptive statistics , you can summarise your sample data in terms of:

• The distribution of the data (e.g., the frequency of each score on a test)
• The central tendency of the data (e.g., the mean to describe the average score)
• The variability of the data (e.g., the standard deviation to describe how spread out the scores are)

The specific calculations you can do depend on the level of measurement of your variables.

Using inferential statistics , you can:

• Make estimates about the population based on your sample data.
• Test hypotheses about a relationship between variables.

Regression and correlation tests look for associations between two or more variables, while comparison tests (such as t tests and ANOVAs ) look for differences in the outcomes of different groups.

Your choice of statistical test depends on various aspects of your research design, including the types of variables you’re dealing with and the distribution of your data.

Qualitative data analysis

In qualitative research, your data will usually be very dense with information and ideas. Instead of summing it up in numbers, you’ll need to comb through the data in detail, interpret its meanings, identify patterns, and extract the parts that are most relevant to your research question.

Two of the most common approaches to doing this are thematic analysis and discourse analysis .

There are many other ways of analysing qualitative data depending on the aims of your research. To get a sense of potential approaches, try reading some qualitative research papers in your field.

A sample is a subset of individuals from a larger population. Sampling means selecting the group that you will actually collect data from in your research.

For example, if you are researching the opinions of students in your university, you could survey a sample of 100 students.

Statistical sampling allows you to test a hypothesis about the characteristics of a population. There are various sampling methods you can use to ensure that your sample is representative of the population as a whole.

Operationalisation means turning abstract conceptual ideas into measurable observations.

For example, the concept of social anxiety isn’t directly observable, but it can be operationally defined in terms of self-rating scores, behavioural avoidance of crowded places, or physical anxiety symptoms in social situations.

Before collecting data , it’s important to consider how you will operationalise the variables that you want to measure.

The research methods you use depend on the type of data you need to answer your research question .

• If you want to measure something or test a hypothesis , use quantitative methods . If you want to explore ideas, thoughts, and meanings, use qualitative methods .
• If you want to analyse a large amount of readily available data, use secondary data. If you want data specific to your purposes with control over how they are generated, collect primary data.
• If you want to establish cause-and-effect relationships between variables , use experimental methods. If you want to understand the characteristics of a research subject, use descriptive methods.

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A Practical Guide to Writing Quantitative and Qualitative Research Questions and Hypotheses in Scholarly Articles

Edward barroga.

1 Department of General Education, Graduate School of Nursing Science, St. Luke’s International University, Tokyo, Japan.

Glafera Janet Matanguihan

2 Department of Biological Sciences, Messiah University, Mechanicsburg, PA, USA.

The development of research questions and the subsequent hypotheses are prerequisites to defining the main research purpose and specific objectives of a study. Consequently, these objectives determine the study design and research outcome. The development of research questions is a process based on knowledge of current trends, cutting-edge studies, and technological advances in the research field. Excellent research questions are focused and require a comprehensive literature search and in-depth understanding of the problem being investigated. Initially, research questions may be written as descriptive questions which could be developed into inferential questions. These questions must be specific and concise to provide a clear foundation for developing hypotheses. Hypotheses are more formal predictions about the research outcomes. These specify the possible results that may or may not be expected regarding the relationship between groups. Thus, research questions and hypotheses clarify the main purpose and specific objectives of the study, which in turn dictate the design of the study, its direction, and outcome. Studies developed from good research questions and hypotheses will have trustworthy outcomes with wide-ranging social and health implications.

INTRODUCTION

Scientific research is usually initiated by posing evidenced-based research questions which are then explicitly restated as hypotheses. 1 , 2 The hypotheses provide directions to guide the study, solutions, explanations, and expected results. 3 , 4 Both research questions and hypotheses are essentially formulated based on conventional theories and real-world processes, which allow the inception of novel studies and the ethical testing of ideas. 5 , 6

It is crucial to have knowledge of both quantitative and qualitative research 2 as both types of research involve writing research questions and hypotheses. 7 However, these crucial elements of research are sometimes overlooked; if not overlooked, then framed without the forethought and meticulous attention it needs. Planning and careful consideration are needed when developing quantitative or qualitative research, particularly when conceptualizing research questions and hypotheses. 4

There is a continuing need to support researchers in the creation of innovative research questions and hypotheses, as well as for journal articles that carefully review these elements. 1 When research questions and hypotheses are not carefully thought of, unethical studies and poor outcomes usually ensue. Carefully formulated research questions and hypotheses define well-founded objectives, which in turn determine the appropriate design, course, and outcome of the study. This article then aims to discuss in detail the various aspects of crafting research questions and hypotheses, with the goal of guiding researchers as they develop their own. Examples from the authors and peer-reviewed scientific articles in the healthcare field are provided to illustrate key points.

DEFINITIONS AND RELATIONSHIP OF RESEARCH QUESTIONS AND HYPOTHESES

A research question is what a study aims to answer after data analysis and interpretation. The answer is written in length in the discussion section of the paper. Thus, the research question gives a preview of the different parts and variables of the study meant to address the problem posed in the research question. 1 An excellent research question clarifies the research writing while facilitating understanding of the research topic, objective, scope, and limitations of the study. 5

On the other hand, a research hypothesis is an educated statement of an expected outcome. This statement is based on background research and current knowledge. 8 , 9 The research hypothesis makes a specific prediction about a new phenomenon 10 or a formal statement on the expected relationship between an independent variable and a dependent variable. 3 , 11 It provides a tentative answer to the research question to be tested or explored. 4

Hypotheses employ reasoning to predict a theory-based outcome. 10 These can also be developed from theories by focusing on components of theories that have not yet been observed. 10 The validity of hypotheses is often based on the testability of the prediction made in a reproducible experiment. 8

Conversely, hypotheses can also be rephrased as research questions. Several hypotheses based on existing theories and knowledge may be needed to answer a research question. Developing ethical research questions and hypotheses creates a research design that has logical relationships among variables. These relationships serve as a solid foundation for the conduct of the study. 4 , 11 Haphazardly constructed research questions can result in poorly formulated hypotheses and improper study designs, leading to unreliable results. Thus, the formulations of relevant research questions and verifiable hypotheses are crucial when beginning research. 12

CHARACTERISTICS OF GOOD RESEARCH QUESTIONS AND HYPOTHESES

Excellent research questions are specific and focused. These integrate collective data and observations to confirm or refute the subsequent hypotheses. Well-constructed hypotheses are based on previous reports and verify the research context. These are realistic, in-depth, sufficiently complex, and reproducible. More importantly, these hypotheses can be addressed and tested. 13

There are several characteristics of well-developed hypotheses. Good hypotheses are 1) empirically testable 7 , 10 , 11 , 13 ; 2) backed by preliminary evidence 9 ; 3) testable by ethical research 7 , 9 ; 4) based on original ideas 9 ; 5) have evidenced-based logical reasoning 10 ; and 6) can be predicted. 11 Good hypotheses can infer ethical and positive implications, indicating the presence of a relationship or effect relevant to the research theme. 7 , 11 These are initially developed from a general theory and branch into specific hypotheses by deductive reasoning. In the absence of a theory to base the hypotheses, inductive reasoning based on specific observations or findings form more general hypotheses. 10

TYPES OF RESEARCH QUESTIONS AND HYPOTHESES

Research questions and hypotheses are developed according to the type of research, which can be broadly classified into quantitative and qualitative research. We provide a summary of the types of research questions and hypotheses under quantitative and qualitative research categories in Table 1 .

Research questions in quantitative research

In quantitative research, research questions inquire about the relationships among variables being investigated and are usually framed at the start of the study. These are precise and typically linked to the subject population, dependent and independent variables, and research design. 1 Research questions may also attempt to describe the behavior of a population in relation to one or more variables, or describe the characteristics of variables to be measured ( descriptive research questions ). 1 , 5 , 14 These questions may also aim to discover differences between groups within the context of an outcome variable ( comparative research questions ), 1 , 5 , 14 or elucidate trends and interactions among variables ( relationship research questions ). 1 , 5 We provide examples of descriptive, comparative, and relationship research questions in quantitative research in Table 2 .

Hypotheses in quantitative research

In quantitative research, hypotheses predict the expected relationships among variables. 15 Relationships among variables that can be predicted include 1) between a single dependent variable and a single independent variable ( simple hypothesis ) or 2) between two or more independent and dependent variables ( complex hypothesis ). 4 , 11 Hypotheses may also specify the expected direction to be followed and imply an intellectual commitment to a particular outcome ( directional hypothesis ) 4 . On the other hand, hypotheses may not predict the exact direction and are used in the absence of a theory, or when findings contradict previous studies ( non-directional hypothesis ). 4 In addition, hypotheses can 1) define interdependency between variables ( associative hypothesis ), 4 2) propose an effect on the dependent variable from manipulation of the independent variable ( causal hypothesis ), 4 3) state a negative relationship between two variables ( null hypothesis ), 4 , 11 , 15 4) replace the working hypothesis if rejected ( alternative hypothesis ), 15 explain the relationship of phenomena to possibly generate a theory ( working hypothesis ), 11 5) involve quantifiable variables that can be tested statistically ( statistical hypothesis ), 11 6) or express a relationship whose interlinks can be verified logically ( logical hypothesis ). 11 We provide examples of simple, complex, directional, non-directional, associative, causal, null, alternative, working, statistical, and logical hypotheses in quantitative research, as well as the definition of quantitative hypothesis-testing research in Table 3 .

Research questions in qualitative research

Unlike research questions in quantitative research, research questions in qualitative research are usually continuously reviewed and reformulated. The central question and associated subquestions are stated more than the hypotheses. 15 The central question broadly explores a complex set of factors surrounding the central phenomenon, aiming to present the varied perspectives of participants. 15

There are varied goals for which qualitative research questions are developed. These questions can function in several ways, such as to 1) identify and describe existing conditions ( contextual research question s); 2) describe a phenomenon ( descriptive research questions ); 3) assess the effectiveness of existing methods, protocols, theories, or procedures ( evaluation research questions ); 4) examine a phenomenon or analyze the reasons or relationships between subjects or phenomena ( explanatory research questions ); or 5) focus on unknown aspects of a particular topic ( exploratory research questions ). 5 In addition, some qualitative research questions provide new ideas for the development of theories and actions ( generative research questions ) or advance specific ideologies of a position ( ideological research questions ). 1 Other qualitative research questions may build on a body of existing literature and become working guidelines ( ethnographic research questions ). Research questions may also be broadly stated without specific reference to the existing literature or a typology of questions ( phenomenological research questions ), may be directed towards generating a theory of some process ( grounded theory questions ), or may address a description of the case and the emerging themes ( qualitative case study questions ). 15 We provide examples of contextual, descriptive, evaluation, explanatory, exploratory, generative, ideological, ethnographic, phenomenological, grounded theory, and qualitative case study research questions in qualitative research in Table 4 , and the definition of qualitative hypothesis-generating research in Table 5 .

Qualitative studies usually pose at least one central research question and several subquestions starting with How or What . These research questions use exploratory verbs such as explore or describe . These also focus on one central phenomenon of interest, and may mention the participants and research site. 15

Hypotheses in qualitative research

Hypotheses in qualitative research are stated in the form of a clear statement concerning the problem to be investigated. Unlike in quantitative research where hypotheses are usually developed to be tested, qualitative research can lead to both hypothesis-testing and hypothesis-generating outcomes. 2 When studies require both quantitative and qualitative research questions, this suggests an integrative process between both research methods wherein a single mixed-methods research question can be developed. 1

FRAMEWORKS FOR DEVELOPING RESEARCH QUESTIONS AND HYPOTHESES

Research questions followed by hypotheses should be developed before the start of the study. 1 , 12 , 14 It is crucial to develop feasible research questions on a topic that is interesting to both the researcher and the scientific community. This can be achieved by a meticulous review of previous and current studies to establish a novel topic. Specific areas are subsequently focused on to generate ethical research questions. The relevance of the research questions is evaluated in terms of clarity of the resulting data, specificity of the methodology, objectivity of the outcome, depth of the research, and impact of the study. 1 , 5 These aspects constitute the FINER criteria (i.e., Feasible, Interesting, Novel, Ethical, and Relevant). 1 Clarity and effectiveness are achieved if research questions meet the FINER criteria. In addition to the FINER criteria, Ratan et al. described focus, complexity, novelty, feasibility, and measurability for evaluating the effectiveness of research questions. 14

The PICOT and PEO frameworks are also used when developing research questions. 1 The following elements are addressed in these frameworks, PICOT: P-population/patients/problem, I-intervention or indicator being studied, C-comparison group, O-outcome of interest, and T-timeframe of the study; PEO: P-population being studied, E-exposure to preexisting conditions, and O-outcome of interest. 1 Research questions are also considered good if these meet the “FINERMAPS” framework: Feasible, Interesting, Novel, Ethical, Relevant, Manageable, Appropriate, Potential value/publishable, and Systematic. 14

As we indicated earlier, research questions and hypotheses that are not carefully formulated result in unethical studies or poor outcomes. To illustrate this, we provide some examples of ambiguous research question and hypotheses that result in unclear and weak research objectives in quantitative research ( Table 6 ) 16 and qualitative research ( Table 7 ) 17 , and how to transform these ambiguous research question(s) and hypothesis(es) into clear and good statements.

a These statements were composed for comparison and illustrative purposes only.

b These statements are direct quotes from Higashihara and Horiuchi. 16

a This statement is a direct quote from Shimoda et al. 17

The other statements were composed for comparison and illustrative purposes only.

CONSTRUCTING RESEARCH QUESTIONS AND HYPOTHESES

To construct effective research questions and hypotheses, it is very important to 1) clarify the background and 2) identify the research problem at the outset of the research, within a specific timeframe. 9 Then, 3) review or conduct preliminary research to collect all available knowledge about the possible research questions by studying theories and previous studies. 18 Afterwards, 4) construct research questions to investigate the research problem. Identify variables to be accessed from the research questions 4 and make operational definitions of constructs from the research problem and questions. Thereafter, 5) construct specific deductive or inductive predictions in the form of hypotheses. 4 Finally, 6) state the study aims . This general flow for constructing effective research questions and hypotheses prior to conducting research is shown in Fig. 1 .

Research questions are used more frequently in qualitative research than objectives or hypotheses. 3 These questions seek to discover, understand, explore or describe experiences by asking “What” or “How.” The questions are open-ended to elicit a description rather than to relate variables or compare groups. The questions are continually reviewed, reformulated, and changed during the qualitative study. 3 Research questions are also used more frequently in survey projects than hypotheses in experiments in quantitative research to compare variables and their relationships.

Hypotheses are constructed based on the variables identified and as an if-then statement, following the template, ‘If a specific action is taken, then a certain outcome is expected.’ At this stage, some ideas regarding expectations from the research to be conducted must be drawn. 18 Then, the variables to be manipulated (independent) and influenced (dependent) are defined. 4 Thereafter, the hypothesis is stated and refined, and reproducible data tailored to the hypothesis are identified, collected, and analyzed. 4 The hypotheses must be testable and specific, 18 and should describe the variables and their relationships, the specific group being studied, and the predicted research outcome. 18 Hypotheses construction involves a testable proposition to be deduced from theory, and independent and dependent variables to be separated and measured separately. 3 Therefore, good hypotheses must be based on good research questions constructed at the start of a study or trial. 12

In summary, research questions are constructed after establishing the background of the study. Hypotheses are then developed based on the research questions. Thus, it is crucial to have excellent research questions to generate superior hypotheses. In turn, these would determine the research objectives and the design of the study, and ultimately, the outcome of the research. 12 Algorithms for building research questions and hypotheses are shown in Fig. 2 for quantitative research and in Fig. 3 for qualitative research.

EXAMPLES OF RESEARCH QUESTIONS FROM PUBLISHED ARTICLES

• EXAMPLE 1. Descriptive research question (quantitative research)
• - Presents research variables to be assessed (distinct phenotypes and subphenotypes)
• “BACKGROUND: Since COVID-19 was identified, its clinical and biological heterogeneity has been recognized. Identifying COVID-19 phenotypes might help guide basic, clinical, and translational research efforts.
• RESEARCH QUESTION: Does the clinical spectrum of patients with COVID-19 contain distinct phenotypes and subphenotypes? ” 19
• EXAMPLE 2. Relationship research question (quantitative research)
• - Shows interactions between dependent variable (static postural control) and independent variable (peripheral visual field loss)
• “Background: Integration of visual, vestibular, and proprioceptive sensations contributes to postural control. People with peripheral visual field loss have serious postural instability. However, the directional specificity of postural stability and sensory reweighting caused by gradual peripheral visual field loss remain unclear.
• Research question: What are the effects of peripheral visual field loss on static postural control ?” 20
• EXAMPLE 3. Comparative research question (quantitative research)
• - Clarifies the difference among groups with an outcome variable (patients enrolled in COMPERA with moderate PH or severe PH in COPD) and another group without the outcome variable (patients with idiopathic pulmonary arterial hypertension (IPAH))
• “BACKGROUND: Pulmonary hypertension (PH) in COPD is a poorly investigated clinical condition.
• RESEARCH QUESTION: Which factors determine the outcome of PH in COPD?
• STUDY DESIGN AND METHODS: We analyzed the characteristics and outcome of patients enrolled in the Comparative, Prospective Registry of Newly Initiated Therapies for Pulmonary Hypertension (COMPERA) with moderate or severe PH in COPD as defined during the 6th PH World Symposium who received medical therapy for PH and compared them with patients with idiopathic pulmonary arterial hypertension (IPAH) .” 21
• EXAMPLE 4. Exploratory research question (qualitative research)
• - Explores areas that have not been fully investigated (perspectives of families and children who receive care in clinic-based child obesity treatment) to have a deeper understanding of the research problem
• “Problem: Interventions for children with obesity lead to only modest improvements in BMI and long-term outcomes, and data are limited on the perspectives of families of children with obesity in clinic-based treatment. This scoping review seeks to answer the question: What is known about the perspectives of families and children who receive care in clinic-based child obesity treatment? This review aims to explore the scope of perspectives reported by families of children with obesity who have received individualized outpatient clinic-based obesity treatment.” 22
• EXAMPLE 5. Relationship research question (quantitative research)
• - Defines interactions between dependent variable (use of ankle strategies) and independent variable (changes in muscle tone)
• “Background: To maintain an upright standing posture against external disturbances, the human body mainly employs two types of postural control strategies: “ankle strategy” and “hip strategy.” While it has been reported that the magnitude of the disturbance alters the use of postural control strategies, it has not been elucidated how the level of muscle tone, one of the crucial parameters of bodily function, determines the use of each strategy. We have previously confirmed using forward dynamics simulations of human musculoskeletal models that an increased muscle tone promotes the use of ankle strategies. The objective of the present study was to experimentally evaluate a hypothesis: an increased muscle tone promotes the use of ankle strategies. Research question: Do changes in the muscle tone affect the use of ankle strategies ?” 23

EXAMPLES OF HYPOTHESES IN PUBLISHED ARTICLES

• EXAMPLE 1. Working hypothesis (quantitative research)
• - A hypothesis that is initially accepted for further research to produce a feasible theory
• “As fever may have benefit in shortening the duration of viral illness, it is plausible to hypothesize that the antipyretic efficacy of ibuprofen may be hindering the benefits of a fever response when taken during the early stages of COVID-19 illness .” 24
• “In conclusion, it is plausible to hypothesize that the antipyretic efficacy of ibuprofen may be hindering the benefits of a fever response . The difference in perceived safety of these agents in COVID-19 illness could be related to the more potent efficacy to reduce fever with ibuprofen compared to acetaminophen. Compelling data on the benefit of fever warrant further research and review to determine when to treat or withhold ibuprofen for early stage fever for COVID-19 and other related viral illnesses .” 24
• EXAMPLE 2. Exploratory hypothesis (qualitative research)
• - Explores particular areas deeper to clarify subjective experience and develop a formal hypothesis potentially testable in a future quantitative approach
• “We hypothesized that when thinking about a past experience of help-seeking, a self distancing prompt would cause increased help-seeking intentions and more favorable help-seeking outcome expectations .” 25
• “Conclusion
• Although a priori hypotheses were not supported, further research is warranted as results indicate the potential for using self-distancing approaches to increasing help-seeking among some people with depressive symptomatology.” 25
• EXAMPLE 3. Hypothesis-generating research to establish a framework for hypothesis testing (qualitative research)
• “We hypothesize that compassionate care is beneficial for patients (better outcomes), healthcare systems and payers (lower costs), and healthcare providers (lower burnout). ” 26
• Compassionomics is the branch of knowledge and scientific study of the effects of compassionate healthcare. Our main hypotheses are that compassionate healthcare is beneficial for (1) patients, by improving clinical outcomes, (2) healthcare systems and payers, by supporting financial sustainability, and (3) HCPs, by lowering burnout and promoting resilience and well-being. The purpose of this paper is to establish a scientific framework for testing the hypotheses above . If these hypotheses are confirmed through rigorous research, compassionomics will belong in the science of evidence-based medicine, with major implications for all healthcare domains.” 26
• EXAMPLE 4. Statistical hypothesis (quantitative research)
• - An assumption is made about the relationship among several population characteristics ( gender differences in sociodemographic and clinical characteristics of adults with ADHD ). Validity is tested by statistical experiment or analysis ( chi-square test, Students t-test, and logistic regression analysis)
• “Our research investigated gender differences in sociodemographic and clinical characteristics of adults with ADHD in a Japanese clinical sample. Due to unique Japanese cultural ideals and expectations of women's behavior that are in opposition to ADHD symptoms, we hypothesized that women with ADHD experience more difficulties and present more dysfunctions than men . We tested the following hypotheses: first, women with ADHD have more comorbidities than men with ADHD; second, women with ADHD experience more social hardships than men, such as having less full-time employment and being more likely to be divorced.” 27
• “Statistical Analysis
• ( text omitted ) Between-gender comparisons were made using the chi-squared test for categorical variables and Students t-test for continuous variables…( text omitted ). A logistic regression analysis was performed for employment status, marital status, and comorbidity to evaluate the independent effects of gender on these dependent variables.” 27

EXAMPLES OF HYPOTHESIS AS WRITTEN IN PUBLISHED ARTICLES IN RELATION TO OTHER PARTS

• EXAMPLE 1. Background, hypotheses, and aims are provided
• “Pregnant women need skilled care during pregnancy and childbirth, but that skilled care is often delayed in some countries …( text omitted ). The focused antenatal care (FANC) model of WHO recommends that nurses provide information or counseling to all pregnant women …( text omitted ). Job aids are visual support materials that provide the right kind of information using graphics and words in a simple and yet effective manner. When nurses are not highly trained or have many work details to attend to, these job aids can serve as a content reminder for the nurses and can be used for educating their patients (Jennings, Yebadokpo, Affo, & Agbogbe, 2010) ( text omitted ). Importantly, additional evidence is needed to confirm how job aids can further improve the quality of ANC counseling by health workers in maternal care …( text omitted )” 28
• “ This has led us to hypothesize that the quality of ANC counseling would be better if supported by job aids. Consequently, a better quality of ANC counseling is expected to produce higher levels of awareness concerning the danger signs of pregnancy and a more favorable impression of the caring behavior of nurses .” 28
• “This study aimed to examine the differences in the responses of pregnant women to a job aid-supported intervention during ANC visit in terms of 1) their understanding of the danger signs of pregnancy and 2) their impression of the caring behaviors of nurses to pregnant women in rural Tanzania.” 28
• EXAMPLE 2. Background, hypotheses, and aims are provided
• “We conducted a two-arm randomized controlled trial (RCT) to evaluate and compare changes in salivary cortisol and oxytocin levels of first-time pregnant women between experimental and control groups. The women in the experimental group touched and held an infant for 30 min (experimental intervention protocol), whereas those in the control group watched a DVD movie of an infant (control intervention protocol). The primary outcome was salivary cortisol level and the secondary outcome was salivary oxytocin level.” 29
• “ We hypothesize that at 30 min after touching and holding an infant, the salivary cortisol level will significantly decrease and the salivary oxytocin level will increase in the experimental group compared with the control group .” 29
• EXAMPLE 3. Background, aim, and hypothesis are provided
• “In countries where the maternal mortality ratio remains high, antenatal education to increase Birth Preparedness and Complication Readiness (BPCR) is considered one of the top priorities [1]. BPCR includes birth plans during the antenatal period, such as the birthplace, birth attendant, transportation, health facility for complications, expenses, and birth materials, as well as family coordination to achieve such birth plans. In Tanzania, although increasing, only about half of all pregnant women attend an antenatal clinic more than four times [4]. Moreover, the information provided during antenatal care (ANC) is insufficient. In the resource-poor settings, antenatal group education is a potential approach because of the limited time for individual counseling at antenatal clinics.” 30
• “This study aimed to evaluate an antenatal group education program among pregnant women and their families with respect to birth-preparedness and maternal and infant outcomes in rural villages of Tanzania.” 30
• “ The study hypothesis was if Tanzanian pregnant women and their families received a family-oriented antenatal group education, they would (1) have a higher level of BPCR, (2) attend antenatal clinic four or more times, (3) give birth in a health facility, (4) have less complications of women at birth, and (5) have less complications and deaths of infants than those who did not receive the education .” 30

Research questions and hypotheses are crucial components to any type of research, whether quantitative or qualitative. These questions should be developed at the very beginning of the study. Excellent research questions lead to superior hypotheses, which, like a compass, set the direction of research, and can often determine the successful conduct of the study. Many research studies have floundered because the development of research questions and subsequent hypotheses was not given the thought and meticulous attention needed. The development of research questions and hypotheses is an iterative process based on extensive knowledge of the literature and insightful grasp of the knowledge gap. Focused, concise, and specific research questions provide a strong foundation for constructing hypotheses which serve as formal predictions about the research outcomes. Research questions and hypotheses are crucial elements of research that should not be overlooked. They should be carefully thought of and constructed when planning research. This avoids unethical studies and poor outcomes by defining well-founded objectives that determine the design, course, and outcome of the study.

Disclosure: The authors have no potential conflicts of interest to disclose.

Author Contributions:

• Conceptualization: Barroga E, Matanguihan GJ.
• Methodology: Barroga E, Matanguihan GJ.
• Writing - original draft: Barroga E, Matanguihan GJ.
• Writing - review & editing: Barroga E, Matanguihan GJ.

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Home » Research Methods – Types, Examples and Guide

Research Methods – Types, Examples and Guide

Table of Contents

Research Methods

Definition:

Research Methods refer to the techniques, procedures, and processes used by researchers to collect , analyze, and interpret data in order to answer research questions or test hypotheses. The methods used in research can vary depending on the research questions, the type of data that is being collected, and the research design.

Types of Research Methods

Types of Research Methods are as follows:

Qualitative research Method

Qualitative research methods are used to collect and analyze non-numerical data. This type of research is useful when the objective is to explore the meaning of phenomena, understand the experiences of individuals, or gain insights into complex social processes. Qualitative research methods include interviews, focus groups, ethnography, and content analysis.

Quantitative Research Method

Quantitative research methods are used to collect and analyze numerical data. This type of research is useful when the objective is to test a hypothesis, determine cause-and-effect relationships, and measure the prevalence of certain phenomena. Quantitative research methods include surveys, experiments, and secondary data analysis.

Mixed Method Research

Mixed Method Research refers to the combination of both qualitative and quantitative research methods in a single study. This approach aims to overcome the limitations of each individual method and to provide a more comprehensive understanding of the research topic. This approach allows researchers to gather both quantitative data, which is often used to test hypotheses and make generalizations about a population, and qualitative data, which provides a more in-depth understanding of the experiences and perspectives of individuals.

Key Differences Between Research Methods

The following Table shows the key differences between Quantitative, Qualitative and Mixed Research Methods

Examples of Research Methods

Examples of Research Methods are as follows:

Qualitative Research Example:

A researcher wants to study the experience of cancer patients during their treatment. They conduct in-depth interviews with patients to gather data on their emotional state, coping mechanisms, and support systems.

Quantitative Research Example:

A company wants to determine the effectiveness of a new advertisement campaign. They survey a large group of people, asking them to rate their awareness of the product and their likelihood of purchasing it.

Mixed Research Example:

A university wants to evaluate the effectiveness of a new teaching method in improving student performance. They collect both quantitative data (such as test scores) and qualitative data (such as feedback from students and teachers) to get a complete picture of the impact of the new method.

Applications of Research Methods

Research methods are used in various fields to investigate, analyze, and answer research questions. Here are some examples of how research methods are applied in different fields:

• Psychology : Research methods are widely used in psychology to study human behavior, emotions, and mental processes. For example, researchers may use experiments, surveys, and observational studies to understand how people behave in different situations, how they respond to different stimuli, and how their brains process information.
• Sociology : Sociologists use research methods to study social phenomena, such as social inequality, social change, and social relationships. Researchers may use surveys, interviews, and observational studies to collect data on social attitudes, beliefs, and behaviors.
• Medicine : Research methods are essential in medical research to study diseases, test new treatments, and evaluate their effectiveness. Researchers may use clinical trials, case studies, and laboratory experiments to collect data on the efficacy and safety of different medical treatments.
• Education : Research methods are used in education to understand how students learn, how teachers teach, and how educational policies affect student outcomes. Researchers may use surveys, experiments, and observational studies to collect data on student performance, teacher effectiveness, and educational programs.
• Business : Research methods are used in business to understand consumer behavior, market trends, and business strategies. Researchers may use surveys, focus groups, and observational studies to collect data on consumer preferences, market trends, and industry competition.
• Environmental science : Research methods are used in environmental science to study the natural world and its ecosystems. Researchers may use field studies, laboratory experiments, and observational studies to collect data on environmental factors, such as air and water quality, and the impact of human activities on the environment.
• Political science : Research methods are used in political science to study political systems, institutions, and behavior. Researchers may use surveys, experiments, and observational studies to collect data on political attitudes, voting behavior, and the impact of policies on society.

Purpose of Research Methods

Research methods serve several purposes, including:

• Identify research problems: Research methods are used to identify research problems or questions that need to be addressed through empirical investigation.
• Develop hypotheses: Research methods help researchers develop hypotheses, which are tentative explanations for the observed phenomenon or relationship.
• Collect data: Research methods enable researchers to collect data in a systematic and objective way, which is necessary to test hypotheses and draw meaningful conclusions.
• Analyze data: Research methods provide tools and techniques for analyzing data, such as statistical analysis, content analysis, and discourse analysis.
• Test hypotheses: Research methods allow researchers to test hypotheses by examining the relationships between variables in a systematic and controlled manner.
• Draw conclusions : Research methods facilitate the drawing of conclusions based on empirical evidence and help researchers make generalizations about a population based on their sample data.
• Enhance understanding: Research methods contribute to the development of knowledge and enhance our understanding of various phenomena and relationships, which can inform policy, practice, and theory.

When to Use Research Methods

Research methods are used when you need to gather information or data to answer a question or to gain insights into a particular phenomenon.

Here are some situations when research methods may be appropriate:

• To investigate a problem : Research methods can be used to investigate a problem or a research question in a particular field. This can help in identifying the root cause of the problem and developing solutions.
• To gather data: Research methods can be used to collect data on a particular subject. This can be done through surveys, interviews, observations, experiments, and more.
• To evaluate programs : Research methods can be used to evaluate the effectiveness of a program, intervention, or policy. This can help in determining whether the program is meeting its goals and objectives.
• To explore new areas : Research methods can be used to explore new areas of inquiry or to test new hypotheses. This can help in advancing knowledge in a particular field.
• To make informed decisions : Research methods can be used to gather information and data to support informed decision-making. This can be useful in various fields such as healthcare, business, and education.

Advantages of Research Methods

Research methods provide several advantages, including:

• Objectivity : Research methods enable researchers to gather data in a systematic and objective manner, minimizing personal biases and subjectivity. This leads to more reliable and valid results.
• Replicability : A key advantage of research methods is that they allow for replication of studies by other researchers. This helps to confirm the validity of the findings and ensures that the results are not specific to the particular research team.
• Generalizability : Research methods enable researchers to gather data from a representative sample of the population, allowing for generalizability of the findings to a larger population. This increases the external validity of the research.
• Precision : Research methods enable researchers to gather data using standardized procedures, ensuring that the data is accurate and precise. This allows researchers to make accurate predictions and draw meaningful conclusions.
• Efficiency : Research methods enable researchers to gather data efficiently, saving time and resources. This is especially important when studying large populations or complex phenomena.
• Innovation : Research methods enable researchers to develop new techniques and tools for data collection and analysis, leading to innovation and advancement in the field.

About the author

Muhammad Hassan

Researcher, Academic Writer, Web developer

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How to Write a Research Paper Introduction (with Examples)

The research paper introduction section, along with the Title and Abstract, can be considered the face of any research paper. The following article is intended to guide you in organizing and writing the research paper introduction for a quality academic article or dissertation.

The research paper introduction aims to present the topic to the reader. A study will only be accepted for publishing if you can ascertain that the available literature cannot answer your research question. So it is important to ensure that you have read important studies on that particular topic, especially those within the last five to ten years, and that they are properly referenced in this section. 1 What should be included in the research paper introduction is decided by what you want to tell readers about the reason behind the research and how you plan to fill the knowledge gap. The best research paper introduction provides a systemic review of existing work and demonstrates additional work that needs to be done. It needs to be brief, captivating, and well-referenced; a well-drafted research paper introduction will help the researcher win half the battle.

The introduction for a research paper is where you set up your topic and approach for the reader. It has several key goals:

• Present your research topic
• Capture reader interest
• Summarize existing research
• Position your own approach
• Define your specific research problem and problem statement
• Highlight the novelty and contributions of the study
• Give an overview of the paper’s structure

The research paper introduction can vary in size and structure depending on whether your paper presents the results of original empirical research or is a review paper. Some research paper introduction examples are only half a page while others are a few pages long. In many cases, the introduction will be shorter than all of the other sections of your paper; its length depends on the size of your paper as a whole.

• Break through writer’s block. Write your research paper introduction with Paperpal Copilot

Table of Contents

What is the introduction for a research paper, why is the introduction important in a research paper, craft a compelling introduction section with paperpal. try now, 1. introduce the research topic:, 2. determine a research niche:, 3. place your research within the research niche:, craft accurate research paper introductions with paperpal. start writing now, frequently asked questions on research paper introduction, key points to remember.

The introduction in a research paper is placed at the beginning to guide the reader from a broad subject area to the specific topic that your research addresses. They present the following information to the reader

• Scope: The topic covered in the research paper
• Context: Background of your topic
• Importance: Why your research matters in that particular area of research and the industry problem that can be targeted

The research paper introduction conveys a lot of information and can be considered an essential roadmap for the rest of your paper. A good introduction for a research paper is important for the following reasons:

• It stimulates your reader’s interest: A good introduction section can make your readers want to read your paper by capturing their interest. It informs the reader what they are going to learn and helps determine if the topic is of interest to them.
• It helps the reader understand the research background: Without a clear introduction, your readers may feel confused and even struggle when reading your paper. A good research paper introduction will prepare them for the in-depth research to come. It provides you the opportunity to engage with the readers and demonstrate your knowledge and authority on the specific topic.
• It explains why your research paper is worth reading: Your introduction can convey a lot of information to your readers. It introduces the topic, why the topic is important, and how you plan to proceed with your research.
• It helps guide the reader through the rest of the paper: The research paper introduction gives the reader a sense of the nature of the information that will support your arguments and the general organization of the paragraphs that will follow. It offers an overview of what to expect when reading the main body of your paper.

What are the parts of introduction in the research?

A good research paper introduction section should comprise three main elements: 2

• What is known: This sets the stage for your research. It informs the readers of what is known on the subject.
• What is lacking: This is aimed at justifying the reason for carrying out your research. This could involve investigating a new concept or method or building upon previous research.
• What you aim to do: This part briefly states the objectives of your research and its major contributions. Your detailed hypothesis will also form a part of this section.

How to write a research paper introduction?

The first step in writing the research paper introduction is to inform the reader what your topic is and why it’s interesting or important. This is generally accomplished with a strong opening statement. The second step involves establishing the kinds of research that have been done and ending with limitations or gaps in the research that you intend to address. Finally, the research paper introduction clarifies how your own research fits in and what problem it addresses. If your research involved testing hypotheses, these should be stated along with your research question. The hypothesis should be presented in the past tense since it will have been tested by the time you are writing the research paper introduction.

The following key points, with examples, can guide you when writing the research paper introduction section:

• Highlight the importance of the research field or topic
• Describe the background of the topic
• Present an overview of current research on the topic

Example: The inclusion of experiential and competency-based learning has benefitted electronics engineering education. Industry partnerships provide an excellent alternative for students wanting to engage in solving real-world challenges. Industry-academia participation has grown in recent years due to the need for skilled engineers with practical training and specialized expertise. However, from the educational perspective, many activities are needed to incorporate sustainable development goals into the university curricula and consolidate learning innovation in universities.

• Reveal a gap in existing research or oppose an existing assumption
• Formulate the research question

Example: There have been plausible efforts to integrate educational activities in higher education electronics engineering programs. However, very few studies have considered using educational research methods for performance evaluation of competency-based higher engineering education, with a focus on technical and or transversal skills. To remedy the current need for evaluating competencies in STEM fields and providing sustainable development goals in engineering education, in this study, a comparison was drawn between study groups without and with industry partners.

• State the purpose of your study
• Highlight the key characteristics of your study
• Describe important results
• Highlight the novelty of the study.
• Offer a brief overview of the structure of the paper.

Example: The study evaluates the main competency needed in the applied electronics course, which is a fundamental core subject for many electronics engineering undergraduate programs. We compared two groups, without and with an industrial partner, that offered real-world projects to solve during the semester. This comparison can help determine significant differences in both groups in terms of developing subject competency and achieving sustainable development goals.

Write a Research Paper Introduction in Minutes with Paperpal

Paperpal Copilot is a generative AI-powered academic writing assistant. It’s trained on millions of published scholarly articles and over 20 years of STM experience. Paperpal Copilot helps authors write better and faster with:

• Real-time writing suggestions
• In-depth checks for language and grammar correction
• Paraphrasing to add variety, ensure academic tone, and trim text to meet journal limits

With Paperpal Copilot, create a research paper introduction effortlessly. In this step-by-step guide, we’ll walk you through how Paperpal transforms your initial ideas into a polished and publication-ready introduction.

How to use Paperpal to write the Introduction section

Step 1: Sign up on Paperpal and click on the Copilot feature, under this choose Outlines > Research Article > Introduction

Step 2: Add your unstructured notes or initial draft, whether in English or another language, to Paperpal, which is to be used as the base for your content.

Step 3: Fill in the specifics, such as your field of study, brief description or details you want to include, which will help the AI generate the outline for your Introduction.

Step 4: Use this outline and sentence suggestions to develop your content, adding citations where needed and modifying it to align with your specific research focus.

Step 5: Turn to Paperpal’s granular language checks to refine your content, tailor it to reflect your personal writing style, and ensure it effectively conveys your message.

You can use the same process to develop each section of your article, and finally your research paper in half the time and without any of the stress.

The purpose of the research paper introduction is to introduce the reader to the problem definition, justify the need for the study, and describe the main theme of the study. The aim is to gain the reader’s attention by providing them with necessary background information and establishing the main purpose and direction of the research.

The length of the research paper introduction can vary across journals and disciplines. While there are no strict word limits for writing the research paper introduction, an ideal length would be one page, with a maximum of 400 words over 1-4 paragraphs. Generally, it is one of the shorter sections of the paper as the reader is assumed to have at least a reasonable knowledge about the topic. 2 For example, for a study evaluating the role of building design in ensuring fire safety, there is no need to discuss definitions and nature of fire in the introduction; you could start by commenting upon the existing practices for fire safety and how your study will add to the existing knowledge and practice.

When deciding what to include in the research paper introduction, the rest of the paper should also be considered. The aim is to introduce the reader smoothly to the topic and facilitate an easy read without much dependency on external sources. 3 Below is a list of elements you can include to prepare a research paper introduction outline and follow it when you are writing the research paper introduction. Topic introduction: This can include key definitions and a brief history of the topic. Research context and background: Offer the readers some general information and then narrow it down to specific aspects. Details of the research you conducted: A brief literature review can be included to support your arguments or line of thought. Rationale for the study: This establishes the relevance of your study and establishes its importance. Importance of your research: The main contributions are highlighted to help establish the novelty of your study Research hypothesis: Introduce your research question and propose an expected outcome. Organization of the paper: Include a short paragraph of 3-4 sentences that highlights your plan for the entire paper

Cite only works that are most relevant to your topic; as a general rule, you can include one to three. Note that readers want to see evidence of original thinking. So it is better to avoid using too many references as it does not leave much room for your personal standpoint to shine through. Citations in your research paper introduction support the key points, and the number of citations depend on the subject matter and the point discussed. If the research paper introduction is too long or overflowing with citations, it is better to cite a few review articles rather than the individual articles summarized in the review. A good point to remember when citing research papers in the introduction section is to include at least one-third of the references in the introduction.

The literature review plays a significant role in the research paper introduction section. A good literature review accomplishes the following: Introduces the topic – Establishes the study’s significance – Provides an overview of the relevant literature – Provides context for the study using literature – Identifies knowledge gaps However, remember to avoid making the following mistakes when writing a research paper introduction: Do not use studies from the literature review to aggressively support your research Avoid direct quoting Do not allow literature review to be the focus of this section. Instead, the literature review should only aid in setting a foundation for the manuscript.

Remember the following key points for writing a good research paper introduction: 4

• Avoid stuffing too much general information: Avoid including what an average reader would know and include only that information related to the problem being addressed in the research paper introduction. For example, when describing a comparative study of non-traditional methods for mechanical design optimization, information related to the traditional methods and differences between traditional and non-traditional methods would not be relevant. In this case, the introduction for the research paper should begin with the state-of-the-art non-traditional methods and methods to evaluate the efficiency of newly developed algorithms.
• Avoid packing too many references: Cite only the required works in your research paper introduction. The other works can be included in the discussion section to strengthen your findings.
• Avoid extensive criticism of previous studies: Avoid being overly critical of earlier studies while setting the rationale for your study. A better place for this would be the Discussion section, where you can highlight the advantages of your method.
• Avoid describing conclusions of the study: When writing a research paper introduction remember not to include the findings of your study. The aim is to let the readers know what question is being answered. The actual answer should only be given in the Results and Discussion section.

To summarize, the research paper introduction section should be brief yet informative. It should convince the reader the need to conduct the study and motivate him to read further. If you’re feeling stuck or unsure, choose trusted AI academic writing assistants like Paperpal to effortlessly craft your research paper introduction and other sections of your research article.

1. Jawaid, S. A., & Jawaid, M. (2019). How to write introduction and discussion. Saudi Journal of Anaesthesia, 13(Suppl 1), S18.

2. Dewan, P., & Gupta, P. (2016). Writing the title, abstract and introduction: Looks matter!. Indian pediatrics, 53, 235-241.

3. Cetin, S., & Hackam, D. J. (2005). An approach to the writing of a scientific Manuscript1. Journal of Surgical Research, 128(2), 165-167.

4. Bavdekar, S. B. (2015). Writing introduction: Laying the foundations of a research paper. Journal of the Association of Physicians of India, 63(7), 44-6.

Paperpal is a comprehensive AI writing toolkit that helps students and researchers achieve 2x the writing in half the time. It leverages 21+ years of STM experience and insights from millions of research articles to provide in-depth academic writing, language editing, and submission readiness support to help you write better, faster.  

Get accurate academic translations, rewriting support, grammar checks, vocabulary suggestions, and generative AI assistance that delivers human precision at machine speed. Try for free or upgrade to Paperpal Prime starting at US$19 a month to access premium features, including consistency, plagiarism, and 30+ submission readiness checks to help you succeed.  

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How to Write a Research Methodology for a Research Paper

Crafting a comprehensive research paper can be daunting. Understanding diverse citation styles and various subject areas presents a challenge for many.

Without clear examples, students often feel lost and overwhelmed, unsure of how to start or which style fits their subject.

Explore our collection of expertly written research paper examples. We’ve covered various citation styles and a diverse range of subjects.

So, read on!

• 1. Research Paper Example for Different Formats
• 2. Examples for Different Research Paper Parts
• 3. Research Paper Examples for Different Fields
• 4. Research Paper Example Outline

Research Paper Example for Different Formats

Following a specific formatting style is essential while writing a research paper . Knowing the conventions and guidelines for each format can help you in creating a perfect paper. Here we have gathered examples of research paper for most commonly applied citation styles :

Social Media and Social Media Marketing: A Literature Review

APA Research Paper Example

APA (American Psychological Association) style is commonly used in social sciences, psychology, and education. This format is recognized for its clear and concise writing, emphasis on proper citations, and orderly presentation of ideas.

Here are some research paper examples in APA style:

Research Paper Example APA 7th Edition

Research Paper Example MLA

MLA (Modern Language Association) style is frequently employed in humanities disciplines, including literature, languages, and cultural studies. An MLA research paper might explore literature analysis, linguistic studies, or historical research within the humanities. 

Here is an example:

Found Voices: Carl Sagan

Research Paper Example Chicago

Chicago style is utilized in various fields like history, arts, and social sciences. Research papers in Chicago style could delve into historical events, artistic analyses, or social science inquiries. 

Here is a research paper formatted in Chicago style:

Chicago Research Paper Sample

Research Paper Example Harvard

Harvard style is widely used in business, management, and some social sciences. Research papers in Harvard style might address business strategies, case studies, or social policies.

View this sample Harvard style paper here:

Harvard Research Paper Sample

Examples for Different Research Paper Parts

A research paper has different parts. Each part is important for the overall success of the paper. Chapters in a research paper must be written correctly, using a certain format and structure.

The following are examples of how different sections of the research paper can be written.

Research Proposal

The research proposal acts as a detailed plan or roadmap for your study, outlining the focus of your research and its significance. It's essential as it not only guides your research but also persuades others about the value of your study.

Example of Research Proposal

An abstract serves as a concise overview of your entire research paper. It provides a quick insight into the main elements of your study. It summarizes your research's purpose, methods, findings, and conclusions in a brief format.

Research Paper Example Abstract

Literature Review 

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Assessing the evolution of research topics in a biological field using plant science as an example

Roles Conceptualization, Data curation, Formal analysis, Funding acquisition, Investigation, Methodology, Project administration, Resources, Software, Supervision, Validation, Visualization, Writing – original draft, Writing – review & editing

* E-mail: [email protected]

Affiliations Department of Plant Biology, Michigan State University, East Lansing, Michigan, United States of America, Department of Computational Mathematics, Science, and Engineering, Michigan State University, East Lansing, Michigan, United States of America, DOE-Great Lake Bioenergy Research Center, Michigan State University, East Lansing, Michigan, United States of America

Roles Conceptualization, Investigation, Project administration, Supervision, Writing – review & editing

Affiliation Department of Plant Biology, Michigan State University, East Lansing, Michigan, United States of America

• Shin-Han Shiu, 
• Melissa D. Lehti-Shiu

• Published: May 23, 2024
• https://doi.org/10.1371/journal.pbio.3002612
• Peer Review
• Reader Comments

Scientific advances due to conceptual or technological innovations can be revealed by examining how research topics have evolved. But such topical evolution is difficult to uncover and quantify because of the large body of literature and the need for expert knowledge in a wide range of areas in a field. Using plant biology as an example, we used machine learning and language models to classify plant science citations into topics representing interconnected, evolving subfields. The changes in prevalence of topical records over the last 50 years reflect shifts in major research trends and recent radiation of new topics, as well as turnover of model species and vastly different plant science research trajectories among countries. Our approaches readily summarize the topical diversity and evolution of a scientific field with hundreds of thousands of relevant papers, and they can be applied broadly to other fields.

Citation: Shiu S-H, Lehti-Shiu MD (2024) Assessing the evolution of research topics in a biological field using plant science as an example. PLoS Biol 22(5): e3002612. https://doi.org/10.1371/journal.pbio.3002612

Academic Editor: Ulrich Dirnagl, Charite Universitatsmedizin Berlin, GERMANY

Received: October 16, 2023; Accepted: April 4, 2024; Published: May 23, 2024

Copyright: © 2024 Shiu, Lehti-Shiu. This is an open access article distributed under the terms of the Creative Commons Attribution License , which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

Data Availability: The plant science corpus data are available through Zenodo ( https://zenodo.org/records/10022686 ). The codes for the entire project are available through GitHub ( https://github.com/ShiuLab/plant_sci_hist ) and Zenodo ( https://doi.org/10.5281/zenodo.10894387 ).

Funding: This work was supported by the National Science Foundation (IOS-2107215 and MCB-2210431 to MDL and SHS; DGE-1828149 and IOS-2218206 to SHS), Department of Energy grant Great Lakes Bioenergy Research Center (DE-SC0018409 to SHS). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

Competing interests: The authors have declared that no competing interests exist.

Abbreviations: BERT, Bidirectional Encoder Representations from Transformers; br, brassinosteroid; ccTLD, country code Top Level Domain; c-Tf-Idf, class-based Tf-Idf; ChatGPT, Chat Generative Pretrained Transformer; ga, gibberellic acid; LOWESS, locally weighted scatterplot smoothing; MeSH, Medical Subject Heading; SHAP, SHapley Additive exPlanations; SJR, SCImago Journal Rank; Tf-Idf, Term frequency-Inverse document frequency; UMAP, Uniform Manifold Approximation and Projection

Introduction

The explosive growth of scientific data in recent years has been accompanied by a rapidly increasing volume of literature. These records represent a major component of our scientific knowledge and embody the history of conceptual and technological advances in various fields over time. Our ability to wade through these records is important for identifying relevant literature for specific topics, a crucial practice of any scientific pursuit [ 1 ]. Classifying the large body of literature into topics can provide a useful means to identify relevant literature. In addition, these topics offer an opportunity to assess how scientific fields have evolved and when major shifts in took place. However, such classification is challenging because the relevant articles in any topic or domain can number in the tens or hundreds of thousands, and the literature is in the form of natural language, which takes substantial effort and expertise to process [ 2 , 3 ]. In addition, even if one could digest all literature in a field, it would still be difficult to quantify such knowledge.

In the last several years, there has been a quantum leap in natural language processing approaches due to the feasibility of building complex deep learning models with highly flexible architectures [ 4 , 5 ]. The development of large language models such as Bidirectional Encoder Representations from Transformers (BERT; [ 6 ]) and Chat Generative Pretrained Transformer (ChatGPT; [ 7 ]) has enabled the analysis, generation, and modeling of natural language texts in a wide range of applications. The success of these applications is, in large part, due to the feasibility of considering how the same words are used in different contexts when modeling natural language [ 6 ]. One such application is topic modeling, the practice of establishing statistical models of semantic structures underlying a document collection. Topic modeling has been proposed for identifying scientific hot topics over time [ 1 ], for example, in synthetic biology [ 8 ], and it has also been applied to, for example, automatically identify topical scenes in images [ 9 ] and social network topics [ 10 ], discover gene programs highly correlated with cancer prognosis [ 11 ], capture “chromatin topics” that define cell-type differences [ 12 ], and investigate relationships between genetic variants and disease risk [ 13 ]. Here, we use topic modeling to ask how research topics in a scientific field have evolved and what major changes in the research trends have taken place, using plant science as an example.

Plant science corpora allow classification of major research topics

Plant science, broadly defined, is the study of photosynthetic species, their interactions with biotic/abiotic environments, and their applications. For modeling plant science topical evolution, we first identified a collection of plant science documents (i.e., corpus) using a text classification approach. To this end, we first collected over 30 million PubMed records and narrowed down candidate plant science records by searching for those with plant-related terms and taxon names (see Materials and methods ). Because there remained a substantial number of false positives (i.e., biomedical records mentioning plants in passing), a set of positive plant science examples from the 17 plant science journals with the highest numbers of plant science publications covering a wide range of subfields and a set of negative examples from journals with few candidate plant science records were used to train 4 types of text classification models (see Materials and methods ). The best text classification model performed well (F1 = 0.96, F1 of a naïve model = 0.5, perfect model = 1) where the positive and negative examples were clearly separated from each other based on prediction probability of the hold-out testing dataset (false negative rate = 2.6%, false positive rate = 5.2%, S1A and S1B Fig ). The false prediction rate for documents from the 17 plant science journals annotated with the Medical Subject Heading (MeSH) term “Plants” in NCBI was 11.7% (see Materials and methods ). The prediction probability distribution of positive instances with the MeSH term has an expected left-skew to lower values ( S1C Fig ) compared with the distributions of all positive instances ( S1A Fig ). Thus, this subset with the MeSH term is a skewed representation of articles from these 17 major plant science journals. To further benchmark the validity of the plant science records, we also conducted manual annotation of 100 records where the false positive and false negative rates were 14.6% and 10.6%, respectively (see Materials and methods ). Using 12 other plant science journals not included as positive examples as benchmarks, the false negative rate was 9.9% (see Materials and methods ). Considering the range of false prediction rate estimates with different benchmarks, we should emphasize that the model built with the top 17 plant science journals represents a substantial fraction of plant science publications but with biases. Applying the model to the candidate plant science record led to 421,658 positive predictions, hereafter referred to as “plant science records” ( S1D Fig and S1 Data ).

To better understand how the models classified plant science articles, we identified important terms from a more easily interpretable model (Term frequency-Inverse document frequency (Tf-Idf) model; F1 = 0.934) using Shapley Additive Explanations [ 14 ]; 136 terms contributed to predicting plant science records (e.g., Arabidopsis, xylem, seedling) and 138 terms contributed to non-plant science record predictions (e.g., patients, clinical, mice; Tf-Idf feature sheet, S1 Data ). Plant science records as well as PubMed articles grew exponentially from 1950 to 2020 ( Fig 1A ), highlighting the challenges of digesting the rapidly expanding literature. We used the plant science records to perform topic modeling, which consisted of 4 steps: representing each record as a BERT embedding, reducing dimensionality, clustering, and identifying the top terms by calculating class (i.e., topic)-based Tf-Idf (c-Tf-Idf; [ 15 ]). The c-Tf-Idf represents the frequency of a term in the context of how rare the term is to reduce the influence of common words. SciBERT [ 16 ] was the best model among those tested ( S2 Data ) and was used for building the final topic model, which classified 372,430 (88.3%) records into 90 topics defined by distinct combinations of terms ( S3 Data ). The topics contained 620 to 16,183 records and were named after the top 4 to 5 terms defining the topical areas ( Fig 1B and S3 Data ). For example, the top 5 terms representing the largest topic, topic 61 (16,183 records), are “qtl,” “resistance,” “wheat,” “markers,” and “traits,” which represent crop improvement studies using quantitative genetics.

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(A) Numbers of PubMed (magenta) and plant science (green) records between 1950 and 2020. (a, b, c) Coefficients of the exponential function, y = ae b . Data for the plot are in S1 Data . (B) Numbers of documents for the top 30 plant science topics. Each topic is designated by an index number (left) and the top 4–6 terms with the highest cTf-Idf values (right). Data for the plot are in S3 Data . (C) Two-dimensional representation of the relationships between plant science records generated by Uniform Manifold Approximation and Projection (UMAP, [ 17 ]) using SciBERT embeddings of plant science records. All topics panel: Different topics are assigned different colors. Outlier panel: UMAP representation of all records (gray) with outlier records in red. Blue dotted circles: areas with relatively high densities indicating topics that are below the threshold for inclusion in a topic. In the 8 UMAP representations on the right, records for example topics are in red and the remaining records in gray. Blue dotted circles indicate the relative position of topic 48.

https://doi.org/10.1371/journal.pbio.3002612.g001

Records with assigned topics clustered into distinct areas in a two-dimensional (2D) space ( Fig 1C , for all topics, see S4 Data ). The remaining 49,228 outlier records not assigned to any topic (11.7%, middle panel, Fig 1C ) have 3 potential sources. First, some outliers likely belong to unique topics but have fewer records than the threshold (>500, blue dotted circles, Fig 1C ). Second, some of the many outliers dispersed within the 2D space ( Fig 1C ) were not assigned to any single topic because they had relatively high prediction scores for multiple topics ( S2 Fig ). These likely represent studies across subdisciplines in plant science. Third, some outliers are likely interdisciplinary studies between plant science and other domains, such as chemistry, mathematics, and physics. Such connections can only be revealed if records from other domains are included in the analyses.

Topical clusters reveal closely related topics but with distinct key term usage

Related topics tend to be located close together in the 2D representation (e.g., topics 48 and 49, Fig 1C ). We further assessed intertopical relationships by determining the cosine similarities between topics using cTf-Idfs ( Figs 2A and S3 ). In this topic network, some topics are closely related and form topic clusters. For example, topics 25, 26, and 27 collectively represent a more general topic related to the field of plant development (cluster a , lower left in Fig 2A ). Other topic clusters represent studies of stress, ion transport, and heavy metals ( b ); photosynthesis, water, and UV-B ( c ); population and community biology (d); genomics, genetic mapping, and phylogenetics ( e , upper right); and enzyme biochemistry ( f , upper left in Fig 2A ).

(A) Graph depicting the degrees of similarity (edges) between topics (nodes). Between each topic pair, a cosine similarity value was calculated using the cTf-Idf values of all terms. A threshold similarity of 0.6 was applied to illustrate the most related topics. For the full matrix presented as a heatmap, see S4 Fig . The nodes are labeled with topic index numbers and the top 4–6 terms. The colors and width of the edges are defined based on cosine similarity. Example topic clusters are highlighted in yellow and labeled a through f (blue boxes). (B, C) Relationships between the cTf-Idf values (see S3 Data ) of the top terms for topics 26 and 27 (B) and for topics 25 and 27 (C) . Only terms with cTf-Idf ≥ 0.6 are labeled. Terms with cTf-Idf values beyond the x and y axis limit are indicated by pink arrows and cTf-Idf values. (D) The 2D representation in Fig 1C is partitioned into graphs for different years, and example plots for every 5-year period since 1975 are shown. Example topics discussed in the text are indicated. Blue arrows connect the areas occupied by records of example topics across time periods to indicate changes in document frequencies.

https://doi.org/10.1371/journal.pbio.3002612.g002

Topics differed in how well they were connected to each other, reflecting how general the research interests or needs are (see Materials and methods ). For example, topic 24 (stress mechanisms) is the most well connected with median cosine similarity = 0.36, potentially because researchers in many subfields consider aspects of plant stress even though it is not the focus. The least connected topics include topic 21 (clock biology, 0.12), which is surprising because of the importance of clocks in essentially all aspects of plant biology [ 18 ]. This may be attributed, in part, to the relatively recent attention in this area.

Examining topical relationships and the cTf-Idf values of terms also revealed how related topics differ. For example, topic 26 is closely related to topics 27 and 25 (cluster a on the lower left of Fig 2A ). Topics 26 and 27 both contain records of developmental process studies mainly in Arabidopsis ( Fig 2B ); however, topic 26 is focused on the impact of light, photoreceptors, and hormones such as gibberellic acids (ga) and brassinosteroids (br), whereas topic 27 is focused on flowering and floral development. Topic 25 is also focused on plant development but differs from topic 27 because it contains records of studies mainly focusing on signaling and auxin with less emphasis on Arabidopsis ( Fig 2C ). These examples also highlight the importance of using multiple top terms to represent the topics. The similarities in cTf-Idfs between topics were also useful for measuring the editorial scope (i.e., diverse, or narrow) of journals publishing plant science papers using a relative topic diversity measure (see Materials and methods ). For example, Proceedings of the National Academy of Sciences , USA has the highest diversity, while Theoretical and Applied Genetics has the lowest ( S4 Fig ). One surprise is the relatively low diversity of American Journal of Botany , which focuses on plant ecology, systematics, development, and genetics. The low diversity is likely due to the relatively larger number of cellular and molecular science records in PubMed, consistent with the identification of relatively few topical areas relevant to studies at the organismal, population, community, and ecosystem levels.

Investigation of the relative prevalence of topics over time reveals topical succession

We next asked whether relationships between topics reflect chronological progression of certain subfields. To address this, we assessed how prevalent topics were over time using dynamic topic modeling [ 19 ]. As shown in Fig 2D , there is substantial fluctuation in where the records are in the 2D space over time. For example, topic 44 (light, leaves, co, synthesis, photosynthesis) is among the topics that existed in 1975 but has diminished gradually since. In 1985, topic 39 (Agrobacterium-based transformation) became dense enough to be visualized. Additional examples include topics 79 (soil heavy metals), 42 (differential expression), and 82 (bacterial community metagenomics), which became prominent in approximately 2005, 2010, and 2020, respectively ( Fig 2D ). In addition, animating the document occupancy in the 2D space over time revealed a broad change in patterns over time: Some initially dense areas became sparse over time and a large number of topics in areas previously only loosely occupied at the turn of the century increased over time ( S5 Data ).

While the 2D representations reveal substantial details on the evolution of topics, comparison over time is challenging because the number of plant science records has grown exponentially ( Fig 1A ). To address this, the records were divided into 50 chronological bins each with approximately 8,400 records to make cross-bin comparisons feasible ( S6 Data ). We should emphasize that, because of the way the chronological bins were split, the number of records for each topic in each bin should be treated as a normalized value relative to all other topics during the same period. Examining this relative prevalence of topics across bins revealed a clear pattern of topic succession over time (one topic evolved into another) and the presence of 5 topical categories ( Fig 3 ). The topics were categorized based on their locally weighted scatterplot smoothing (LOWESS) fits and ordered according to timing of peak frequency ( S7 and S8 Data , see Materials and methods ). In Fig 3 , the relative decrease in document frequency does not mean that research output in a topic is dwindling. Because each row in the heatmap is normalized based on the minimum and maximum values within each topic, there still can be substantial research output in terms of numbers of publications even when the relative frequency is near zero. Thus, a reduced relative frequency of a topic reflects only a below-average growth rate compared with other topical areas.

(A-E) A heat map of relative topic frequency over time reveals 5 topical categories: (A) stable, (B) early, (C) transitional, (D) sigmoidal, and (E) rising. The x axis denotes different time bins with each bin containing a similar number of documents to account for the exponential growth of plant science records over time. The sizes of all bins except the first are drawn to scale based on the beginning and end dates. The y axis lists different topics denoted by the label and top 4 to 5 terms. In each cell, the prevalence of a topic in a time bin is colored according to the min-max normalized cTf-Idf values for that topic. Light blue dotted lines delineate different decades. The arrows left of a subset of topic labels indicate example relationships between topics in topic clusters. Blue boxes with labels a–f indicate topic clusters, which are the same as those in Fig 2 . Connecting lines indicate successional trends. Yellow circles/lines 1 – 3: 3 major transition patterns. The original data are in S5 Data .

https://doi.org/10.1371/journal.pbio.3002612.g003

The first topical category is a stable category with 7 topics mostly established before the 1980s that have since remained stable in terms of prevalence in the plant science records (top of Fig 3A ). These topics represent long-standing plant science research foci, including studies of plant physiology (topics 4, 58, and 81), genetics (topic 61), and medicinal plants (topic 53). The second category contains 8 topics established before the 1980s that have mostly decreased in prevalence since (the early category, Fig 3B ). Two examples are physiological and morphological studies of hormone action (topic 45, the second in the early category) and the characterization of protein, DNA, and RNA (topic 18, the second to last). Unlike other early topics, topic 78 (paleobotany and plant evolution studies, the last topic in Fig 3B ) experienced a resurgence in the early 2000s due to the development of new approaches and databases and changes in research foci [ 20 ].

The 33 topics in the third, transitional category became prominent in the 1980s, 1990s, or even 2000s but have clearly decreased in prevalence ( Fig 3C ). In some cases, the early and the transitional topics became less prevalent because of topical succession—refocusing of earlier topics led to newer ones that either show no clear sign of decrease (the sigmoidal category, Fig 3D ) or continue to increase in prevalence (the rising category, Fig 3E ). Consistent with the notion of topical succession, topics within each topic cluster ( Fig 2 ) were found across topic categories and/or were prominent at different time periods (indicated by colored lines linking topics, Fig 3 ). One example is topics in topic cluster b (connected with light green lines and arrows, compare Figs 2 and 3 ); the study of cation transport (topic 47, the third in the transitional category), prominent in the 1980s and early 1990s, is connected to 5 other topics, namely, another transitional topic 29 (cation channels and their expression) peaking in the 2000s and early 2010s, sigmoidal topics 24 and 28 (stress response, tolerance mechanisms) and 30 (heavy metal transport), which rose to prominence in mid-2000s, and the rising topic 42 (stress transcriptomic studies), which increased in prevalence in the mid-2010s.

The rise and fall of topics can be due to a combination of technological or conceptual breakthroughs, maturity of the field, funding constraints, or publicity. The study of transposable elements (topic 62) illustrates the effect of publicity; the rise in this field coincided with Barbara McClintock’s 1983 Nobel Prize but not with the publication of her studies in the 1950s [ 21 ]. The reduced prevalence in early 2000 likely occurred in part because analysis of transposons became a central component of genome sequencing and annotation studies, rather than dedicated studies. In addition, this example indicates that our approaches, while capable of capturing topical trends, cannot be used to directly infer major papers leading to the growth of a topic.

Three major topical transition patterns signify shifts in research trends

Beyond the succession of specific topics, 3 major transitions in the dynamic topic graph should be emphasized: (1) the relative decreasing trend of early topics in the late 1970s and early 1980s; (2) the rise of transitional topics in late 1980s; and (3) the relative decreasing trend of transitional topics in the late 1990s and early 2000s, which coincided with a radiation of sigmoidal and rising topics (yellow circles, Fig 3 ). The large numbers of topics involved in these transitions suggest major shifts in plant science research. In transition 1, early topics decreased in relative prevalence in the late 1970s to early 1980s, which coincided with the rise of transitional topics over the following decades (circle 1, Fig 3 ). For example, there was a shift from the study of purified proteins such as enzymes (early topic 48, S5A Fig ) to molecular genetic dissection of genes, proteins, and RNA (transitional topic 35, S5B Fig ) enabled by the wider adoption of recombinant DNA and molecular cloning technologies in late 1970s [ 22 ]. Transition 2 (circle 2, Fig 3 ) can be explained by the following breakthroughs in the late 1980s: better approaches to create transgenic plants and insertional mutants [ 23 ], more efficient creation of mutant plant libraries through chemical mutagenesis (e.g., [ 24 ]), and availability of gene reporter systems such as β-glucuronidase [ 25 ]. Because of these breakthroughs, molecular genetics studies shifted away from understanding the basic machinery to understanding the molecular underpinnings of specific processes, such as molecular mechanisms of flower and meristem development and the action of hormones such as auxin (topic 27, S5C Fig ); this type of research was discussed as a future trend in 1988 [ 26 ] and remains prevalent to this date. Another example is gene silencing (topic 12), which became a focal area of study along with the widespread use of transgenic plants [ 27 ].

Transition 3 is the most drastic: A large number of transitional, sigmoidal, and rising topics became prevalent nearly simultaneously at the turn of the century (circle 3, Fig 3 ). This period also coincides with a rapid increase in plant science citations ( Fig 1A ). The most notable breakthroughs included the availability of the first plant genome in 2000 [ 28 ], increasing ease and reduced cost of high-throughput sequencing [ 29 ], development of new mass spectrometry–based platforms for analyzing proteins [ 30 ], and advancements in microscopic and optical imaging approaches [ 31 ]. Advances in genomics and omics technology also led to an increase in stress transcriptomics studies (42, S5D Fig ) as well as studies in many other topics such as epigenetics (topic 11), noncoding RNA analysis (13), genomics and phylogenetics (80), breeding (41), genome sequencing and assembly (60), gene family analysis (23), and metagenomics (82 and 55).

In addition to the 3 major transitions across all topics, there were also transitions within topics revealed by examining the top terms for different time bins (heatmaps, S5 Fig ). Taken together, these observations demonstrate that knowledge about topical evolution can be readily revealed through topic modeling. Such knowledge is typically only available to experts in specific areas and is difficult to summarize manually, as no researcher has a command of the entire plant science literature.

Analysis of taxa studied reveals changes in research trends

Changes in research trends can also be illustrated by examining changes in the taxa being studied over time ( S9 Data ). There is a strong bias in the taxa studied, with the record dominated by research models and economically important taxa ( S6 Fig ). Flowering plants (Magnoliopsida) are found in 93% of records ( S6A Fig ), and the mustard family Brassicaceae dominates at the family level ( S6B Fig ) because the genus Arabidopsis contributes to 13% of plant science records ( Fig 4A ). When examining the prevalence of taxa being studied over time, clear patterns of turnover emerged similar to topical succession ( Figs 4B , S6C, and S6D ; Materials and methods ). Given that Arabidopsis is mentioned in more publications than other species we analyzed, we further examined the trends for Arabidopsis publications. The increase in the normalized number (i.e., relative to the entire plant science corpus) of Arabidopsis records coincided with advocacy of its use as a model system in the late 1980s [ 32 ]. While it remains a major plant model, there has been a decrease in overall Arabidopsis publications relative to all other plant science publications since 2011 (blue line, normalized total, Fig 4C ). Because the same chronological bins, each with same numbers of records, from the topic-over-time analysis ( Fig 3 ) were used, the decrease here does not mean that there were fewer Arabidopsis publications—in fact, the number of Arabidopsis papers has remained steady since 2011. This decrease means that Arabidopsis-related publications represent a relatively smaller proportion of plant science records. Interestingly, this decrease took place much earlier (approximately 2005) and was steeper in the United States (red line, Fig 4C ) than in all countries combined (blue line, Fig 4C ).

(A) Percentage of records mentioning specific genera. (B) Change in the prevalence of genera in plant science records over time. (C) Changes in the normalized numbers of all records (blue) and records from the US (red) mentioning Arabidopsis over time. The lines are LOWESS fits with fraction parameter = 0.2. (D) Topical over (red) and under (blue) representation among 5 genera with the most plant science records. LLR: log 2 likelihood ratios of each topic in each genus. Gray: topic-species combination not significantly enriched at the 5% level based on enrichment p -values adjusted for multiple testing with the Benjamini–Hochberg method [ 33 ]. The data used for plotting are in S9 Data . The statistics for all topics are in S10 Data .

https://doi.org/10.1371/journal.pbio.3002612.g004

Assuming that the normalized number of publications reflects the relative intensity of research activities, one hypothesis for the relative decrease in focus on Arabidopsis is that advances in, for example, plant transformation, genetic manipulation, and genome research have allowed the adoption of more previously nonmodel taxa. Consistent with this, there was a precipitous increase in the number of genera being published in the mid-90s to early 2000s during which approaches for plant transgenics became established [ 34 ], but the number has remained steady since then ( S7A Fig ). The decrease in the proportion of Arabidopsis papers is also negatively correlated with the timing of an increase in the number of draft genomes ( S7B Fig and S9 Data ). It is plausible that genome availability for other species may have contributed to a shift away from Arabidopsis. Strikingly, when we analyzed US National Science Foundation records, we found that the numbers of funded grants mentioning Arabidopsis ( S7C Fig ) have risen and fallen in near perfect synchrony with the normalized number of Arabidopsis publication records (red line, Fig 4C ). This finding likely illustrates the impact of funding on Arabidopsis research.

By considering both taxa information and research topics, we can identify clear differences in the topical areas preferred by researchers using different plant taxa ( Fig 4D and S10 Data ). For example, studies of auxin/light signaling, the circadian clock, and flowering tend to be carried out in Arabidopsis, while quantitative genetic studies of disease resistance tend to be done in wheat and rice, glyphosate research in soybean, and RNA virus research in tobacco. Taken together, joint analyses of topics and species revealed additional details about changes in preferred models over time, and the preferred topical areas for different taxa.

Countries differ in their contributions to plant science and topical preference

We next investigated whether there were geographical differences in topical preference among countries by inferring country information from 330,187 records (see Materials and methods ). The 10 countries with the most records account for 73% of the total, with China and the US contributing to approximately 18% each ( Fig 5A ). The exponential growth in plant science records (green line, Fig 1A ) was in large part due to the rapid rise in annual record numbers in China and India ( Fig 5B ). When we examined the publication growth rates using the top 17 plant science journals, the general patterns remained the same ( S7D Fig ). On the other hand, the US, Japan, Germany, France, and Great Britain had slower rates of growth compared with all non-top 10 countries. The rapid increase in records from China and India was accompanied by a rapid increase in metrics measuring journal impact ( Figs 5C and S8 and S9 Data ). For example, using citation score ( Fig 5C , see Materials and methods ), we found that during a 22-year period China (dark green) and India (light green) rapidly approached the global average (y = 0, yellow), whereas some of the other top 10 countries, particularly the US (red) and Japan (yellow green), showed signs of decrease ( Fig 5C ). It remains to be determined whether these geographical trends reflect changes in priority, investment, and/or interest in plant science research.

(A) Numbers of plant science records for countries with the 10 highest numbers. (B) Percentage of all records from each of the top 10 countries from 1980 to 2020. (C) Difference in citation scores from 1999 to 2020 for the top 10 countries. (D) Shown for each country is the relationship between the citation scores averaged from 1999 to 2020 and the slope of linear fit with year as the predictive variable and citation score as the response variable. The countries with >400 records and with <10% missing impact values are included. Data used for plots (A–D) are in S11 Data . (E) Correlation in topic enrichment scores between the top 10 countries. PCC, Pearson’s correlation coefficient, positive in red, negative in blue. Yellow rectangle: countries with more similar topical preferences. (F) Enrichment scores (LLR, log likelihood ratio) of selected topics among the top 10 countries. Red: overrepresentation, blue: underrepresentation. Gray: topic-country combination that is not significantly enriched at the 5% level based on enrichment p -values adjusted for multiple testing with the Benjamini–Hochberg method (for all topics and plotting data, see S12 Data ).

https://doi.org/10.1371/journal.pbio.3002612.g005

Interestingly, the relative growth/decline in citation scores over time (measured as the slope of linear fit of year versus citation score) was significantly and negatively correlated with average citation score ( Fig 5D ); i.e., countries with lower overall metrics tended to experience the strongest increase in citation scores over time. Thus, countries that did not originally have a strong influence on plant sciences now have increased impact. These patterns were also observed when using H-index or journal rank as metrics ( S8 Fig and S11 Data ) and were not due to increased publication volume, as the metrics were normalized against numbers of records from each country (see Materials and methods ). In addition, the fact that different metrics with different caveats and assumptions yielded consistent conclusions indicates the robustness of our observations. We hypothesize that this may be a consequence of the ease in scientific communication among geographically isolated research groups. It could also be because of the prevalence of online journals that are open access, which makes scientific information more readily accessible. Or it can be due to the increasing international collaboration. In any case, the causes for such regression toward the mean are not immediately clear and should be addressed in future studies.

We also assessed how the plant research foci of countries differ by comparing topical preference (i.e., the degree of enrichment of plant science records in different topics) between countries. For example, Italy and Spain cluster together (yellow rectangle, Fig 5E ) partly because of similar research focusing on allergens (topic 0) and mycotoxins (topic 54) and less emphasis on gene family (topic 23) and stress tolerance (topic 28) studies ( Fig 5F , for the fold enrichment and corrected p -values of all topics, see S12 Data ). There are substantial differences in topical focus between countries ( S9 Fig ). For example, research on new plant compounds associated with herbal medicine (topic 69) is a focus in China but not in the US, but the opposite is true for population genetics and evolution (topic 86) ( Fig 5F ). In addition to revealing how plant science research has evolved over time, topic modeling provides additional insights into differences in research foci among different countries, which are informative for science policy considerations.

In this study, topic modeling revealed clear transitions among research topics, which represent shifts in research trends in plant sciences. One limitation of our study is the bias in the PubMed-based corpus. The cellular, molecular, and physiological aspects of plant sciences are well represented, but there are many fewer records related to evolution, ecology, and systematics. Our use of titles/abstracts from the top 17 plant science journals as positive examples allowed us to identify papers we typically see in these journals, but this may have led to us missing “outlier” articles, which may be the most exciting. Another limitation is the need to assign only one topic to a record when a study is interdisciplinary and straddles multiple topics. Furthermore, a limited number of large, inherently heterogeneous topics were summarized to provide a more concise interpretation, which undoubtedly underrepresents the diversity of plant science research. Despite these limitations, dynamic topic modeling revealed changes in plant science research trends that coincide with major shifts in biological science. While we were interested in identifying conceptual advances, our approach can identify the trend but the underlying causes for such trends, particularly key records leading to the growth in certain topics, still need to be identified. It also remains to be determined which changes in research trends lead to paradigm shifts as defined by Kuhn [ 35 ].

The key terms defining the topics frequently describe various technologies (e.g., topic 38/39: transformation, 40: genome editing, 59: genetic markers, 65: mass spectrometry, 69: nuclear magnetic resonance) or are indicative of studies enabled through molecular genetics and omics technologies (e.g., topic 8/60: genome, 11: epigenetic modifications, 18: molecular biological studies of macromolecules, 13: small RNAs, 61: quantitative genetics, 82/84: metagenomics). Thus, this analysis highlights how technological innovation, particularly in the realm of omics, has contributed to a substantial number of research topics in the plant sciences, a finding that likely holds for other scientific disciplines. We also found that the pattern of topic evolution is similar to that of succession, where older topics have mostly decreased in relative prevalence but appear to have been superseded by newer ones. One example is the rise of transcriptome-related topics and the correlated, reduced focus on regulation at levels other than transcription. This raises the question of whether research driven by technology negatively impacts other areas of research where high-throughput studies remain challenging.

One observation on the overall trends in plant science research is the approximately 10-year cycle in major shifts. One hypothesis is related to not only scientific advances but also to the fashion-driven aspect of science. Nonetheless, given that there were only 3 major shifts and the sample size is small, it is difficult to speculate as to why they happened. By analyzing the country of origin, we found that China and India have been the 2 major contributors to the growth in the plant science records in the last 20 years. Our findings also show an equalizing trend in global plant science where countries without a strong plant science publication presence have had an increased impact over the last 20 years. In addition, we identified significant differences in research topics between countries reflecting potential differences in investment and priorities. Such information is important for discerning differences in research trends across countries and can be considered when making policy decisions about research directions.

Materials and methods

Collection and preprocessing of a candidate plant science corpus.

For reproducibility purposes, a random state value of 20220609 was used throughout the study. The PubMed baseline files containing citation information ( ftp://ftp.ncbi.nlm.nih.gov/pubmed/baseline/ ) were downloaded on November 11, 2021. To narrow down the records to plant science-related citations, a candidate citation was identified as having, within the titles and/or abstracts, at least one of the following words: “plant,” “plants,” “botany,” “botanical,” “planta,” and “plantarum” (and their corresponding upper case and plural forms), or plant taxon identifiers from NCBI Taxonomy ( https://www.ncbi.nlm.nih.gov/taxonomy ) or USDA PLANTS Database ( https://plants.sc.egov.usda.gov/home ). Note the search terms used here have nothing to do with the values of the keyword field in PubMed records. The taxon identifiers include all taxon names including and at taxonomic levels below “Viridiplantae” till the genus level (species names not used). This led to 51,395 search terms. After looking for the search terms, qualified entries were removed if they were duplicated, lacked titles and/or abstracts, or were corrections, errata, or withdrawn articles. This left 1,385,417 citations, which were considered the candidate plant science corpus (i.e., a collection of texts). For further analysis, the title and abstract for each citation were combined into a single entry. Text was preprocessed by lowercasing, removing stop-words (i.e., common words), removing non-alphanumeric and non-white space characters (except Greek letters, dashes, and commas), and applying lemmatization (i.e., grouping inflected forms of a word as a single word) for comparison. Because lemmatization led to truncated scientific terms, it was not included in the final preprocessing pipeline.

Definition of positive/negative examples

Upon closer examination, a large number of false positives were identified in the candidate plant science records. To further narrow down citations with a plant science focus, text classification was used to distinguish plant science and non-plant science articles (see next section). For the classification task, a negative set (i.e., non-plant science citations) was defined as entries from 7,360 journals that appeared <20 times in the filtered data (total = 43,329, journal candidate count, S1 Data ). For the positive examples (i.e., true plant science citations), 43,329 plant science citations (positive examples) were sampled from 17 established plant science journals each with >2,000 entries in the filtered dataset: “Plant physiology,” “Frontiers in plant science,” “Planta,” “The Plant journal: for cell and molecular biology,” “Journal of experimental botany,” “Plant molecular biology,” “The New phytologist,” “The Plant cell,” “Phytochemistry,” “Plant & cell physiology,” “American journal of botany,” “Annals of botany,” “BMC plant biology,” “Tree physiology,” “Molecular plant-microbe interactions: MPMI,” “Plant biology,” and “Plant biotechnology journal” (journal candidate count, S1 Data ). Plant biotechnology journal was included, but only 1,894 records remained after removal of duplicates, articles with missing info, and/or withdrawn articles. The positive and negative sets were randomly split into training and testing subsets (4:1) while maintaining a 1:1 positive-to-negative ratio.

Text classification based on Tf and Tf-Idf

Instead of using the preprocessed text as features for building classification models directly, text embeddings (i.e., representations of texts in vectors) were used as features. These embeddings were generated using 4 approaches (model summary, S1 Data ): Term-frequency (Tf), Tf-Idf [ 36 ], Word2Vec [ 37 ], and BERT [ 6 ]. The Tf- and Tf-Idf-based features were generated with CountVectorizer and TfidfVectorizer, respectively, from Scikit-Learn [ 38 ]. Different maximum features (1e4 to 1e5) and n-gram ranges (uni-, bi-, and tri-grams) were tested. The features were selected based on the p- value of chi-squared tests testing whether a feature had a higher-than-expected value among the positive or negative classes. Four different p- value thresholds were tested for feature selection. The selected features were then used to retrain vectorizers with the preprocessed training texts to generate feature values for classification. The classification model used was XGBoost [ 39 ] with 5 combinations of the following hyperparameters tested during 5-fold stratified cross-validation: min_child_weight = (1, 5, 10), gamma = (0.5, 1, 1.5, 2.5), subsample = (0.6, 0.8, 1.0), colsample_bytree = (0.6, 0.8, 1.0), and max_depth = (3, 4, 5). The rest of the hyperparameters were held constant: learning_rate = 0.2, n_estimators = 600, objective = binary:logistic. RandomizedSearchCV from Scikit-Learn was used for hyperparameter tuning and cross-validation with scoring = F1-score.

Because the Tf-Idf model had a relatively high model performance and was relatively easy to interpret (terms are frequency-based, instead of embedding-based like those generated by Word2Vec and BERT), the Tf-Idf model was selected as input to SHapley Additive exPlanations (SHAP; [ 14 ]) to assess the importance of terms. Because the Tf-Idf model was based on XGBoost, a tree-based algorithm, the TreeExplainer module in SHAP was used to determine a SHAP value for each entry in the training dataset for each Tf-Idf feature. The SHAP value indicates the degree to which a feature positively or negatively affects the underlying prediction. The importance of a Tf-Idf feature was calculated as the average SHAP value of that feature among all instances. Because a Tf-Idf feature is generated based on a specific term, the importance of the Tf-Idf feature indicates the importance of the associated term.

Text classification based on Word2Vec

The preprocessed texts were first split into train, validation, and test subsets (8:1:1). The texts in each subset were converted to 3 n-gram lists: a unigram list obtained by splitting tokens based on the space character, or bi- and tri-gram lists built with Gensim [ 40 ]. Each n-gram list of the training subset was next used to fit a Skip-gram Word2Vec model with vector_size = 300, window = 8, min_count = (5, 10, or 20), sg = 1, and epochs = 30. The Word2Vec model was used to generate word embeddings for train, validate, and test subsets. In the meantime, a tokenizer was trained with train subset unigrams using Tensorflow [ 41 ] and used to tokenize texts in each subset and turn each token into indices to use as features for training text classification models. To ensure all citations had the same number of features (500), longer texts were truncated, and shorter ones were zero-padded. A deep learning model was used to train a text classifier with an input layer the same size as the feature number, an attention layer incorporating embedding information for each feature, 2 bidirectional Long-Short-Term-Memory layers (15 units each), a dense layer (64 units), and a final, output layer with 2 units. During training, adam, accuracy, and sparse_categorical_crossentropy were used as the optimizer, evaluation metric, and loss function, respectively. The training process lasted 30 epochs with early stopping if validation loss did not improve in 5 epochs. An F1 score was calculated for each n-gram list and min_count parameter combination to select the best model (model summary, S1 Data ).

Text classification based on BERT models

Two pretrained models were used for BERT-based classification: DistilBERT (Hugging face repository [ 42 ] model name and version: distilbert-base-uncased [ 43 ]) and SciBERT (allenai/scibert-scivocab-uncased [ 16 ]). In both cases, tokenizers were retrained with the training data. BERT-based models had the following architecture: the token indices (512 values for each token) and associated masked values as input layers, pretrained BERT layer (512 × 768) excluding outputs, a 1D pooling layer (768 units), a dense layer (64 units), and an output layer (2 units). The rest of the training parameters were the same as those for Word2Vec-based models, except training lasted for 20 epochs. Cross-validation F1-scores for all models were compared and used to select the best model for each feature extraction method, hyperparameter combination, and modeling algorithm or architecture (model summary, S1 Data ). The best model was the Word2Vec-based model (min_count = 20, window = 8, ngram = 3), which was applied to the candidate plant science corpus to identify a set of plant science citations for further analysis. The candidate plant science records predicted as being in the positive class (421,658) by the model were collectively referred to as the “plant science corpus.”

Plant science record classification

In PubMed, 1,384,718 citations containing “plant” or any plant taxon names (from the phylum to genus level) were considered candidate plant science citations. To further distinguish plant science citations from those in other fields, text classification models were trained using titles and abstracts of positive examples consisting of citations from 17 plant science journals, each with >2,000 entries in PubMed, and negative examples consisting of records from journals with fewer than 20 entries in the candidate set. Among 4 models tested the best model (built with Word2Vec embeddings) had a cross validation F1 of 0.964 (random guess F1 = 0.5, perfect model F1 = 1, S1 Data ). When testing the model using 17,330 testing set citations independent from the training set, the F1 remained high at 0.961.

We also conducted another analysis attempting to use the MeSH term “Plants” as a benchmark. Records with the MeSH term “Plants” also include pharmaceutical studies of plants and plant metabolites or immunological studies of plants as allergens in journals that are not generally considered plant science journals (e.g., Acta astronautica , International journal for parasitology , Journal of chromatography ) or journals from local scientific societies (e.g., Acta pharmaceutica Hungarica , Huan jing ke xue , Izvestiia Akademii nauk . Seriia biologicheskaia ). Because we explicitly labeled papers from such journals as negative examples, we focused on 4,004 records with the “Plants” MeSH term published in the 17 plant science journals that were used as positive instances and found that 88.3% were predicted as the positive class. Thus, based on the MeSH term, there is an 11.7% false prediction rate.

We also enlisted 5 plant science colleagues (3 advanced graduate students in plant biology and genetic/genome science graduate programs, 1 postdoctoral breeder/quantitative biologist, and 1 postdoctoral biochemist/geneticist) to annotate 100 randomly selected abstracts as a reviewer suggested. Each record was annotated by 2 colleagues. Among 85 entries where the annotations are consistent between annotators, 48 were annotated as negative but with 7 predicted as positive (false positive rate = 14.6%) and 37 were annotated as positive but with 4 predicted as negative (false negative rate = 10.8%). To further benchmark the performance of the text classification model, we identified another 12 journals that focus on plant science studies to use as benchmarks: Current opinion in plant biology (number of articles: 1,806), Trends in plant science (1,723), Functional plant biology (1,717), Molecular plant pathology (1,573), Molecular plant (1,141), Journal of integrative plant biology (1,092), Journal of plant research (1,032), Physiology and molecular biology of plants (830), Nature plants (538), The plant pathology journal (443). Annual review of plant biology (417), and The plant genome (321). Among the 12,611 candidate plant science records, 11,386 were predicted as positive. Thus, there is a 9.9% false negative rate.

Global topic modeling

BERTopic [ 15 ] was used for preliminary topic modeling with n-grams = (1,2) and with an embedding initially generated by DistilBERT, SciBERT, or BioBERT (dmis-lab/biobert-base-cased-v1.2; [ 44 ]). The embedding models converted preprocessed texts to embeddings. The topics generated based on the 3 embeddings were similar ( S2 Data ). However, SciBERT-, BioBERT-, and distilBERT-based embedding models had different numbers of outlier records (268,848, 293,790, and 323,876, respectively) with topic index = −1. In addition to generating the fewest outliers, the SciBERT-based model led to the highest number of topics. Therefore, SciBERT was chosen as the embedding model for the final round of topic modeling. Modeling consisted of 3 steps. First, document embeddings were generated with SentenceTransformer [ 45 ]. Second, a clustering model to aggregate documents into clusters using hdbscan [ 46 ] was initialized with min_cluster_size = 500, metric = euclidean, cluster_selection_method = eom, min_samples = 5. Third, the embedding and the initialized hdbscan model were used in BERTopic to model topics with neighbors = 10, nr_topics = 500, ngram_range = (1,2). Using these parameters, 90 topics were identified. The initial topic assignments were conservative, and 241,567 records were considered outliers (i.e., documents not assigned to any of the 90 topics). After assessing the prediction scores of all records generated from the fitted topic models, the 95-percentile score was 0.0155. This score was used as the threshold for assigning outliers to topics: If the maximum prediction score was above the threshold and this maximum score was for topic t , then the outlier was assigned to t . After the reassignment, 49,228 records remained outliers. To assess if some of the outliers were not assigned because they could be assigned to multiple topics, the prediction scores of the records were used to put records into 100 clusters using k- means. Each cluster was then assessed to determine if the outlier records in a cluster tended to have higher prediction scores across multiple topics ( S2 Fig ).

Topics that are most and least well connected to other topics

The most well-connected topics in the network include topic 24 (stress mechanisms, median cosine similarity = 0.36), topic 42 (genes, stress, and transcriptomes, 0.34), and topic 35 (molecular genetics, 0.32, all t test p -values < 1 × 10 −22 ). The least connected topics include topic 0 (allergen research, median cosine similarity = 0.12), topic 21 (clock biology, 0.12), topic 1 (tissue culture, 0.15), and topic 69 (identification of compounds with spectroscopic methods, 0.15; all t test p- values < 1 × 10 −24 ). Topics 0, 1, and 69 are specialized topics; it is surprising that topic 21 is not as well connected as explained in the main text.

Analysis of documents based on the topic model

Topical diversity among top journals with the most plant science records

Using a relative topic diversity measure (ranging from 0 to 10), we found that there was a wide range of topical diversity among 20 journals with the largest numbers of plant science records ( S3 Fig ). The 4 journals with the highest relative topical diversities are Proceedings of the National Academy of Sciences , USA (9.6), Scientific Reports (7.1), Plant Physiology (6.7), and PLOS ONE (6.4). The high diversities are consistent with the broad, editorial scopes of these journals. The 4 journals with the lowest diversities are American Journal of Botany (1.6), Oecologia (0.7), Plant Disease (0.7), and Theoretical and Applied Genetics (0.3), which reflects their discipline-specific focus and audience of classical botanists, ecologists, plant pathologists, and specific groups of geneticists.

Dynamic topic modeling

The codes for dynamic modeling were based on _topic_over_time.py in BERTopics and modified to allow additional outputs for debugging and graphing purposes. The plant science citations were binned into 50 subsets chronologically (for timestamps of bins, see S5 Data ). Because the numbers of documents increased exponentially over time, instead of dividing them based on equal-sized time intervals, which would result in fewer records at earlier time points and introduce bias, we divided them into time bins of similar size (approximately 8,400 documents). Thus, the earlier time subsets had larger time spans compared with later time subsets. If equal-size time intervals were used, the numbers of documents between the intervals would differ greatly; the earlier time points would have many fewer records, which may introduce bias. Prior to binning the subsets, the publication dates were converted to UNIX time (timestamp) in seconds; the plant science records start in 1917-11-1 (timestamp = −1646247600.0) and end in 2021-1-1 (timestamp = 1609477201). The starting dates and corresponding timestamps for the 50 subsets including the end date are in S6 Data . The input data included the preprocessed texts, topic assignments of records from global topic modeling, and the binned timestamps of records. Three additional parameters were set for topics_over_time, namely, nr_bin = 50 (number of bins), evolution_tuning = True, and global_tuning = False. The evolution_tuning parameter specified that averaged c-Tf-Idf values for a topic be calculated in neighboring time bins to reduce fluctuation in c-Tf-Idf values. The global_tuning parameter was set to False because of the possibility that some nonexisting terms could have a high c-Tf-Idf for a time bin simply because there was a high global c-Tf-Idf value for that term.

The binning strategy based on similar document numbers per bin allowed us to increase signal particularly for publications prior to the 90s. This strategy, however, may introduce more noise for bins with smaller time durations (i.e., more recent bins) because of publication frequencies (there can be seasonal differences in the number of papers published, biased toward, e.g., the beginning of the year or the beginning of a quarter). To address this, we examined the relative frequencies of each topic over time ( S7 Data ), but we found that recent time bins had similar variances in relative frequencies as other time bins. We also moderated the impact of variation using LOWESS (10% to 30% of the data points were used for fitting the trend lines) to determine topical trends for Fig 3 . Thus, the influence of the noise introduced via our binning strategy is expected to be minimal.

Topic categories and ordering

The topics were classified into 5 categories with contrasting trends: stable, early, transitional, sigmoidal, and rising. To define which category a topic belongs to, the frequency of documents over time bins for each topic was analyzed using 3 regression methods. We first tried 2 forecasting methods: recursive autoregressor (the ForecasterAutoreg class in the skforecast package) and autoregressive integrated moving average (ARIMA implemented in the pmdarima package). In both cases, the forecasting results did not clearly follow the expected trend lines, likely due to the low numbers of data points (relative frequency values), which resulted in the need to extensively impute missing data. Thus, as a third approach, we sought to fit the trendlines with the data points using LOWESS (implemented in the statsmodels package) and applied additional criteria for assigning topics to categories. When fitting with LOWESS, 3 fraction parameters (frac, the fraction of the data used when estimating each y-value) were evaluated (0.1, 0.2, 0.3). While frac = 0.3 had the smallest errors for most topics, in situations where there were outliers, frac = 0.2 or 0.1 was chosen to minimize mean squared errors ( S7 Data ).

The topics were classified into 5 categories based on the slopes of the fitted line over time: (1) stable: topics with near 0 slopes over time; (2) early: topics with negative (<−0.5) slopes throughout (with the exception of topic 78, which declined early on but bounced back by the late 1990s); (3) transitional: early positive (>0.5) slopes followed by negative slopes at later time points; (4) sigmoidal: early positive slopes followed by zero slopes at later time points; and (5) rising: continuously positive slopes. For each topic, the LOWESS fits were also used to determine when the relative document frequency reached its peak, first reaching a threshold of 0.6 (chosen after trial and error for a range of 0.3 to 0.9), and the overall trend. The topics were then ordered based on (1) whether they belonged to the stable category or not; (2) whether the trends were decreasing, stable, or increasing; (3) the time the relative document frequency first reached 0.6; and (4) the time that the overall peak was reached ( S8 Data ).

Taxa information

To identify a taxon or taxa in all plant science records, NCBI Taxonomy taxdump datasets were downloaded from the NCBI FTP site ( https://ftp.ncbi.nlm.nih.gov/pub/taxonomy/new_taxdump/ ) on September 20, 2022. The highest-level taxon was Viridiplantae, and all its child taxa were parsed and used as queries in searches against the plant science corpus. In addition, a species-over-time analysis was conducted using the same time bins as used for dynamic topic models. The number of records in different time bins for top taxa are in the genus, family, order, and additional species level sheet in S9 Data . The degree of over-/underrepresentation of a taxon X in a research topic T was assessed using the p -value of a Fisher’s exact test for a 2 × 2 table consisting of the numbers of records in both X and T, in X but not T, in T but not X, and in neither ( S10 Data ).

For analysis of plant taxa with genome information, genome data of taxa in Viridiplantae were obtained from the NCBI Genome data-hub ( https://www.ncbi.nlm.nih.gov/data-hub/genome ) on October 28, 2022. There were 2,384 plant genome assemblies belonging to 1,231 species in 559 genera (genome assembly sheet, S9 Data ). The date of the assembly was used as a proxy for the time when a genome was sequenced. However, some species have updated assemblies and have more recent data than when the genome first became available.

Taxa being studied in the plant science records

Flowering plants (Magnoliopsida) are found in 93% of records, while most other lineages are discussed in <1% of records, with conifers and related species being exceptions (Acrogynomsopermae, 3.5%, S6A Fig ). At the family level, the mustard (Brassicaceae), grass (Poaceae), pea (Fabaceae), and nightshade (Solanaceae) families are in 51% of records ( S6B Fig ). The prominence of the mustard family in plant science research is due to the Brassica and Arabidopsis genera ( Fig 4A ). When examining the prevalence of taxa being studied over time, clear patterns of turnovers emerged ( Figs 4B , S6C, and S6D ). While the study of monocot species (Liliopsida) has remained steady, there was a significant uptick in the prevalence of eudicot (eudicotyledon) records in the late 90s ( S6C Fig ), which can be attributed to the increased number of studies in the mustard, myrtle (Myrtaceae), and mint (Lamiaceae) families among others ( S6D Fig ). At the genus level, records mentioning Gossypium (cotton), Phaseolus (bean), Hordeum (wheat), and Zea (corn), similar to the topics in the early category, were prevalent till the 1980s or 1990s but have mostly decreased in number since ( Fig 4B ). In contrast, Capsicum , Arabidopsis , Oryza , Vitus , and Solanum research has become more prevalent over the last 20 years.

Geographical information for the plant science corpus

The geographical information (country) of authors in the plant science corpus was obtained from the address (AD) fields of first authors in Medline XML records accessible through the NCBI EUtility API ( https://www.ncbi.nlm.nih.gov/books/NBK25501/ ). Because only first author affiliations are available for records published before December 2014, only the first author’s location was considered to ensure consistency between records before and after that date. Among the 421,658 records in the plant science corpus, 421,585 had Medline records and 421,276 had unique PMIDs. Among the records with unique PMIDs, 401,807 contained address fields. For each of the remaining records, the AD field content was split into tokens with a “,” delimiter, and the token likely containing geographical info (referred to as location tokens) was selected as either the last token or the second to last token if the last token contained “@” indicating the presence of an email address. Because of the inconsistency in how geographical information was described in the location tokens (e.g., country, state, city, zip code, name of institution, and different combinations of the above), the following 4 approaches were used to convert location tokens into countries.

The first approach was a brute force search where full names and alpha-3 codes of current countries (ISO 3166–1), current country subregions (ISO 3166–2), and historical country (i.e., country that no longer exists, ISO 3166–3) were used to search the address fields. To reduce false positives using alpha-3 codes, a space prior to each code was required for the match. The first approach allowed the identification of 361,242, 16,573, and 279,839 records with current country, historical country, and subregion information, respectively. The second method was the use of a heuristic based on common address field structures to identify “location strings” toward the end of address fields that likely represent countries, then the use of the Python pycountry module to confirm the presence of country information. This approach led to 329,025 records with country information. The third approach was to parse first author email addresses (90,799 records), recover top-level domain information, and use country code Top Level Domain (ccTLD) data from the ISO 3166 Wikipedia page to define countries (72,640 records). Only a subset of email addresses contains country information because some are from companies (.com), nonprofit organizations (.org), and others. Because a large number of records with address fields still did not have country information after taking the above 3 approaches, another approach was implemented to query address fields against a locally installed Nominatim server (v.4.2.3, https://github.com/mediagis/nominatim-docker ) using OpenStreetMap data from GEOFABRIK ( https://www.geofabrik.de/ ) to find locations. Initial testing indicated that the use of full address strings led to false positives, and the computing resource requirement for running the server was high. Thus, only location strings from the second approach that did not lead to country information were used as queries. Because multiple potential matches were returned for each query, the results were sorted based on their location importance values. The above steps led to an additional 72,401 records with country information.

Examining the overlap in country information between approaches revealed that brute force current country and pycountry searches were consistent 97.1% of the time. In addition, both approaches had high consistency with the email-based approach (92.4% and 93.9%). However, brute force subregion and Nominatim-based predictions had the lowest consistencies with the above 3 approaches (39.8% to 47.9%) and each other. Thus, a record’s country information was finalized if the information was consistent between any 2 approaches, except between the brute force subregion and Nominatim searches. This led to 330,328 records with country information.

Topical and country impact metrics

To determine annual country impact, impact scores were determined in the same way as that for annual topical impact, except that values for different countries were calculated instead of topics ( S8 Data ).

Topical preferences by country

To determine topical preference for a country C , a 2 × 2 table was established with the number of records in topic T from C , the number of records in T but not from C , the number of non- T records from C , and the number of non- T records not from C . A Fisher’s exact test was performed for each T and C combination, and the resulting p -values were corrected for multiple testing with the Bejamini–Hochberg method (see S12 Data ). The preference of T in C was defined as the degree of enrichment calculated as log likelihood ratio of values in the 2 × 2 table. Topic 5 was excluded because >50% of the countries did not have records for this topic.

The top 10 countries could be classified into a China–India cluster, an Italy–Spain cluster, and remaining countries (yellow rectangles, Fig 5E ). The clustering of Italy and Spain is partly due to similar research focusing on allergens (topic 0) and mycotoxins (topic 54) and less emphasis on gene family (topic 23) and stress tolerance (topic 28) studies ( Figs 5F and S9 ). There are also substantial differences in topical focus between countries. For example, plant science records from China tend to be enriched in hyperspectral imaging and modeling (topic 9), gene family studies (topic 23), stress biology (topic 28), and research on new plant compounds associated with herbal medicine (topic 69), but less emphasis on population genetics and evolution (topic 86, Fig 5F ). In the US, there is a strong focus on insect pest resistance (topic 75), climate, community, and diversity (topic 83), and population genetics and evolution but less focus on new plant compounds. In summary, in addition to revealing how plant science research has evolved over time, topic modeling provides additional insights into differences in research foci among different countries.

Supporting information

S1 fig. plant science record classification model performance..

(A–C) Distributions of prediction probabilities (y_prob) of (A) positive instances (plant science records), (B) negative instances (non-plant science records), and (C) positive instances with the Medical Subject Heading “Plants” (ID = D010944). The data are color coded in blue and orange if they are correctly and incorrectly predicted, respectively. The lower subfigures contain log10-transformed x axes for the same distributions as the top subfigure for better visualization of incorrect predictions. (D) Prediction probability distribution for candidate plant science records. Prediction probabilities plotted here are available in S13 Data .

https://doi.org/10.1371/journal.pbio.3002612.s001

S2 Fig. Relationships between outlier clusters and the 90 topics.

(A) Heatmap demonstrating that some outlier clusters tend to have high prediction scores for multiple topics. Each cell shows the average prediction score of a topic for records in an outlier cluster. (B) Size of outlier clusters.

https://doi.org/10.1371/journal.pbio.3002612.s002

S3 Fig. Cosine similarities between topics.

(A) Heatmap showing cosine similarities between topic pairs. Top-left: hierarchical clustering of the cosine similarity matrix using the Ward algorithm. The branches are colored to indicate groups of related topics. (B) Topic labels and names. The topic ordering was based on hierarchical clustering of topics. Colored rectangles: neighboring topics with >0.5 cosine similarities.

https://doi.org/10.1371/journal.pbio.3002612.s003

S4 Fig. Relative topical diversity for 20 journals.

The 20 journals with the most plant science records are shown. The journal names were taken from the journal list in PubMed ( https://www.nlm.nih.gov/bsd/serfile_addedinfo.html ).

https://doi.org/10.1371/journal.pbio.3002612.s004

S5 Fig. Topical frequency and top terms during different time periods.

(A-D) Different patterns of topical frequency distributions for example topics (A) 48, (B) 35, (C) 27, and (D) 42. For each topic, the top graph shows the frequency of topical records in each time bin, which are the same as those in Fig 3 (green line), and the end date for each bin is indicated. The heatmap below each line plot depicts whether a term is among the top terms in a time bin (yellow) or not (blue). Blue dotted lines delineate different decades (see S5 Data for the original frequencies, S6 Data for the LOWESS fitted frequencies and the top terms for different topics/time bins).

https://doi.org/10.1371/journal.pbio.3002612.s005

S6 Fig. Prevalence of records mentioning different taxonomic groups in Viridiplantae.

(A, B) Percentage of records mentioning specific taxa at the ( A) major lineage and (B) family levels. (C, D) The prevalence of taxon mentions over time at the (C) major lineage and (E) family levels. The data used for plotting are available in S9 Data .

https://doi.org/10.1371/journal.pbio.3002612.s006

S7 Fig. Changes over time.

(A) Number of genera being mentioned in plant science records during different time bins (the date indicates the end date of that bin, exclusive). (B) Numbers of genera (blue) and organisms (salmon) with draft genomes available from National Center of Biotechnology Information in different years. (C) Percentage of US National Science Foundation (NSF) grants mentioning the genus Arabidopsis over time with peak percentage and year indicated. The data for (A–C) are in S9 Data . (D) Number of plant science records in the top 17 plant science journals from the USA (red), Great Britain (GBR) (orange), India (IND) (light green), and China (CHN) (dark green) normalized against the total numbers of publications of each country over time in these 17 journals. The data used for plotting can be found in S11 Data .

https://doi.org/10.1371/journal.pbio.3002612.s007

S8 Fig. Change in country impact on plant science over time.

(A, B) Difference in 2 impact metrics from 1999 to 2020 for the 10 countries with the highest number of plant science records. (A) H-index. (B) SCImago Journal Rank (SJR). (C, D) Plots show the relationships between the impact metrics (H-index in (C) , SJR in (D) ) averaged from 1999 to 2020 and the slopes of linear fits with years as the predictive variable and impact metric as the response variable for different countries (A3 country codes shown). The countries with >400 records and with <10% missing impact values are included. The data used for plotting can be found in S11 Data .

https://doi.org/10.1371/journal.pbio.3002612.s008

S9 Fig. Country topical preference.

Enrichment scores (LLR, log likelihood ratio) of topics for each of the top 10 countries. Red: overrepresentation, blue: underrepresentation. The data for plotting can be found in S12 Data .

https://doi.org/10.1371/journal.pbio.3002612.s009

S1 Data. Summary of source journals for plant science records, prediction models, and top Tf-Idf features.

Sheet–Candidate plant sci record j counts: Number of records from each journal in the candidate plant science corpus (before classification). Sheet—Plant sci record j count: Number of records from each journal in the plant science corpus (after classification). Sheet–Model summary: Model type, text used (txt_flag), and model parameters used. Sheet—Model performance: Performance of different model and parameter combinations on the validation data set. Sheet–Tf-Idf features: The average SHAP values of Tf-Idf (Term frequency-Inverse document frequency) features associated with different terms. Sheet–PubMed number per year: The data for PubMed records in Fig 1A . Sheet–Plant sci record num per yr: The data for the plant science records in Fig 1A .

https://doi.org/10.1371/journal.pbio.3002612.s010

S2 Data. Numbers of records in topics identified from preliminary topic models.

Sheet–Topics generated with a model based on BioBERT embeddings. Sheet–Topics generated with a model based on distilBERT embeddings. Sheet–Topics generated with a model based on SciBERT embeddings.

https://doi.org/10.1371/journal.pbio.3002612.s011

S3 Data. Final topic model labels and top terms for topics.

Sheet–Topic label: The topic index and top 10 terms with the highest cTf-Idf values. Sheets– 0 to 89: The top 50 terms and their c-Tf-Idf values for topics 0 to 89.

https://doi.org/10.1371/journal.pbio.3002612.s012

S4 Data. UMAP representations of different topics.

For a topic T , records in the UMAP graph are colored red and records not in T are colored gray.

https://doi.org/10.1371/journal.pbio.3002612.s013

S5 Data. Temporal relationships between published documents projected onto 2D space.

The 2D embedding generated with UMAP was used to plot document relationships for each year. The plots from 1975 to 2020 were compiled into an animation.

https://doi.org/10.1371/journal.pbio.3002612.s014

S6 Data. Timestamps and dates for dynamic topic modeling.

Sheet–bin_timestamp: Columns are: (1) order index; (2) bin_idx–relative positions of bin labels; (3) bin_timestamp–UNIX time in seconds; and (4) bin_date–month/day/year. Sheet–Topic frequency per timestamp: The number of documents in each time bin for each topic. Sheets–LOWESS fit 0.1/0.2/0.3: Topic frequency per timestamp fitted with the fraction parameter of 0.1, 0.2, or 0.3. Sheet—Topic top terms: The top 5 terms for each topic in each time bin.

https://doi.org/10.1371/journal.pbio.3002612.s015

S7 Data. Locally weighted scatterplot smoothing (LOWESS) of topical document frequencies over time.

There are 90 scatter plots, one for each topic, where the x axis is time, and the y axis is the document frequency (blue dots). The LOWESS fit is shown as orange points connected with a green line. The category a topic belongs to and its order in Fig 3 are labeled on the top left corner. The data used for plotting are in S6 Data .

https://doi.org/10.1371/journal.pbio.3002612.s016

S8 Data. The 4 criteria used for sorting topics.

Peak: the time when the LOWESS fit of the frequencies of a topic reaches maximum. 1st_reach_thr: the time when the LOWESS fit first reaches a threshold of 60% maximal frequency (peak value). Trend: upward (1), no change (0), or downward (−1). Stable: whether a topic belongs to the stable category (1) or not (0).

https://doi.org/10.1371/journal.pbio.3002612.s017

S9 Data. Change in taxon record numbers and genome assemblies available over time.

Sheet–Genus: Number of records mentioning a genus during different time periods (in Unix timestamp) for the top 100 genera. Sheet–Genus: Number of records mentioning a family during different time periods (in Unix timestamp) for the top 100 families. Sheet–Genus: Number of records mentioning an order during different time periods (in Unix timestamp) for the top 20 orders. Sheet–Species levels: Number of records mentioning 12 selected taxonomic levels higher than the order level during different time periods (in Unix timestamp). Sheet–Genome assembly: Plant genome assemblies available from NCBI as of October 28, 2022. Sheet–Arabidopsis NSF: Absolute and normalized numbers of US National Science Foundation funded proposals mentioning Arabidopsis in proposal titles and/or abstracts.

https://doi.org/10.1371/journal.pbio.3002612.s018

S10 Data. Taxon topical preference.

Sheet– 5 genera LLR: The log likelihood ratio of each topic in each of the top 5 genera with the highest numbers of plant science records. Sheets– 5 genera: For each genus, the columns are: (1) topic; (2) the Fisher’s exact test p -value (Pvalue); (3–6) numbers of records in topic T and in genus X (n_inT_inX), in T but not in X (n_inT_niX), not in T but in X (n_niT_inX), and not in T and X (n_niT_niX) that were used to construct 2 × 2 tables for the tests; and (7) the log likelihood ratio generated with the 2 × 2 tables. Sheet–corrected p -value: The 4 values for generating LLRs were used to conduct Fisher’s exact test. The p -values obtained for each country were corrected for multiple testing.

https://doi.org/10.1371/journal.pbio.3002612.s019

S11 Data. Impact metrics of countries in different years.

Sheet–country_top25_year_count: number of total publications and publications per year from the top 25 countries with the most plant science records. Sheet—country_top25_year_top17j: number of total publications and publications per year from the top 25 countries with the highest numbers of plant science records in the 17 plant science journals used as positive examples. Sheet–prank: Journal percentile rank scores for countries (3-letter country codes following https://www.iban.com/country-codes ) in different years from 1999 to 2020. Sheet–sjr: Scimago Journal rank scores. Sheet–hidx: H-Index scores. Sheet–cite: Citation scores.

https://doi.org/10.1371/journal.pbio.3002612.s020

S12 Data. Topical enrichment for the top 10 countries with the highest numbers of plant science publications.

Sheet—Log likelihood ratio: For each country C and topic T, it is defined as log((a/b)/(c/d)) where a is the number of papers from C in T, b is the number from C but not in T, c is the number not from C but in T, d is the number not from C and not in T. Sheet: corrected p -value: The 4 values, a, b, c, and d, were used to conduct Fisher’s exact test. The p -values obtained for each country were corrected for multiple testing.

https://doi.org/10.1371/journal.pbio.3002612.s021

S13 Data. Text classification prediction probabilities.

This compressed file contains the PubMed ID (PMID) and the prediction probabilities (y_pred) of testing data with both positive and negative examples (pred_prob_testing), plant science candidate records with the MeSH term “Plants” (pred_prob_candidates_with_mesh), and all plant science candidate records (pred_prob_candidates_all). The prediction probability was generated using the Word2Vec text classification models for distinguishing positive (plant science) and negative (non-plant science) records.

https://doi.org/10.1371/journal.pbio.3002612.s022

Acknowledgments

We thank Maarten Grootendorst for discussions on topic modeling. We also thank Stacey Harmer, Eva Farre, Ning Jiang, and Robert Last for discussion on their respective research fields and input on how to improve this study and Rudiger Simon for the suggestion to examine differences between countries. We also thank Mae Milton, Christina King, Edmond Anderson, Jingyao Tang, Brianna Brown, Kenia Segura Abá, Eleanor Siler, Thilanka Ranaweera, Huan Chen, Rajneesh Singhal, Paulo Izquierdo, Jyothi Kumar, Daniel Shiu, Elliott Shiu, and Wiggler Catt for their good ideas, personal and professional support, collegiality, fun at parties, as well as the trouble they have caused, which helped us improve as researchers, teachers, mentors, and parents.

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Types of market research: Methods and examples

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Here at GWI we publish a steady stream of blogs, reports, and other resources that dig deep into specific market research topics.

But what about the folks who’d appreciate a more general overview of market research that explains the big picture? Don’t they deserve some love too?

Of course they do. That’s why we’ve created this overview guide focusing on types of market research and examples. With so many market research companies to choose from, having a solid general understanding of how this sector works is essential for any brand or business that wants to pick the right market research partner.

So with that in mind, let’s start at the very beginning and get clear on…

Market research definition

At the risk of stating the slightly obvious, market research is the gathering and analyzing of data on consumers, competitors, distributors, and markets. As such it’s not quite the same as consumer research , but there’s significant overlap.

Market research matters because it can help you take the guesswork out of getting through to audiences. By studying consumers and gathering information on their likes, dislikes, and so on, brands can make evidence-based decisions instead of relying on instinct or experience. 

What is market research?

Market research is the organized gathering of information about target markets and consumers’ needs and preferences. It’s an important component of business strategy and a major factor in maintaining competitiveness.

If a business wants to know – really know – what sort of products or services consumers want to buy, along with where, when, and how those products and services should be marketed, it just makes sense to ask the prospective audience. 

Without the certainty that market research brings, a business is basically hoping for the best. And while we salute their optimism, that’s not exactly a reliable strategy for success.

What are the types of market research?

Primary research .

Primary research is a type of market research you either conduct yourself or hire someone to do on your behalf.

A classic example of primary research involves going directly to a source – typically customers or prospective customers in your target market – to ask questions and gather information about a product or service. Interviewing methods include in-person, online surveys, phone calls, and focus groups.

The big advantage of primary research is that it’s directly focused on your objectives, so the outcome will be conclusive, detailed insights – particularly into customer views – making it the gold standard.

The disadvantages are it can be time-consuming and potentially costly, plus there’s a risk of survey bias creeping in, in the sense that research samples may not be representative of the wider group.

Secondary research 

Primary market research means you collect the data your business needs, whereas the types of market research known as secondary market research use information that’s already been gathered for other purposes but can still be valuable. Examples include published market studies, white papers, analyst reports, customer emails, and customer surveys/feedback.

For many small businesses with limited budgets, secondary market research is their first choice because it’s easier to acquire and far more affordable than primary research.

Secondary research can still answer specific business questions, but with limitations. The data collected from that audience may not match your targeted audience exactly, resulting in skewed outcomes. 

A big benefit of secondary market research is helping lay the groundwork and get you ready to carry out primary market research by making sure you’re focused on what matters most.

Qualitative research

Qualitative research is one of the two fundamental types of market research. Qualitative research is about people and their opinions. Typically conducted by asking questions either one-on-one or in groups, qualitative research can help you define problems and learn about customers’ opinions, values, and beliefs.

Classic examples of qualitative research are long-answer questions like “Why do you think this product is better than competitive products? Why do you think it’s not?”, or “How would you improve this new service to make it more appealing?”

Because qualitative research generally involves smaller sample sizes than its close cousin quantitative research, it gives you an anecdotal overview of your subject, rather than highly detailed information that can help predict future performance.

Qualitative research is particularly useful if you’re developing a new product, service, website or ad campaign and want to get some feedback before you commit a large budget to it.

Quantitative research

If qualitative research is all about opinions, quantitative research is all about numbers, using math to uncover insights about your audience. 

Typical quantitative research questions are things like, “What’s the market size for this product?” or “How long are visitors staying on this website?”. Clearly the answers to both will be numerical.

Quantitative research usually involves questionnaires. Respondents are asked to complete the survey, which marketers use to understand consumer needs, and create strategies and marketing plans.

Importantly, because quantitative research is math-based, it’s statistically valid, which means you’re in a good position to use it to predict the future direction of your business.

Consumer research 

As its name implies, consumer research gathers information about consumers’ lifestyles, behaviors, needs and preferences, usually in relation to a particular product or service. It can include both quantitative and qualitative studies.

Examples of consumer research in action include finding ways to improve consumer perception of a product, or creating buyer personas and market segments, which help you successfully market your product to different types of customers.

Understanding consumer trends , driven by consumer research, helps businesses understand customer psychology and create detailed purchasing behavior profiles. The result helps brands improve their products and services by making them more customer-centric, increasing customer satisfaction, and boosting bottom line in the process.

Product research 

Product research gives a new product (or indeed service, we don’t judge) its best chance of success, or helps an existing product improve or increase market share.

It’s common sense: by finding out what consumers want and adjusting your offering accordingly, you gain a competitive edge. It can be the difference between a product being a roaring success or an abject failure.

Examples of product research include finding ways to develop goods with a higher value, or identifying exactly where innovation effort should be focused. 

Product research goes hand-in-hand with other strands of market research, helping you make informed decisions about what consumers want, and what you can offer them.

Brand research  

Brand research is the process of gathering feedback from your current, prospective, and even past customers to understand how your brand is perceived by the market.

It covers things like brand awareness, brand perceptions, customer advocacy, advertising effectiveness, purchase channels, audience profiling, and whether or not the brand is a top consideration for consumers.

The result helps take the guesswork out of your messaging and brand strategy. Like all types of market research, it gives marketing leaders the data they need to make better choices based on fact rather than opinion or intuition.

Market research methods 

So far we’ve reviewed various different types of market research, now let’s look at market research methods, in other words the practical ways you can uncover those all-important insights.

Consumer research platform 

A consumer research platform like GWI is a smart way to find on-demand market research insights in seconds.

In a world of fluid markets and changing attitudes, a detailed understanding of your consumers, developed using the right research platform, enables you to stop guessing and start knowing.

As well as providing certainty, consumer research platforms massively accelerate speed to insight. Got a question? Just jump on your consumer research platform and find the answer – job done.

The ability to mine data for answers like this is empowering – suddenly you’re in the driving seat with a world of possibilities ahead of you. Compared to the most obvious alternative – commissioning third party research that could take weeks to arrive – the right consumer research platform is basically a magic wand.

Admittedly we’re biased, but GWI delivers all this and more. Take our platform for a quick spin and see for yourself.

And the downside of using a consumer research platform? Well, no data set, however fresh or thorough, can answer every question. If you need really niche insights then your best bet is custom market research , where you can ask any question you like, tailored to your exact needs.

Face-to-face interviews 

Despite the rise in popularity of online surveys , face-to-face survey interviewing – using mobile devices or even the classic paper survey – is still a popular data collection method.

In terms of advantages, face-to-face interviews help with accurate screening, in the sense the interviewee can’t easily give misleading answers about, say, their age. The interviewer can also make a note of emotions and non-verbal cues. 

On the other hand, face-to-face interviews can be costly, while the quality of data you get back often depends on the ability of the interviewer. Also, the size of the sample is limited to the size of your interviewing staff, the area in which the interviews are conducted, and the number of qualified respondents within that area.

Social listening 

Social listening is a powerful solution for brands who want to keep an ear to the ground, gathering unfiltered thoughts and opinions from consumers who are posting on social media. 

Many social listening tools store data for up to a couple of years, great for trend analysis that needs to compare current and past conversations.

Social listening isn’t limited to text. Images, videos, and emojis often help us better understand what consumers are thinking, saying, and doing better than more traditional research methods. 

Perhaps the biggest downside is there are no guarantees with social listening, and you never know what you will (or won’t) find. It can also be tricky to gauge sentiment accurately if the language used is open to misinterpretation, for example if a social media user describes something as “sick”.

There’s also a potential problem around what people say vs. what they actually do. Tweeting about the gym is a good deal easier than actually going. The wider problem – and this may shock you – is that not every single thing people write on social media is necessarily true, which means social listening can easily deliver unreliable results.

Public domain data 

Public domain data comes from think tanks and government statistics or research centers like the UK’s National Office for Statistics or the United States Census Bureau and the National Institute of Statistical Sciences. Other sources are things like research journals, news media, and academic material.

Its advantages for market research are it’s cheap (or even free), quick to access, and easily available. Public domain datasets can be huge, so potentially very rich.

On the flip side, the data can be out of date, it certainly isn’t exclusive to you, and the collection methodology can leave much to be desired. But used carefully, public domain data can be a useful source of secondary market research.

Telephone interviews 

You know the drill – you get a call from a researcher who asks you questions about a particular topic and wants to hear your opinions. Some even pay or offer other rewards for your time.

Telephone surveys are great for reaching niche groups of consumers within a specific geographic area or connected to a particular brand, or who aren’t very active in online channels. They’re not well-suited for gathering data from broad population groups, simply because of the time and labor involved.

How to use market research 

Data isn’t an end in itself; instead it’s a springboard to make other stuff happen. So once you’ve drawn conclusions from your research, it’s time to think of what you’ll actually do based on your findings.

While it’s impossible for us to give a definitive list (every use case is different), here are some suggestions to get you started.

Leverage it . Think about ways to expand the use – and value – of research data and insights, for example by using research to support business goals and functions, like sales, market share or product design.

Integrate it . Expand the value of your research data by integrating it with other data sources, internal and external. Integrating data like this can broaden your perspective and help you draw deeper insights for more confident decision-making.

Justify it . Enlist colleagues from areas that’ll benefit from the insights that research provides – that could be product management, product development, customer service, marketing, sales or many others – and build a business case for using research.

How to choose the right type of market research 

Broadly speaking, choosing the right research method depends on knowing the type of data you need to collect. To dig into ideas and opinions, choose qualitative; to do some testing, it’s quantitative you want.

There are also a bunch of practical considerations, not least cost. If a particular approach sounds great but costs the earth then clearly it’s not ideal for any brand on a budget.

Then there’s how you intend to use the actual research, your level of expertise with research data, whether you need access to historical data or just a snapshot of today, and so on.

The point is, different methods suit different situations. When choosing, you’ll want to consider what you want to achieve, what data you’ll need, the pros and cons of each method, the costs of conducting the research, and the cost of analyzing the results. 

Market research examples

Independent agency Bright/Shift used GWI consumer insights to shape a high-impact go-to-market strategy for their sustainable furniture client, generating £41K in revenue in the first month. Here’s how they made the magic happen .

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Review of Related Literature (RRL) in Research

Ai generator.

1. Introduction: This review explores research on social media’s impact on mental health, focusing on anxiety and depression, over the past ten years.

2. Theoretical Framework: Anchored in Social Comparison Theory and Uses and Gratifications Theory, this review examines how social media interactions affect mental health.

3. Review of Empirical Studies

Adolescents’ Mental Health

• Instagram & Body Image : Smith & Johnson (2017) linked Instagram use to body image issues and lower self-esteem in 500 high school students.
• Facebook & Anxiety : Brown & Green (2016) reported higher anxiety and depressive symptoms with Facebook use in a longitudinal study of 300 students.

Young Adults’ Mental Health

• Twitter & Stress : Davis & Lee (2018) showed higher stress levels among heavy Twitter users in a survey of 400 university students.
• LinkedIn & Self-Esteem : Miller & White (2019) found LinkedIn use positively influenced professional self-esteem in 200 young professionals.

Adults’ Mental Health

• General Social Media Use : Thompson & Evans (2020) found moderate social media use linked to better mental health, while excessive use correlated with higher anxiety and depression in 1,000 adults.

4. Methodological Review: Studies used cross-sectional surveys, longitudinal designs, and mixed methods. Cross-sectional surveys provided large data sets but couldn’t infer causation. Longitudinal studies offered insights into long-term effects but were resource-intensive. Mixed methods enriched data with qualitative insights but required careful integration.

5. Synthesis and Critique: The literature shows a complex relationship between social media use and mental health, with platform-specific and demographic-specific effects. However, reliance on self-reported data introduces bias, and many studies limit causal inference. More longitudinal and experimental research is needed.

6. Conclusion: Current research offers insights into social media’s mental health impact but leaves gaps, particularly regarding long-term effects and causation. This study aims to address these gaps through comprehensive longitudinal analysis.

7. References

• Brown, A., & Green, K. (2016). Facebook Use and Anxiety Among High School Students . Psychology in the Schools, 53(3), 257-264.
• Davis, R., & Lee, S. (2018). Twitter and Psychological Stress: A Study of University Students . Journal of College Student Development, 59(2), 120-135.
• Miller, P., & White, H. (2019). LinkedIn and Its Effect on Professional Self-Esteem . Journal of Applied Psychology, 104(1), 78-90.
• Smith, J., & Johnson, L. (2017). The Impact of Instagram on Teen Body Image . Journal of Adolescent Health, 60(5), 555-560.
• Thompson, M., & Evans, D. (2020). The Relationship Between Social Media Use and Mental Health in Adults . Cyberpsychology, Behavior, and Social Networking, 23(4), 201-208.

Text prompt

• Instructive
• Professional

10 Examples of Public speaking

20 Examples of Gas lighting

Research Methodology Example

Detailed Walkthrough + Free Methodology Chapter Template

If you’re working on a dissertation or thesis and are looking for an example of a research methodology chapter , you’ve come to the right place.

In this video, we walk you through a research methodology from a dissertation that earned full distinction , step by step. We start off by discussing the core components of a research methodology by unpacking our free methodology chapter template . We then progress to the sample research methodology to show how these concepts are applied in an actual dissertation, thesis or research project.

If you’re currently working on your research methodology chapter, you may also find the following resources useful:

• Research methodology 101 : an introductory video discussing what a methodology is and the role it plays within a dissertation
• Research design 101 : an overview of the most common research designs for both qualitative and quantitative studies
• Variables 101 : an introductory video covering the different types of variables that exist within research.
• Sampling 101 : an overview of the main sampling methods
• Methodology tips : a video discussion covering various tips to help you write a high-quality methodology chapter
• Private coaching : Get hands-on help with your research methodology

PS – If you’re working on a dissertation, be sure to also check out our collection of dissertation and thesis examples here .

FAQ: Research Methodology Example

Research methodology example: frequently asked questions, is the sample research methodology real.

Yes. The chapter example is an extract from a Master’s-level dissertation for an MBA program. A few minor edits have been made to protect the privacy of the sponsoring organisation, but these have no material impact on the research methodology.

Can I replicate this methodology for my dissertation?

As we discuss in the video, every research methodology will be different, depending on the research aims, objectives and research questions. Therefore, you’ll need to tailor your literature review to suit your specific context.

You can learn more about the basics of writing a research methodology chapter here .

Where can I find more examples of research methodologies?

The best place to find more examples of methodology chapters would be within dissertation/thesis databases. These databases include dissertations, theses and research projects that have successfully passed the assessment criteria for the respective university, meaning that you have at least some sort of quality assurance.

The Open Access Thesis Database (OATD) is a good starting point.

How do I get the research methodology chapter template?

You can access our free methodology chapter template here .

Is the methodology template really free?

Yes. There is no cost for the template and you are free to use it as you wish.

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3 Ways to Make a Request That Doesn’t Feel Coercive

• Rachel Schlund,
• Roseanna Sommers,
• Vanessa Bohns

To get an authentic yes, give your employee room to say no.

Research shows that people feel more pressured to agree to requests than we realize, frequently agreeing to do things they would rather not do, such as taking on burdensome, low-promotability work tasks. As a manager, what can you do to ensure that your employees aren’t taking things on because they feel like they have to, but because they actually want to? In this article, the authors share three research-backed suggestions for how to elicit a more voluntary “yes” when making a request: 1) Give people time to respond. 2) Ask them to respond over email. 3) Share an example of how to say “no.”

When staffing a project, asking your team to work overtime, or finding someone for a last-minute task to meet a deadline, it can sometimes feel like you need to get your employees to say “yes” at any cost. But what is that cost? When employees feel pressured or guilted into agreeing to a request they personally find disagreeable it can lead to feelings of regret, frustration, and resentment. An employee who begrudgingly agrees to a request in the moment may provide lower-quality assistance or back out of their commitment at a less convenient time.

• Rachel Schlund is an incoming Principal Researcher at the University of Chicago, Booth School of Business. She is currently finishing her PhD in organizational behavior at Cornell University. You can learn more about her research here .
• Roseanna Sommers (JD/PhD) is an Assistant Professor of Law at the University of Michigan, where she directs the psychology and law studies lab. Her teaching and research interests revolve around the many ways in which the law misunderstands people and people misunderstand the law. You can learn more about her research on consent and related topics   here .
• Vanessa Bohns is a Professor of Organizational Behavior at Cornell University and the author of You Have More Influence Than You Think . You can learn more about her research on social influence and persuasion here .

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More From Forbes

Four examples of successful countrywide ai policy implementation.

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Rohit Anabheri, CEO of Sakesh Solutions , Charting AI Adoption for SMEs: Strategies for Growth & Innovation.

Governments worldwide are facing the challenge of introducing artificial intelligence (AI) safely into society and its economy. Rather than being a distant fear, we're witnessing the formulation, implementation and development of AI policies everywhere. Such policies must be implemented effectively to encourage AI innovation and ensure good governance. Drawing on examples from different countries, I've shared some lessons that I've learned.

Canada: Pioneering Ethical AI Frameworks

Canada’s efforts to shape a progressive AI policy agenda are rooted in the development of ethical frameworks and approaches to public engagement. The Pan-Canadian Artificial Intelligence Strategy , launched in 2017, set an example for high-level commitment to responsible AI development. One of the groundbreaking core initiatives of the strategy is the establishment under the Canadian-based scientific network CIFAR of three national research institutes—one each in Montreal, Toronto and Edmonton—focusing on both technological development and ethics research in AI.

This co-mingling of the technological and ethical aspects of AI, from inception, is a critical lesson in ensuring that development impacts are sustainable. If developed inclusive of ethics research from the beginning, AI can help ensure that technological advances are used to benefit the people who use them, not merely the billionaires who fund their development.

Estonia: Digitization And AI Integration

It’s unsurprising, perhaps, that Estonia’s digital-first model of governance extends directly into its attitude toward AI. The cornerstone of that country’s AI policy—the "KrattAI" ("Crazy AI") strategy —is improving the efficiency of public sector services by using AI applications.

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This has a clear lesson: If digitalization is pursued as a strategy and not merely as a piling up of redundant and inefficient technologies, smart governments can build sound digital infrastructures on which to deploy AI. In doing so, AI technology can be used as a tool to empower the public.

Singapore: Comprehensive AI Governance

The clarity of Singapore’s AI strategy remains unparalleled. Their Model AI Governance Framework focuses on ways to ensure AI is used responsibly and ethically in the private sector, offering a global civic model for companies interested in introducing AI solutions. Launched in 2019, the framework sets detailed standards for transparency and human-centric AI. Singapore’s "ground rules" for AI reflect the growing need for better regulation, balancing innovation with accountability to ensure the trust of stakeholders.

Germany: Focused Funding And Research In AI

Germany has an AI strategy with a heavy emphasis on research and development, backed up by significant budgets and a public-private sector cooperation model. The strategy focuses on applied AI in several industries, including autonomous driving, healthcare and agriculture, strengthening innovation and progress in Germany.

Pointing To A Way Forward

Together, these examples provide a path for policymakers and stakeholders regarding AI. Governments and enterprises should devote energy to developing ethical frameworks, establishing robust digital infrastructures, enforcing responsible forms of governance and facilitating public-private partnerships that play to their national strengths in AI. Each country’s approach to these challenges points to a way forward—one that has the potential to accelerate progress while helping ensure that AI evolves in ways that make sense for society and businesses.

AI policy is as multifaceted as the AI landscape itself, and the world has adopted an equally multifaceted and dynamic mix of approaches. Yet, these examples from Canada, Estonia, Singapore and Germany can be whittled down to common themes and strategies. The overarching lesson from this review of successful approaches to AI policy worldwide is that the balance between flourishing innovation and the ethical, social and economic use of AI necessitates policies with that equilibrium in mind. By learning from these experiences, we can pave the way for a future in which AI technologies are innovative as well as inclusive.

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