what is the purpose of a dissertation defense

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How to prepare an excellent thesis defense

What is a thesis defense?

How long is a thesis defense, what happens at a thesis defense, your presentation, questions from the committee, 6 tips to help you prepare for your thesis defense, 1. anticipate questions and prepare for them, 2. dress for success, 3. ask for help, as needed, 4. have a backup plan, 5. prepare for the possibility that you might not know an answer, 6. de-stress before, during, and after, frequently asked questions about preparing an excellent thesis defense, related articles.

If you're about to complete, or have ever completed a graduate degree, you have most likely come across the term "thesis defense." In many countries, to finish a graduate degree, you have to write a thesis .

A thesis is a large paper, or multi-chapter work, based on a topic relating to your field of study.

Once you hand in your thesis, you will be assigned a date to defend your work. Your thesis defense meeting usually consists of you and a committee of two or more professors working in your program. It may also include other people, like professionals from other colleges or those who are working in your field.

During your thesis defense, you will be asked questions about your work. The main purpose of your thesis defense is for the committee to make sure that you actually understand your field and focus area.

The questions are usually open-ended and require the student to think critically about their work. By the time of your thesis defense, your paper has already been evaluated. The questions asked are not designed so that you actually have to aggressively "defend" your work; often, your thesis defense is more of a formality required so that you can get your degree.

• Check with your department about requirements and timing.
• Re-read your thesis.
• Anticipate questions and prepare for them.
• Create a back-up plan to deal with technology hiccups.
• Plan de-stressing activities both before, and after, your defense.

How long your oral thesis defense is depends largely on the institution and requirements of your degree. It is best to consult your department or institution about this. In general, a thesis defense may take only 20 minutes, but it may also take two hours or more. The length also depends on how much time is allocated to the presentation and questioning part.

Tip: Check with your department or institution as soon as possible to determine the approved length for a thesis defense.

First of all, be aware that a thesis defense varies from country to country. This is just a general overview, but a thesis defense can take many different formats. Some are closed, others are public defenses. Some take place with two committee members, some with more examiners.

The same goes for the length of your thesis defense, as mentioned above. The most important first step for you is to clarify with your department what the structure of your thesis defense will look like. In general, your thesis defense will include:

• your presentation of around 20-30 minutes
• questions from the committee
• questions from the audience (if the defense is public and the department allows it)

You might have to give a presentation, often with Powerpoint, Google slides, or Keynote slides. Make sure to prepare an appropriate amount of slides. A general rule is to use about 10 slides for a 20-minute presentation.

But that also depends on your specific topic and the way you present. The good news is that there will be plenty of time ahead of your thesis defense to prepare your slides and practice your presentation alone and in front of friends or family.

Tip: Practice delivering your thesis presentation in front of family, friends, or colleagues.

You can prepare your slides by using information from your thesis' first chapter (the overview of your thesis) as a framework or outline. Substantive information in your thesis should correspond with your slides.

Make sure your slides are of good quality— both in terms of the integrity of the information and the appearance. If you need more help with how to prepare your presentation slides, both the ASQ Higher Education Brief and James Hayton have good guidelines on the topic.

The committee will ask questions about your work after you finish your presentation. The questions will most likely be about the core content of your thesis, such as what you learned from the study you conducted. They may also ask you to summarize certain findings and to discuss how your work will contribute to the existing body of knowledge.

Tip: Read your entire thesis in preparation of the questions, so you have a refreshed perspective on your work.

While you are preparing, you can create a list of possible questions and try to answer them. You can foresee many of the questions you will get by simply spending some time rereading your thesis.

Here are a few tips on how to prepare for your thesis defense:

You can absolutely prepare for most of the questions you will be asked. Read through your thesis and while you're reading it, create a list of possible questions. In addition, since you will know who will be on the committee, look at the academic expertise of the committee members. In what areas would they most likely be focused?

If possible, sit at other thesis defenses with these committee members to get a feel for how they ask and what they ask. As a graduate student, you should generally be adept at anticipating test questions, so use this advantage to gather as much information as possible before your thesis defense meeting.

Your thesis defense is a formal event, often the entire department or university is invited to participate. It signals a critical rite of passage for graduate students and faculty who have supported them throughout a long and challenging process.

While most universities don't have specific rules on how to dress for that event, do regard it with dignity and respect. This one might be a no-brainer, but know that you should dress as if you were on a job interview or delivering a paper at a conference.

It might help you deal with your stress before your thesis defense to entrust someone with the smaller but important responsibilities of your defense well ahead of schedule. This trusted person could be responsible for:

• preparing the room of the day of defense
• setting up equipment for the presentation
• preparing and distributing handouts

Technology is unpredictable. Life is too. There are no guarantees that your Powerpoint presentation will work at all or look the way it is supposed to on the big screen. We've all been there. Make sure to have a plan B for these situations. Handouts can help when technology fails, and an additional clean shirt can save the day if you have a spill.

One of the scariest aspects of the defense is the possibility of being asked a question you can't answer. While you can prepare for some questions, you can never know exactly what the committee will ask.

There will always be gaps in your knowledge. But your thesis defense is not about being perfect and knowing everything, it's about how you deal with challenging situations. You are not expected to know everything.

James Hayton writes on his blog that examiners will sometimes even ask questions they don't know the answer to, out of curiosity, or because they want to see how you think. While it is ok sometimes to just say "I don't know", he advises to try something like "I don't know, but I would think [...] because of x and y, but you would need to do [...] in order to find out.” This shows that you have the ability to think as an academic.

You will be nervous. But your examiners will expect you to be nervous. Being well prepared can help minimize your stress, but do know that your examiners have seen this many times before and are willing to help, by repeating questions, for example. Dora Farkas at finishyourthesis.com notes that it’s a myth that thesis committees are out to get you.

Two common symptoms of being nervous are talking really fast and nervous laughs. Try to slow yourself down and take a deep breath. Remember what feels like hours to you are just a few seconds in real life.

• Try meditational breathing right before your defense.
• Get plenty of exercise and sleep in the weeks prior to your defense.
• Have your clothes or other items you need ready to go the night before.
• During your defense, allow yourself to process each question before answering.
• Go to dinner with friends and family, or to a fun activity like mini-golf, after your defense.

Allow yourself to process each question, respond to it, and stop talking once you have responded. While a smile can often help dissolve a difficult situation, remember that nervous laughs can be irritating for your audience.

We all make mistakes and your thesis defense will not be perfect. However, careful preparation, mindfulness, and confidence can help you feel less stressful both before, and during, your defense.

Finally, consider planning something fun that you can look forward to after your defense.

It is completely normal to be nervous. Being well prepared can help minimize your stress, but do know that your examiners have seen this many times before and are willing to help, by repeating questions for example if needed. Slow yourself down, and take a deep breath.

Your thesis defense is not about being perfect and knowing everything, it's about how you deal with challenging situations. James Hayton writes on his blog that it is ok sometimes to just say "I don't know", but he advises to try something like "I don't know, but I would think [...] because of x and y, you would need to do [...] in order to find out".

Your Powerpoint presentation can get stuck or not look the way it is supposed to do on the big screen. It can happen and your supervisors know it. In general, handouts can always save the day when technology fails.

• Dress for success.
• Ask for help setting up.
• Have a backup plan (in case technology fails you).
• Deal with your nerves.

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Dissertation Defense: Steps To Follow To Succeed

A dissertation defense is arguably one of the most important milestones in every student’s career. While it signals that your tenure as a student is soon about to close, it validates all your efforts towards your thesis.

Being cautious about including all the necessary details is very important to successfully complete your dissertation proposal defense. This article tells you everything that you need to know about writing a defense that can add great credibility to you as a student.

What is A Dissertation Defense?

The first thing that you need to learn is what is a dissertation defense and what is its purpose. In simple terms, it is a presentation made by a student to defend all the ideas and views that are presented in a dissertation.

The presenter must include details like what is the reason for choosing specific research methods, the theory that has been selected for the paper, and other such points. This presentation is made before an audience that comprises of the university committee, professors and even fellow-students. It is met with questions and answers that gives the student an opportunity to provide more clarity on the dissertation in order to convince the committee to approve it.

Stages of a Dissertation Defense

One of the most important dissertation defense tips provided by several professors is to breakdown the process into three steps:

• Preparation : This stage involves collection of all the necessary information that must be included in the defense dissertation and making all the arrangements for the actual meeting.
• The defense meeting : This is where you decide how you will present the defense. The actual meeting is hugely reliant on the performance, body language and the confidence in your oral defense.
• After the defense meeting : This stage, also known as the follow up, requires you to make the necessary revisions suggested by the university committee. You can even provide bound copies of the whole dissertation to distribute among different members of your departments. In the follow up stage, one must also think about expense that are related to publishing the Ph.D. dissertation defense as well as printing additional copies of the manuscript, if required.

How Long is a Dissertation Defense?

The first thing that a student should know is how long does a dissertation defense last? The length has to be carefully calculated to make the impact that you want. One of the most important steps in the dissertation preparation is to understand how much time each department allocates to the closing oral defense. When you plan in the early stages of your dissertation itself, you can write it in a manner that allows you to defend it in the allocated time.

Usually these meetings including the presentation, the oral defense and the question and answer session last for about two hours. In most cases, these two hours also encompass the time needed by members of the committee to deliberate.

How to Prepare for the Dissertation Defense

Now that you know how long is a dissertation defense, the next step is to prepare well enough to make your presentation impressive.

Here are some tips on how to prepare for a dissertation defense:

• Watch other students in action to learn about different presentation styles. You can attend defenses of different colleagues in your department as well as other departments in your university.
• Get all the details about the deadlines and the rules of your college or university about scheduling your defense.
• Scheduling is also a very important part of your preparation. It is important to note that members of the committee and University chairs need to make time for these defences in a very packed schedule. Coordinate the date, venue and time of your defense as early as possible.
• Prepare a manuscript adhering to the necessary formatting rules. Review your manuscript thoroughly before you hand it in. During your PH.D, your faculty will also assist you with the defense. For this, they must have a crisp and polished copy of your manuscript.
• Most colleges have the facility for a pre-defense meeting. This is the best opportunity to sort out any concerns that you may have about the actual meeting. It is a good idea to ask the chairs what types of questions may be put forward and if there are any problems with the defense that need to be resolved. When you prepare for a pre-defense meeting, think of it as the final one and give it your all.
• Put together all the material that you need for the defense. A detailed, yet to-the-point presentation must be prepared.
• The final stage of preparation is practicing your presentation over and over again. It is not just the presentation but also the approach towards the questions that you must practice.

Tips To Nail Your Actual Meeting

With these tips you will be one step closer towards a successful defense that will help your dissertation pass and be approved:

• All meetings should begin by addressing the chair. Make sure you thank all the committee members and the advisors for the efforts that they have put it. This gives you a professional start to the presentation.
• The presentation should cover the following subjects in brief:
• The research topic
• Literature review
• The methods used for analysis
• The primary findings of the research
• Recommendations of additional research on the subject in the focus.
• Do not get rattled by any discussions among the chairs. They will deliberate on any disagreements or topics of interest. This is a part of the process and is not a reflection of the presentation itself.
• There are two questions that are commonly asked that you should be prepared for. This includes the weaknesses of the dissertation and the research plans that you have made post-dissertation.
• Use subtle gestures when you are talking. Do not overuse your hands when doing so. The whole meeting including the question and answer session should have a very formal appeal.
• The tone of your voice must be assertive without making it seem like you are trying to hard. Be clear and enunciate when you speak.

Once the questions have been answered, the committee will leave the room. Then, after the deliberation, you will be informed if your dissertation has passed or not.

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Defending Your Dissertation: A Guide

Written by Luke Wink-Moran | Photo by insta_photos

Dissertation defenses are daunting, and no wonder; it’s not a “dissertation discussion,” or a “dissertation dialogue.” The name alone implies that the dissertation you’ve spent the last x number of years working on is subject to attack. And if you don’t feel trepidation for semantic reasons, you might be nervous because you don’t know what to expect. Our imaginations are great at making The Unknown scarier than reality. The good news is that you’ll find in this newsletter article experts who can shed light on what dissertations defenses are really like, and what you can do to prepare for them.

The first thing you should know is that your defense has already begun. It started the minute you began working on your dissertation— maybe even in some of the classes you took beforehand that helped you formulate your ideas. This, according to Dr. Celeste Atkins, is why it’s so important to identify a good mentor early in graduate school.

“To me,” noted Dr. Atkins, who wrote her dissertation on how sociology faculty from traditionally marginalized backgrounds teach about privilege and inequality, “the most important part of the doctoral journey was finding an advisor who understood and supported what I wanted from my education and who was willing to challenge me and push me, while not delaying me.  I would encourage future PhDs to really take the time to get to know the faculty before choosing an advisor and to make sure that the members of their committee work well together.”

Your advisor will be the one who helps you refine arguments and strengthen your work so that by the time it reaches your dissertation committee, it’s ready. Next comes the writing process, which many students have said was the hardest part of their PhD. I’ve included this section on the writing process because this is where you’ll create all the material you’ll present during your defense, so it’s important to navigate it successfully. The writing process is intellectually grueling, it eats time and energy, and it’s where many students find themselves paddling frantically to avoid languishing in the “All-But-Dissertation” doldrums. The writing process is also likely to encroach on other parts of your life. For instance, Dr. Cynthia Trejo wrote her dissertation on college preparation for Latin American students while caring for a twelve-year-old, two adult children, and her aging parents—in the middle of a pandemic. When I asked Dr. Trejo how she did this, she replied:

“I don’t take the privilege of education for granted. My son knew I got up at 4:00 a.m. every morning, even on weekends, even on holidays; and it’s a blessing that he’s seen that work ethic and that dedication and the end result.”

Importantly, Dr. Trejo also exercised regularly and joined several online writing groups at UArizona. She mobilized her support network— her partner, parents, and even friends from high school to help care for her son.

The challenges you face during the writing process can vary by discipline. Jessika Iwanski is an MD/PhD student who in 2022 defended her dissertation on genetic mutations in sarcomeric proteins that lead to severe, neonatal dilated cardiomyopathy. She described her writing experience as “an intricate process of balancing many things at once with a deadline (defense day) that seems to be creeping up faster and faster— finishing up experiments, drafting the dissertation, preparing your presentation, filling out all the necessary documents for your defense and also, for MD/PhD students, beginning to reintegrate into the clinical world (reviewing your clinical knowledge and skill sets)!”

But no matter what your unique challenges are, writing a dissertation can take a toll on your mental health. Almost every student I spoke with said they saw a therapist and found their sessions enormously helpful. They also looked to the people in their lives for support. Dr. Betsy Labiner, who wrote her dissertation on Interiority, Truth, and Violence in Early Modern Drama, recommended, “Keep your loved ones close! This is so hard – the dissertation lends itself to isolation, especially in the final stages. Plus, a huge number of your family and friends simply won’t understand what you’re going through. But they love you and want to help and are great for getting you out of your head and into a space where you can enjoy life even when you feel like your dissertation is a flaming heap of trash.”

While you might sometimes feel like your dissertation is a flaming heap of trash, remember: a) no it’s not, you brilliant scholar, and b) the best dissertations aren’t necessarily perfect dissertations. According to Dr. Trejo, “The best dissertation is a done dissertation.” So don’t get hung up on perfecting every detail of your work. Think of your dissertation as a long-form assignment that you need to finish in order to move onto the next stage of your career. Many students continue revising after graduation and submit their work for publication or other professional objectives.

When you do finish writing your dissertation, it’s time to schedule your defense and invite friends and family to the part of the exam that’s open to the public. When that moment comes, how do you prepare to present your work and field questions about it?

“I reread my dissertation in full in one sitting,” said Dr. Labiner. “During all my time writing it, I’d never read more than one complete chapter at a time! It was a huge confidence boost to read my work in full and realize that I had produced a compelling, engaging, original argument.”

There are many other ways to prepare: create presentation slides and practice presenting them to friends or alone; think of questions you might be asked and answer them; think about what you want to wear or where you might want to sit (if you’re presenting on Zoom) that might give you a confidence boost. Iwanksi practiced presenting with her mentor and reviewed current papers to anticipate what questions her committee might ask.  If you want to really get in the zone, you can emulate Dr. Labiner and do a full dress rehearsal on Zoom the day before your defense.

But no matter what you do, you’ll still be nervous:

“I had a sense of the logistics, the timing, and so on, but I didn’t really have clear expectations outside of the structure. It was a sort of nebulous three hours in which I expected to be nauseatingly terrified,” recalled Dr. Labiner.

“I expected it to be terrifying, with lots of difficult questions and constructive criticism/comments given,” agreed Iwanski.

“I expected it to be very scary,” said Dr. Trejo.

“I expected it to be like I was on trial, and I’d have to defend myself and prove I deserved a PhD,” said Dr Atkins.

And, eventually, inexorably, it will be time to present.  

“It was actually very enjoyable” said Iwanski. “It was more of a celebration of years of work put into this project—not only by me but by my mentor, colleagues, lab members and collaborators! I felt very supported by all my committee members and, rather than it being a rapid fire of questions, it was more of a scientific discussion amongst colleagues who are passionate about heart disease and muscle biology.”

“I was anxious right when I logged on to the Zoom call for it,” said Dr. Labiner, “but I was blown away by the number of family and friends that showed up to support me. I had invited a lot of people who I didn’t at all think would come, but every single person I invited was there! Having about 40 guests – many of them joining from different states and several from different countries! – made me feel so loved and celebrated that my nerves were steadied very quickly. It also helped me go into ‘teaching mode’ about my work, so it felt like getting to lead a seminar on my most favorite literature.”

“In reality, my dissertation defense was similar to presenting at an academic conference,” said Dr. Atkins. “I went over my research in a practiced and organized way, and I fielded questions from the audience.

“It was a celebration and an important benchmark for me,” said Dr. Trejo. “It was a pretty happy day. Like the punctuation at the end of your sentence: this sentence is done; this journey is done. You can start the next sentence.”

If you want to learn more about dissertations in your own discipline, don’t hesitate to reach out to graduates from your program and ask them about their experiences. If you’d like to avail yourself of some of the resources that helped students in this article while they wrote and defended their dissertations, check out these links:

The Graduate Writing Lab

https://thinktank.arizona.edu/writing-center/graduate-writing-lab

The Writing Skills Improvement Program

https://wsip.arizona.edu

Campus Health Counseling and Psych Services

https://caps.arizona.edu

https://www.scribbr.com/

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How to Prepare for Your Dissertation Defense

4-minute read

• 1st August 2023

After years of research and study, you’ve finally reached the grand finale of your PhD years: your dissertation defense. Since defending your dissertation is the culmination of all your hard work, it’s essential to do everything you can to prepare for it.

In this post, we’ll take you through how to ready yourself for your dissertation defense so you can focus on your accomplishments and excel during this crucial professional moment.

What is a Dissertation Defense? 

The dissertation defense is the crowning moment of years of research – the final examination before a PhD student is awarded their doctoral degree.

During a dissertation defense, the student presents their research, methodology, findings, and conclusions to a committee of faculty members and experts in their field. The committee then engages in a question-and-answer session to assess the student’s understanding of the subject matter, the quality of their research, and their ability to defend their work under scrutiny.

Many PhD students consider it to be the defining moment of their academic career and their chance to prove their expertise in their chosen research field.

If all this sounds overwhelming – don’t worry. If you’re a PhD student, you’ll have plenty of time and opportunity to adequately prepare for your dissertation defense. Below are some strategies to help you get ready for this significant occasion in your career.

1.   Know the Requirements

Familiarize yourself with your institution’s guidelines and requirements for the defense process. Understanding the format, time limit, and expectations for the presentation will help you to prepare your material and anticipate any issues.

2.   Review Your Dissertation

Even if you think you know it inside and out, review your dissertation from beginning to end. It may have been some time since you’ve last read and considered certain portions of your research and findings. Consider what your committee might ask about your research questions , data analysis, and conclusions.

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3.   Work on Starting Strong

To begin your defense on a strong note, work on creating a clear and engaging introduction. You can start by briefly outlining the purpose of your study, research questions, and methodology . Try to stay on topic and don’t veer off track by discussing unrelated or unnecessary information.

4.   Practice Presenting

Practice your presentation skills by rehearsing your defense multiple times. Focus on clarity and pacing and try to stay within the allotted time limit. It also helps to record yourself so that you can see yourself from your audience’s point of view.

5.   Practice Q&A Sessions

To build your confidence, enlist friends and colleagues to conduct mock question-and-answer sessions. When practicing, remember to pause before answering questions you’re unsure of. It’s better to take your time delivering a response than it is to give an inaccurate or incorrect answer.

6.   Seek Feedback

Find out if your institution offers mock defense sessions where peers or mentors play the role of the committee, ask you questions, and give feedback . You can also have colleagues, mentors, or advisors review your presentation and offer practical feedback.

7.   Create Visual Aids

Think about any visual aids , such as slides, you may want to use to illustrate your defense and prepare them in advance. Be sure to check that your university allows visuals or images and that they enhance, rather than overwhelm, your presentation.

8.   Stay Calm and Confident

It’s natural to feel nervous but try to stay calm and composed during your defense. Take deep breaths and remind yourself of the expertise you’ve gained through the experience of writing your dissertation.

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The best way to prepare for your dissertation defense is to have your dissertation professionally proofread. Our editing experts have extensive experience with a wide variety of academic subjects and topics and can help ensure your dissertation is ready for presentation. Send in a free sample of 500 words or less and get started today.

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Preparing For Your Dissertation Defense

13 Key Questions To Expect In The Viva Voce

By: Derek Jansen (MBA) & David Phair (PhD) . Reviewed By: Dr Eunice Rautenbach | June 2021

Preparing for your dissertation or thesis defense (also called a “viva voce”) is a formidable task . All your hard work over the years leads you to this one point, and you’ll need to defend yourself against some of the most experienced researchers you’ve encountered so far.

It’s natural to feel a little nervous.

In this post, we’ll cover some of the most important questions you should be able to answer in your viva voce, whether it’s for a Masters or PhD degree. Naturally, they might not arise in exactly the same form (some may not come up at all), but if you can answer these questions well, it means you’re in a good position to tackle your oral defense.

Viva Voce Prep: 13 Essential Questions

• What is your study about and why did you choose to research this in particular?
• How did your research questions evolve during the research process?
• How did you decide on which sources to include in your literature review?
• How did you design your study and why did you take this approach?
• How generalisable and valid are the findings?
• What were the main shortcomings and limitations created by your research design?
• How did your findings relate to the existing literature?
• What were your key findings in relation to the research questions?
• Were there any findings that surprised you?
• What biases may exist in your research?
• How can your findings be put into practice?
• How has your research contributed to current thinking in the field?
• If you could redo your research, how would you alter your approach?

#1: What is your study about and why did you choose to research this in particular?

This question, a classic party starter, is pretty straightforward.

What the dissertation or thesis committee is assessing here is your ability to clearly articulate your research aims, objectives and research questions in a concise manner. Concise is the keyword here – you need to clearly explain your research topic without rambling on for a half-hour. Don’t feel the need to go into the weeds here – you’ll have many opportunities to unpack the details later on.

In the second half of the question, they’re looking for a brief explanation of the justification of your research. In other words, why was this particular set of research aims, objectives and questions worth addressing? To address this question well in your oral defense, you need to make it clear what gap existed within the research and why that gap was worth filling.

#2: How did your research questions evolve during the research process?

Good research generally follows a long and winding path . It’s seldom a straight line (unless you got really lucky). What they’re assessing here is your ability to follow that path and let the research process unfold.

Specifically, they’ll want to hear about the impact that the literature review process had on you in terms of shaping the research aims, objectives and research questions . For example, you may have started with a certain set of aims, but then as you immersed yourself in the literature, you may have changed direction. Similarly, your initial fieldwork findings may have turned out some unexpected data that drove you to adjust or expand on your initial research questions.

Long story short – a good defense involves clearly describing your research journey , including all the twists and turns. Adjusting your direction based on findings in the literature or the fieldwork shows that you’re responsive , which is essential for high-quality research.

#3: How did you decide on which sources to include in your literature review?

A comprehensive literature review is the foundation of any high-quality piece of research. With this question, your dissertation or thesis committee are trying to assess which quality criteria and approach you used to select the sources for your literature review.

Typically, good research draws on both the seminal work in the respective field and more recent sources . In other words, a combination of the older landmark studies and pivotal work, along with up-to-date sources that build on to those older studies. This combination ensures that the study has a rock-solid foundation but is not out of date.

So, make sure that your study draws on a mix of both the “classics” and new kids on the block, and take note of any major evolutions in the literature that you can use as an example when asked this question in your viva voce.

#4: How did you design your study and why did you take this approach?

This is a classic methodological question that you can almost certainly expect in some or other shape.

What they’re looking for here is a clear articulation of the research design and methodology, as well as a strong justification of each choice . So, you need to be able to walk through each methodological choice and clearly explain both what you did and why you did it. The why is particularly important – you need to be able to justify each choice you made by clearly linking your design back to your research aims, objectives and research questions, while also taking into account practical constraints.

To ensure you cover every base, check out our research methodology vlog post , as well as our post covering the Research Onion .

#5: How generalizable and valid are the findings?

This question is aimed at specifically digging into your understanding of the sample and how that relates to the population, as well as potential validity issues in your methodology.

To answer question this well, you’ll need to critically assess your sample and findings and consider if they truly apply to the entire population, as well as whether they assessed what they set out to. Note that there are two components here – generalizability and validity . Generalizability is about how well the sample represents the population. Validity is about how accurately you’ve measured what you intended to measure .

To ace this part of your dissertation defense, make sure that you’re very familiar with the concepts of generalizability , validity and reliability , and how these apply to your research. Remember, you don’t need to achieve perfection – you just need to be aware of the strengths and weaknesses of your research (and how the weaknesses could be improved upon).

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#6: What were the main shortcomings and limitations created by your research design?

This question picks up where the last one left off.

As I mentioned, it’s perfectly natural that your research will have shortcomings and limitations as a result of your chosen design and methodology. No piece of research is flawless. Therefore, a good dissertation defense is not about arguing that your work is perfect, but rather it’s about clearly articulating the strengths and weaknesses of your approach.

To address this question well, you need to think critically about all of the potential weaknesses your design may have, as well as potential responses to these (which could be adopted in future research) to ensure you’re well prepared for this question. For a list of common methodological limitations, check out our video about research limitations here .

#7: How did your findings relate to the existing literature?

This common dissertation defense question links directly to your discussion chapter , where you would have presented and discussed the findings in relation to your literature review.

What your dissertation or thesis committee is assessing here is your ability to compare your study’s findings to the findings of existing research . Specifically, you need to discuss which findings aligned with existing research and which findings did not. For those findings that contrasted against existing research, you should also explain what you believe to be the reasons for this.

As with many questions in a viva voce, it’s both the what and the why that matter here. So, you need to think deeply about what the underlying reasons may be for both the similarities and differences between your findings and those of similar studies.

#8: What were your key findings in relation to the research questions?

This question is similar to the last one in that it too focuses on your research findings. However, here the focus is specifically on the findings that directly relate to your research questions (as opposed to findings in general).

So, a good way to prepare for this question is to step back and revisit your research questions . Ask yourself the following:

• What exactly were you asking in those questions, and what did your research uncover concerning them?
• Which questions were well answered by your study and which ones were lacking?
• Why were they lacking and what more could be done to address this in future research?

Conquering this part dissertation defense requires that you focus squarely on the research questions. Your study will have provided many findings (hopefully!), and not all of these will link directly to the research questions. Therefore, you need to clear your mind of all of the fascinating side paths your study may have lead you down and regain a clear focus on the research questions .

#9: Were there any findings that surprised you?

This question is two-pronged.

First, you should discuss the surprising findings that were directly related to the original research questions . Going into your research, you likely had some expectations in terms of what you would find, so this is your opportunity to discuss the outcomes that emerged as contrary to what you initially expected. You’ll also want to think about what the reasons for these contrasts may be.

Second, you should discuss the findings that weren’t directly related to the research questions, but that emerged from the data set . You may have a few or you may have none – although generally there are a handful of interesting musings that you can glean from the data set. Again, make sure you can articulate why you find these interesting and what it means for future research in the area.

What the committee is looking for in this type of question is your ability to interpret the findings holistically and comprehensively , and to respond to unexpected data. So, take the time to zoom out and reflect on your findings thoroughly.

#10: What biases may exist in your research?

Biases… we all have them.

For this question, you’ll need to think about potential biases in your research , in the data itself but also in your interpretation of the data. With this question, your committee is assessing whether you have considered your own potential biases and the biases inherent in your analysis approach (i.e. your methodology). So, think carefully about these research biases and be ready to explain how these may exist in your study.

In an oral defense, this question is often followed up with a question on how the biases were mitigated or could be mitigated in future research. So, give some thought not just to what biases may exist, but also the mitigation measures (in your own study and for future research).

#11: How can your findings be put into practice?

Another classic question in the typical viva voce.

With this question, your committee is assessing your ability to bring your findings back down to earth and demonstrate their practical value and application. Importantly, this question is not about the contribution to academia or the overall field of research (we’ll get to that next) – it is specifically asking about how this newly created knowledge can be used in the real world.

Naturally, the actionability of your findings will vary depending on the nature of your research topic. Some studies will produce many action points and some won’t. If you’re researching marketing strategies within an industry, for example, you should be able to make some very specific recommendations for marketing practitioners in that industry.

To help you flesh out points for this question, look back at your original justification for the research (i.e. in your introduction and literature review chapters). What were the driving forces that led you to research your specific topic? That justification should help you identify ways in which your findings can be put into practice.

#12: How has your research contributed to current thinking in the field?

While the previous question was aimed at practical contribution, this question is aimed at theoretical contribution . In other words, what is the significance of your study within the current body of research? How does it fit into the existing research and what does it add to it?

This question is often asked by a field specialist and is used to assess whether you’re able to place your findings into the research field to critically convey what your research contributed. This argument needs to be well justified – in other words, you can’t just discuss what your research contributed, you need to also back each proposition up with a strong why .

To answer this question well, you need to humbly consider the quality and impact of your work and to be realistic in your response. You don’t want to come across as arrogant (“my work is groundbreaking”), nor do you want to undersell the impact of your work. So, it’s important to strike the right balance between realistic and pessimistic .

This question also opens the door to questions about potential future research . So, think about what future research opportunities your study has created and which of these you feel are of the highest priority.

#13: If you could redo your research, how would you alter your approach?

This question is often used to wrap up a viva voce as it brings the discussion full circle.

Here, your committee is again assessing your ability to clearly identify and articulate the limitations and shortcomings of your research, both in terms of research design and topic focus . Perhaps, in hindsight, it would have been better to use a different analysis method or data set. Perhaps the research questions should have leaned in a slightly different direction. And so on.

This question intends to assess whether you’re able to look at your work critically , assess where the weaknesses are and make recommendations for the future . This question often sets apart those who did the research purely because it was required, from those that genuinely engaged with their research. So, don’t hold back here – reflect on your entire research journey ask yourself how you’d do things differently if you were starting with a  blank canvas today.

Recap: The 13 Key Dissertation Defense Questions

To recap, here are the 13 questions you need to be ready for to ace your dissertation or thesis oral defense:

As I mentioned, this list of dissertation defense questions is certainly not exhaustive – don’t assume that we’ve covered every possible question here. However, these questions are quite likely to come up in some shape or form in a typical dissertation or thesis defense, whether it’s for a Master’s degree, PhD or any other research degree. So, you should take the time to make sure you can answer them well.

If you need assistance preparing for your dissertation defense or viva voce, get in touch with us to discuss 1-on-1 coaching. We can critically review your research and identify potential issues and responses, as well as undertake a mock oral defense to prepare you for the pressures and stresses on the day.

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12 Comments

Very interesting

Interesting. I appreciate!

Really appreciating

My field is International Trade

Interesting

This is a full course on defence. I was fabulously enlightened and I gained enough confidence for my upcoming Masters Defence.

There are many lessons to learn and the simplicity in presentationmakes thee reader say “YesI can”

This is so helping… it has Enlightened me on how to answer specific questions. I pray to make it through for my upcoming defense

Lovely to hear that 🙂

Really educative and beneficial

Interesting. On-point and elaborate. And comforting too! Thanks.

Thank you very much for the enlightening me, be blessed

Thankyou so much. I am planning to defend my thesis soon and I found this very useful

Very interesting and useful to all masters and PhD students

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Preparing for a Successful Dissertation Defense

Everything you need to know about dissertation defense is right here: ten basic defense techniques to be ready for your academic career.

Defending your thesis is the final stretch, the finish line, and it must be handled seriously. All experiments, results analysis, and heaps of literature research lead to how well you understand your research. 

Rest assured that you are not alone if you are tormented by questions as your defense approaches. Every dissertation defense is unique, but there are strategies to prepare for this critical and significant occasion.

This article will act as a guideline with helpful tips for navigating the crucial dissertation defense phase.

What is a dissertation defense?

A dissertation defense, also known as a thesis defense, is an oral presentation and discussion of a research study. The goal is to present the findings, demonstrating to the committee and the academic community that the researcher completed the work with high enough quality to be awarded a doctorate and that the researcher is capable of speaking about it without hesitation, fully understanding the work, and answering any potential questions.

It’s worth mentioning that the first step is to get the dissertation document accepted, since dissertation chairs won’t let candidates schedule defenses unless the dissertation document’s quality is completely acceptable. The purpose is to see if the researcher is prepared to defend their work.

Timing and format

• Dissertation defenses typically require two hours of the private oral examination. Depending on the institution, they may seek an additional hour for a public seminar.
• The title, as well as the written document, should be provided to the committee early on. Check the institution’s deadlines ahead of time to be prepared.
• The format might also vary depending on the institution, however, you must be prepared for an external audience as an open-to-the-public defense.

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Committee Members: how to choose and what are the expectations?

To align expectations, understand that the dissertation committee should support you through the process of planning, writing, and revising your dissertation; they should act as mentors, providing helpful advice and recommending modification ideas. Choose your committee carefully, it is one of the most important steps for a successful dissertation.

Avoid famous and prominent members; instead, choose someone you know well and can reach whenever you need to; and, last, choose someone you know you can learn from. 

Tips for Preparing for a Dissertation Defense

1. prepare and practice.

Before you submit your dissertation document to the committee and in between the delivery and defense event, use every time to practice and prepare yourself to defend your dissertation.

2. Know your weakness

Get to know your anxiety tendencies and prepare yourself around them. If you tend to talk at a quicker tempo than usual giving public speeches, you can practice a calmer rhythm. Prepare your speech and time it; this will assist you to understand how long it should take.

3. Attend different presentations

Go see other dissertation defenses to help you take it more smoothly, discover tactics and how other researchers perform their speeches and grasp the value of a dissertation defense for the community.

4. Give yourself enough time to prepare slides

Spend some additional time crafting the perfect dissertation slides. Check that you have the right information on your slides and that your assumptions are correct to create a logical flow for your presentation. Try to start working on it as soon as you send the written document.

5. Breathing techniques

Breathing is closely tied to oratory skills. Successful public speakers know how to regulate their breath. Try learning some breathing techniques, including long and steady breaths. 

6. Focus on a good introduction

It’s critical to make a strong first impression, so make sure your introduction focuses on the most important key points and that it piques your audience’s curiosity to learn more about your work.

7. Avoid unnecessary topics

Personal exposition should be avoided. Remember to concentrate on your work, on providing excellent research, and let go of comments implying that you worked too hard for this or that you didn’t sleep for days. Maintain a professional and clear demeanor.

8. Make your questions

You’ll recognize the loose ends after refining your defense multiple times. As a result, create a list of questions that come to mind when rehearsing your defense. Tip number three will also come in handy here.

9. Maintain your cool

You will be asked questions that you have prepared for as well as unexpected ones; this is absolutely normal, and it is quite acceptable if you don’t know the answers to all of them, since you may have opportunities for future research. While commanding your defense, maintain your cool and be confident. 

When there’s something so important on your agenda, it’s easier said than done, but you’ll be much more prepared if you get enough rest. This will make you look better, but it will also assist you in remaining focused and comfortable during your defense.

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How to Effectively Prepare for Your Thesis Defense

You’ve completed your research study, written your thesis, and think you’re done! If only it were this easy. Before you finish with your thesis, there is one last hurdle to overcome: the thesis defense.

What is a thesis defense?

A thesis defense is an opportunity for you to present your research study before other academic professionals who will evaluate the quality of your academic work. While a thesis defense can sometimes feel like a cross-examination in a court of law, in reality, there is no need to fear your thesis defense as long as you are well-prepared. In this article, we’ll talk about how to prepare for a thesis defense, what to expect at the defense itself, and what comes after your defense. 

Why do I have to defend my thesis?

At your thesis defense, you will discuss everything you’ve learned with a group of interested examiners who are eager to hear your thoughts.

The fundamental purpose of a thesis defense is to prove that you have mastered your subject and can be considered as a knowledgeable expert in your field, thereby allowing you to graduate successfully. For many students, a thesis is one of the first attempts at conducting original research and demonstrating that you are equipped to function as an independent expert in your field. If qualified academic professionals can assess your work, question your methods and results, and confirm that your study is sound and novel, then you meet the requirements.

The exact format and expectations for your thesis defense will differ depending on the region you study in and your institution’s rules for the thesis program. The thesis defense meeting may have just two or three examiners or may have a whole panel of examiners along with an audience. 

If the thought of facing your professors, peers, and parents to present your research study makes you feel dizzy, you aren’t alone . Moreover, a thesis defense is a great opportunity for you to hone your public speaking skills as well as talk about your research study. At your thesis defense, you will discuss everything you’ve learned with a group of interested examiners who are eager to hear your thoughts.

While the format for a thesis defense will vary, as mentioned above, most thesis defenses consist of:

• Presenting your research study (using PowerPoint or other similar tools)
• Answering questions from your thesis committee
• Receiving feedback from your thesis committee

So how can you prepare for it? Let’s talk about some important tips.

Preparing: Before the defense

It is useful to attend multiple defenses and ask others who have gone through the process what it was like.

The best way to prepare for a thesis defense is to attend other defenses at your institution so that you know what to expect. It is useful to attend multiple defenses and ask others who have gone through the process what it was like. Senior students are often happy to provide advice and can give you specific insights about particular examiners as well as details of the administrative process at your institution.

You should also talk to your thesis advisor well in advance of your defense about what to expect. Ask whether you need to shortlist your own committee, how long your presentation should be, and how long the thesis defense will be. The duration of a thesis defense varies by the degree level as well as the institution. On average, expect your defense to be at least an hour long, possibly longer for a Ph.D.

What should my presentation cover and how can I prepare it?

While preparing your presentation, also prepare a list of questions and answers that you think are likely to be asked by your committee.

You will need to prepare a presentation that will cover the details of your research study. It is wise to rehearse this presentation multiple times in advance of your thesis defense so that you will be comfortable when you actually present in front of your audience. While preparing your presentation, also prepare a list of questions and answers that you think are likely to be asked by your committee. If you can, enlist the help of a classmate or friend to be the examiner. They can ask you questions about your research study so you will be able to practice addressing these questions.

One mistake many students make is assuming that all members of their defense committee will thoroughly read their thesis prior to the defense. This is simply not always the case. For this reason, you should make sure your presentation makes sense to someone who has not actually read your thesis. A typical thesis defense presentation gives:

• An introduction to the topic
• Explains how the study is significant in the field
• Covers the main highlights of the methodology and results of the study
• Picks out the main points from the discussion and conclusion

What should I do the day before my defense?

Before your thesis defense, make sure you have backups of everything you need saved in multiple formats and multiple locations.

Before your thesis defense, make sure you have backups of everything you need to be saved in multiple formats and multiple locations. Put your presentation and your thesis on a USB drive, email it to yourself, upload it to the cloud, and print it out. Leave nothing to chance: you want to be absolutely prepared to defend your thesis short of an act of God obliterating the venue. In addition, make sure you prepare hard copies (printouts) of both your thesis and slideshow for the committee members. It need not be professionally bound at this stage, but they will appreciate having reference material on hand.

Finally, there are some practical steps to take in preparation for the thesis defense. Choose your outfit in advance (you should dress professionally) and practice presenting in it. You should also make sure you know the exact location of the thesis defense venue. Scope out the venue before your defense, if possible, so you can imagine yourself there while you rehearse. If you are presenting virtually, test all your equipment in advance and have a backup plan in case your internet goes out or your computer suddenly crashes. Most importantly, make sure that you eat well and get proper rest the night before. Don’t stay up late rehearsing last minute in the hopes of improving your chances of passing your defense. You will do much better if you are well-rested and alert. 

Time to shine: At the defense

Try to stay calm and remember you are not on trial!

What can you expect on the day of the defense?

Typically, you will enter the room, set up, and begin your presentation once the committee indicates that they are ready. As mentioned above, it is always advisable to bring hard copies of both your thesis and slideshow for the committee. That way, they can easily refer to what you are talking about as you present. Make sure you also bring a pencil and notebook with you to take notes, and some water, because you will get thirsty as you talk.

After you are done with the presentation, the committee members will ask questions. Try to stay calm and remember you are not on trial! Your committee generally wants you to succeed, but they also want you to prove that you really know what you’re talking about. Do your best to answer their questions and never be afraid to admit when you don’t know something. It is much better, to be honest than to be caught lying or making something up during your thesis defense.

After the question and answer session, depending on your institution, you may be asked to leave the room while the committee deliberates. You may also be present while they discuss the merits of your defense and make suggestions for how to revise it. Alternatively, they might adjourn to another room if there is a large audience present. After they deliberate, they will usually thank you for your time, and your defense will be over. At some institutions, they will inform you if you passed right away, while at others, you will find out after a few days. 

How does my committee decide if my work is good or not?

In general, you can expect your thesis defense and your thesis as a whole to be evaluated based on the below criteria:

• Whether the thesis meets the departmental requirements
• Whether the research study is logical and clear
• Whether the stated objectives are met in the study
• Use of primary and secondary literature
• Use of relevant and up-to-date sources
• Methodological rigor
• Your ability to critically analyze data, facts, relevant literature, and synthesize information into a coherent narrative
• Writing quality and flow
• The validity of your conclusions based on your data and analysis
• The relevance and importance of your research study in the field
• Your ability to clearly and coherently present what your thesis is about
• Your ability to answer questions about your work accurately and in-depth
• Your ability to acknowledge and consider other theories or perspectives and explain why you dismissed one theory in favor of another

In summary, the examining committee want to know:

• Did you meet the thesis criteria set by your institution?
• Did you perform high-quality research work?
• Do you know what you are talking about?

After the defense: What’s next?

After your thesis is approved, you will need to have it professionally bound and then submit copies to your university.

After your thesis defense, you should definitely celebrate and congratulate yourself for all your hard work! Unfortunately, you aren’t quite done yet. Although the committee may notify you about passing, it is also very likely that you will be asked to make some changes to your thesis before you are finally done. You should work with your advisor to finalize and incorporate any comments you received into your work as quickly as possible.

After your thesis is approved, you will need to have it professionally bound and then submit copies to your university. You will also get the chance to order copies for yourself. This process also differs by institution, so make sure you talk to the administration department to figure out what you need to do and when to complete this process.

All in all, while a thesis defense is a scary and overwhelming event, it is also an incredible achievement. Earning your degree is no small feat, and you should definitely feel proud of yourself once you have done it! Check out our site for more tips on how to write a good thesis, where to find the best thesis editing services , and more about thesis editing and proofreading services .

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To prepare for your thesis defense, make sure that you:

Find out your institutional requirements

Talk to your advisor well in advance about what to expect and prepare

Attend defenses of other students to see what they are like

Prepare your presentation early so you can rehearse it

Rehearse your presentation with a timer

Make a list of questions and answers about your research study

Enlist a friend to be the examiner and ask you questions

Prepare multiple backups of your materials (USB drive, Google Drive/Cloud storage, email, hard copy) 

Have a plan for computer/internet problems if you are presenting virtually

Eat well and get a good night’s rest before the defense

Arrive at the defense venue early enough to test any IT equipment or internet connection

What should I do to prepare for my thesis defense? +

• Find out your institution’s requirements
• Attend other thesis defenses
• Speak to your advisor
• Prepare and practice your presentation
• Enlist a friend or classmate to act as the examiner and ask you questions while you practice

How long is a typical thesis defense? +

Every institution is different, but most thesis defenses are at least an hour long.

What should my thesis presentation actually contain? +

 A typical thesis defense presentation introduces the thesis topic, explains how your study is significant in the field, and covers the main highlights of the methodology and results of the study. It finally picks out the main points from the discussion and conclusion section of your thesis.

What if I fail my thesis defense? +

The odds that you will fail are extremely low! Most advisors and committees do not let a candidate schedule a defense unless they feel the candidate is ready. So, don’t worry about it. However, if you do fail for some reason, your institution will have a process for you to apply to try again.

Defense and Dissertation Overview

Once a student’s box is checked, the BPH student should set up a one-on-one “Defense Packet Meeting” with the BPH Associate Director to review the Defense and Dissertation Process, which includes reviewing all required materials, logistics, timing, FAS/Harvard Griffin GSAS Form of the Dissertation, sample forms, and to answer student questions related to these processes.

• Defense Committee Chair: One member of the student’s DAC, often the DAC chair, is required to chair the oral defense. This required holdover from the DAC serves the purpose of providing insight to the examiners regarding the path the student has taken in completing the dissertation research. Their primary role is to assess committee satisfaction with the written dissertation, administer the exam, arbitrate any problems that may arise, and make final recommendations for completion of necessary corrections and additions to the dissertation. No other DAC members can serve on the defense committee .
• At least one member must be a BPH faculty member, often from the same academic department.
• One member of the examination committee must be from outside of Harvard University.
• The fourth member may be from either BPH or another Harvard-affiliated program.
• Co-authors and collaborators cannot be members of the Defense committee

DEFENSE TIMING AND FORMAT

• Students should notify the BPH Program as far in advance as possible with the details of the exam. 
• The student is required to notify the BPH office no later than 3 weeks in advance of the defense with the final dissertation title.
• At least two weeks before the date of exam, defense members should be sent copies of the dissertation for review. A copy of the dissertation should also be sent to the BPH program.
• If any defense committee member foresees problems with the exam, they should contact the chair of the defense committee in advance of the meeting. If major problems are found with the written document, the Committee can decide to postpone the oral defense until satisfactory changes are made. While rare in our program, these occasions can involve the insufficient or improper use of statistical methods, grossly overstated conclusions, insufficient background or discussion, or evidence of plagiarism.
• More details about the timing and format are provided in the “Defense Packet Meeting” held with each student.

STIPEND GUIDELINES

If a student successfully defends the dissertation before the 15th of the month, the stipend will be terminated at the end of that month. If the student successfully defends on or after the 15th, the next month’s stipend will be the final month the student is paid, at the discretion of their advisor.

Students are encouraged to speak to their advisors directly about how they should be paid as they complete their graduate work. If an advisor wishes to pay the student for one additional month, beyond what has been explained above, the advisor must notify the department’s financial administrator. For administrative reasons, a stipend cannot be issued to a student after their graduation/degree conferral date.

ORAL DEFENSE PROCEDURES

Part 1: Public Seminar As part of the exam, the PhD candidate will present a public seminar followed by a private oral examination.  The public presentation lasts no longer than 1 hour, which includes time for the advisor’s introduction, the student’s oral presentation and acknowledgements, and time for audience questions and answers.  The Defense Committee is required to attend the public seminar; however, it is customary for members of the defense committee to hold their questions until the private oral exam.

Part 2: Private Oral Examination A private oral examination follows the public seminar.  Initially, the student will be asked to leave the room for several minutes, along with the dissertation advisor if the dissertation advisor has decided to remain for the private exam.  During this time, the committee will discuss the merits of the dissertation, any issues with the dissertation, and areas they may want to focus on during the oral exam.  The student (and advisor if present) is then asked back into the room for the exam.

Each member of the defense committee will direct questions to the candidate based on their review of the dissertation and presentation of the seminar. The Defense Chair will moderate the discussion between the panel and the student.  The closed defense takes up to two hours and involves detailed technical questions as well as broader questions on the conclusions, impact, and limitations of the research.  Dissertation advisors may be present, but they must not participate in the exam (e.g., answer questions posed by the committee).

At the end of the examination, the student (and advisor if present) is once again asked to step out of the room for several minutes.  The Committee will discuss any revisions needed for the thesis and whether these revisions need to be reviewed and by whom.  Once the committee determines the outcomes, the student will be asked back into the room and the Committee provides the student with any [minor] changes needed to the dissertation. While it is extremely rare for the student to fail at this stage, the committee will provide recommendations to the student on their research, communication skills, and development as a scientist, as well as delineating the required changes to the dissertation.

PREPARING FOR THE DEFENSE/WRITING THE DISSERTATION

Students preparing to write and defend their dissertation must review University requirements as outlined in “ Dissertations ” with guidelines published at the Graduate School of Arts and Sciences.

Students are also welcome to visit the BPH Student Lounge (Building 2, Room 113) to look at copies of previous BPH bound dissertations.

Writing the Dissertation Each student must write a comprehensive PhD dissertation on their research topic and the original results of their research. There are a variety of ways a dissertation can be composed, but the core elements described below must be included. The dissertation must show original treatment of the subject, contain a scholarly review of the pertinent literature, provide evidence of independent research of publishable quality, and be clearly, logically, and carefully written. In addition to a compendium of the student’s research, including detailed methods and results, the dissertation must contain a thoughtful discussion of the conclusions, impact, and limitations of the research. The completed work should be critically reviewed by the dissertation advisor before being submitted to the Dissertation Defense Committee.

In some cases, the student has done all of the work in the dissertation; more often portions of the dissertation result from collaborative research. In all dissertations containing collaborative results, the dissertation should indicate concisely who contributed to the work and how.  For example, a chapter containing multi-authored, published work must include a complete reference of the publication and a brief description of the candidate’s and the colleagues’ contributions. For work that is not published but which resulted from multiple researchers, the contributors must be named and respective attributions made clear. This policy allows stylistic flexibility; depending on the amount of collaborative work in the dissertation and the status of publication(s), the attributions can be, preferably, on or accompanying the cover page for each chapter or within an extended acknowledgements section at the end of each chapter. It is recommended that if figures or figure panels are included that are the work of others that the figure panels be clearly identified and the work properly attributed. It is permissible for more than one student to include work from the same collaboration or publication as long as the required attributions are clear, justified, and complete.

Individual chapters can be that of published articles as long as there are also comprehensive Introduction and Conclusion chapters written by the student. While the text can be the same, use of journal reprints as a chapter is not permissible. A word document of the published article must be used, and the pages in the dissertation must be consecutively numbered. Furthermore, the figures and accompanying figure legends must be integrated into the main body of each chapter, preferably following the first mention of the given figure, not clustered at the end of the chapter. Any dissertation that varies significantly from the Graduate School or FAS guidelines, or is not neat and readable, is subject to required stylistic revision before acceptance by the University. (For further information, please visit https://gsas.harvard.edu/academics/dissertations ).

DEFENSE FORMS AND PAPERWORK

Dissertation Acceptance Certificate Before the examination, the BPH Program Office will provide the Defense Committee Chair with a copy of the official Dissertation Acceptance Certificate. This certificate must be signed by all readers of the dissertation at the end of the examination and returned to the BPH Program Office. This certificate will be scanned and sent to the student so it can be inserted as page one of the dissertation prior to the online submission. The student must submit the one original, official copy to the Registrar’s in Cambridge by the appropriate deadline.

If extensive corrections are to be made, the BPH Program Office will hold the certificate until the Defense Committee Chair, and/or assigned reviewer(s) provide a written notification to the BPH Program to confirm that the corrected work has been reviewed and approved.

Dissertation Defense Exam Report The Dissertation Defense Exam Report is completed by the members of the Dissertation Defense Committee to provide a record of any comments or recommendations they may have. The report must be signed by all members immediately after the private exam. The completed report must be submitted to the BPH Program Office at the same time as the Dissertation Acceptance Certificate.

Sample Dissertation Title Page Please click here to see a sample BPH Dissertation Title Page.  Again, please refer to the Dissertation website for guidelines about how to format your dissertation.

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• Proposal Defense

Dissertation Proposal Defense

The purpose of the  dissertation  proposal  defense  meeting is to assess the merits of the proposed research and the ability of the doctoral candidate to conduct this research in a scholarly manner. The proposal must be defended in a formal meeting to be attended by all members of the committee, in-place or virtually. People other than the committee members and the student proposing the study typically do not attend the proposal defense meeting.

Once the chair deems the proposal ready for the full committee’s review, the candidate will be given permission to schedule a proposal defense.  The candidate will contact the committee members to find a date and time acceptable to all members, and will secure a conference room for the defense.  The candidate will provide a copy of the proposal to the chair and committee members at least two weeks prior to the scheduled defense of the proposal, either electronically or in hard copy, depending upon the preferences of individual committee members.

At the defense, the candidate will be expected to defend the proposal and answer questions regarding the proposed study. A unanimous vote of the committee members at the time of the proposal defense is required for approval of the proposal. If unanimous approval is not given at this defense, the chair will make recommendations to remedy any deficiencies, and a second proposal defense meeting will be scheduled.

When all committee members are satisfied that a proposal is viable, they will sign a  Dissertation Proposal Approval Form .  The candidate will submit the signed form to the Office of Academic Programs. In the event that a faculty member resigns from the dissertation committee after the proposal has been formally accepted, the new member appointed to the committee must agree to accept the dissertation proposal as previously approved.

Human Subjects Approval After the dissertation proposal has been approved, the candidate must receive human subjects approval by the School of Education’s Institutional Review Committee (EDIRC) before any data may be generated or analyses begun.  The candidate and the dissertation committee chair must submit verification of  university required training  in research ethics when submitting the online EDIRC proposal form.  The candidate is required to designate the dissertation committee chair as a co-principal investigator for this study.  More information about this process is available on the  Protection of Human Subjects Certification  web page.

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Proposal Defense

The purpose of the dissertation proposal defense is to assure that your plan of researching your proposed research question is complete and holds academic merit. Students work closely with their supervisory committees in determining the composition of the dissertation proposal and in writing the proposal.

At least six weeks prior to the dissertation proposal defense, the candidate contacts Student Services to confirm the members of their supervisory committee. This would include the addition of a non-University of Washington external faculty member if previously agreed upon.

The candidate schedules a date, a time, and a room for the dissertation proposal defense. The candidate also submits details regarding the dissertation proposal defense to the iSchool web calendar, the PhD program chair, and Student Services.

At least two weeks before the scheduled proposal defense date, the final written proposal must be submitted to all members of the supervisory committee. The voting members of the committee, in consultation with the student, determine the length and outline the structure of the defense.

The proposal defense is a public event. However, the deliberations of the supervisory committee are private. The supervisory committee records an official decision using the dissertation proposal defense form.

Once the proposal has been defended and accepted, the candidate is cleared to finish writing the dissertation. The candidate submits one paper copy and one PDF version of the dissertation proposal to Student Services.

More Information

• Dissertation Proposal Defense Policy
• Dissertation Proposal Defense Form
• Learn more about supervisory committee policies

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• Final Defense

The final defense is an oral examination open to the public, during which the author of a thesis or dissertation demonstrates to their committee satisfactory command of all aspects of the work presented and other related subjects, if applicable. The final defense is required for the dissertation and Master’s plan A students.

Scheduling & Announcement

Dissertation – Final defense announcement in the University Events Calendar is required for the dissertation. The defense must be one hour or more in length. It may be scheduled between 8:00 am to 4:30 pm on any work day, during both instructional and non-instructional periods. Submit the announcement to the Graduate Division Student Services no later than two weeks prior to defense. Announcement must specify title, date, time and place of the defense. It must be signed by the committee chair .

Master’s plan A – Final defense announcement is not required to be posted and open to the public. Please check with your respective graduate program for further guidance.

Pre-Defense Manuscript Distribution

The student must submit the completed manuscript to the committee by the deadline set by his or her graduate program, or no later than two weeks prior to the scheduled defense (four weeks is highly recommended in the case of the dissertation). In addition, the student needs to distribute a copy of the abstract to the faculty of his or her graduate program. The abstract may be distributed via email or other electronic means as appropriate.

Committee Participation

Effective 2022, graduate programs have more flexibility with regard to remote participation by the doctoral candidate and committee members for a doctoral defense. With this change, it is possible for the entire committee to attend a doctoral defense online with no members physically present on campus at UHM. However, since such defenses will continue to remain a public presentation, appropriate and secure access to allow for the public to attend will be required. If a physical location on the UHM campus with accessibility for viewers to an online defense will be used, this information will also be required on the Dissertation Announcement that is submitted at least two weeks prior to a defense and when posted to the Academic Calendar.

In the event that a committee member is unable to participate physically or virtually in the final defense, the alternatives are, in order of preference:

1. Postpone the defense.

2. Submit a form to revise the committee (submit the appropriate form pertinent to the degree sought) .

3. Use proxy member(s) — As a general rule, the Graduate Division discourages the use of proxy committee members for the final defense. However, the use of a proxy member may occasionally be the only feasible solution that does not unduly penalize the student. Only regular graduate faculty may serve as proxies. A proxy cannot be used for the committee chair or the university representative. To use a proxy member, submit a written request to the Office of Graduate Student Services prior to the day of the final defense. The request must indicate the reason for the proxy, and include the approval signature of the student’s graduate chair.

Upon request approval by the Graduate Division, the proxy is expected to act in full capacity of the replaced committee member. The proxy may ask any questions deemed appropriate. The proxy may require the student to revise, add or delete portions of the manuscript. Finally, the proxy must indicate approval or disapproval of the defense by signing Form III.

Committee Approval

A majority of the committee, including the chair and university representative, must approve of the defense in order for the student to pass. A student failing the final defense for the first time may repeat it only with approval from both the graduate program and the Graduate Division. A student failing for the second time is dismissed from both the graduate program and the Graduate Division. Committee members are required to indicate their approval of the manuscript and the defense using the forms listed below:

Committee Decision Review

Should a member of the committee voting in the minority wish to have the majority decision reviewed, he or she may do so by submitting a written request to the Graduate Division. The request must state specific reasons. Upon approval of the request, the review will be undertaken by the Graduate Council.

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